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PROSPECT CAPITAL (PSEC) SEC Filings, Jul 2-20, 2026

PSEC NASDAQ

Prospect Capital Corporation files regulatory reports that document its business development company structure, investment results, distribution policy and capital structure. Form 8-K filings cover quarterly results releases, Regulation FD distribution announcements, material agreements and financing activity involving common stock, preferred stock series and senior unsecured notes.

Proxy statements and shareholder-meeting filings describe voting matters for common and preferred stockholders, governance procedures and meeting mechanics. Prospect Capital filings also document preferred stock offering arrangements, dealer manager agreements, equity distribution agreements, dividend declarations and the security terms associated with its debt and preferred equity instruments.

Rhea-AI Summary

Prospect Capital Corporation is offering three new series of Prospect Capital InterNotes under its medium-term note program: 6.000% Notes due July 15, 2029, 6.250% Notes due July 15, 2031, and 6.500% Notes due July 15, 2033. Each series is issued at 100% of principal, pays fixed semi-annual interest on January 15 and July 15 starting January 15, 2027, and includes a Survivor’s Option.

The notes are direct, senior unsecured obligations ranking equally with Prospect’s other unsecured senior debt and are callable at 100% of principal on January 15, 2027 and on any business day thereafter, plus accrued interest. Minimum denomination is $1,000 in $1,000 increments, issued in DTC book-entry form under an existing indenture.

These notes are part of a board-authorized $1 billion InterNotes capacity; as of February 6, 2026, $637.2 million of Prospect Capital InterNotes were outstanding. As of December 31, 2025, the company reported total assets of about $6.5 billion, a portfolio fair value of approximately $6.4 billion, and an annualized current yield of 10.9% on performing interest-bearing investments.

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Prospect Capital Corporation is issuing three new unsecured senior Prospect Capital InterNotes under its medium-term note program: $14,000 of 6.000% notes due 2029, $4,000 of 6.250% notes due 2031, and $6,000 of 6.500% notes due 2033. All are priced at 100% of principal, pay interest semi-annually starting January 15, 2027, and are callable at 100% of principal on or after January 15, 2027.

The notes are direct, unsecured senior obligations ranking pari passu with other unsecured senior debt and are sold through InspereX LLC and other agents. As of February 6, 2026, the company had $637.2 million of InterNotes outstanding within a board-authorized capacity of up to $1.0 billion for this program.

Prospect reports approximately $6.5 billion of total assets and a portfolio fair value of about $6.4 billion across 91 portfolio companies and CLOs as of December 31, 2025, with an annualized current yield of 10.9% on performing interest-bearing investments. Recent events include an announced sale of Valley Electric Company for consideration of approximately $328.0 million and declarations of monthly and quarterly dividends on multiple preferred stock series and common stock. The filing highlights substantial existing leverage, subordination of the notes to secured and subsidiary debt, interest-rate and SOFR-related risks, and limited protective covenants for noteholders.

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Prospect Capital Corporation filed a Form 15 to terminate registration under Section 12(g) and suspend reporting obligations under Sections 13 and 15(d) for its 5.50% Series AA1 Preferred Stock, 5.50% Series MM1 Preferred Stock, 6.50% Series AA2 Preferred Stock, and 6.50% Series MM2 Preferred Stock.

Duties to file reports remain for its common stock, several other preferred stock series, and outstanding notes, including its 3.364% Notes due 2026, 3.437% Notes due 2028, and Prospect Capital InterNotes®.

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Rhea-AI Summary

Prospect Capital Corporation is offering new Prospect Capital InterNotes® senior unsecured notes in three fixed-rate tranches: 6.000% Notes due 2029, 6.250% Notes due 2031, and 6.500% Notes due 2033. Each pays interest semi-annually on January 15 and July 15, beginning January 15, 2027, in minimum denominations of $1,000.

The notes are callable at 100% of principal plus accrued interest at the company’s option on and after January 15, 2027, and include a Survivor’s Option. They are direct, unsecured senior obligations ranking pari passu with other unsecured senior debt and are issued under Prospect’s existing InterNotes medium-term note program, for which the board has authorized up to $1 billion of notes; $637.2 million were outstanding as of February 6, 2026.

Prospect is a business development company with approximately $6.5 billion of total assets and an investment portfolio with $6.4 billion in fair value and an 8.3% overall annualized yield as of December 31, 2025. Net asset value per share was $6.21. On July 1, 2026, Prospect sold its investment in Valley Electric Company, Inc. for consideration of approximately $328.0 million, subject to adjustments. The company has also declared monthly and quarterly dividends on multiple preferred series and on its common stock for early 2026.

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Rhea-AI Summary

Prospect Capital Corporation filed Post-Effective Amendment No. 18 to its Form N-2 (Registration No. 333-293349) on July 9, 2026. This amendment is filed pursuant to Rule 462(d) solely to furnish exhibits to the registration statement and states it will become effective immediately upon filing.

The filing incorporates prior financial statements (including consolidated statements as of June 30, 2022 and related interim financials as of December 31, 2022) and lists numerous indentures and supplemental indentures (forms of Prospect Capital InterNote® and senior notes with coupon rates and due years) included as exhibits.

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Prospect Capital Corporation stockholders approved a key financing proposal at a virtual Special Meeting held on July 7, 2026. The approval renews the Company’s authorization, with Board approval, to sell common stock during the next 12 months at prices below its then current net asset value per share.

Any such sales are subject to conditions described in the proxy statement, including that shares sold on any given date cannot exceed 25% of the Company’s outstanding common stock immediately prior to that sale. Of 556,508,215 shares eligible to vote as of March 11, 2026, Proposal 1 received 277,640,199 votes for, 63,873,735 against, and 7,460,523 abstentions.

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Prospect Capital Corporation priced three series of Prospect Capital InterNotes®: fixed-rate 6.00% due 7/15/2029, 6.25% due 7/15/2031, and 6.50% due 7/15/2033. Each series issued at 100.000%, is callable at 100.000% on and after 1/15/2027, and pays semi-annual interest beginning 1/15/2027.

The offering is part of the company’s InterNotes® program (board authorization up to $1.0 billion) and will be issued under the existing indenture and trustee. Recent portfolio activity disclosed: sale of Valley Electric for approximately $328.0 million.

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Rhea-AI Summary

Prospect Capital Corporation priced a preliminary offering of Prospect Capital InterNotes® consisting of three unsecured fixed-rate series: 6.000% Notes due 2029, 6.250% Notes due 2031 and 6.750% Notes due 2033. Each series is callable at 100.000% on 1/15/2027 and thereafter. The notes are issued under the existing indenture and will accrue interest from 7/16/2026 with semi-annual payments beginning 1/15/2027. Trade date is 7/13/2026 and settlement is 7/16/2026. Minimum denomination is $1,000 and issuance is DTC book-entry only. The pricing supplement states selling prices at 100.000% with stated concessions and first coupon amounts of $29.83, $31.08 and $32.32 for the 2029, 2031 and 2033 series, respectively. A Recent Event disclosure states the company sold its investment in Valley Electric Company, Inc. for approximately $328.0 million, subject to adjustments.

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Rhea-AI Summary

Prospect Capital Corporation priced three series of Prospect Capital InterNotes®: 6.250% due 7/15/2029, 6.500% due 7/15/2031 and 6.750% due 7/15/2033. The pricing supplement dated July 6, 2026 shows a $200,000 principal issuance for the 6.750% 2033 Notes; two series show principal amount fields as "$ —" in the excerpt. Interest accrues from July 9, 2026, interest payable semi-annually on January 15 and July 15, commencing January 15, 2027. Notes are unsecured senior obligations, callable at 100.000% on January 15, 2027 and thereafter, issued in book-entry form through DTC and sold at the stated selling prices and concessions shown in the pricing supplement.

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Prospect Capital Corporation filed Post-Effective Amendment No. 17 to its Registration Statement on Form N-2 (Registration No. 333-293349) solely to furnish exhibits, including bylaws, indentures and consolidated financial statements. The filing states it "shall become effective immediately upon filing" pursuant to Rule 462(d).

The amendment incorporates consolidated financial statements as of June 30, 2022 and related periods, and lists extensive supplemental indentures and forms of notes (various coupon rates and maturities) included as exhibits.

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FAQ

How many PROSPECT CAPITAL (PSEC) SEC filings are available on StockTitan?

StockTitan tracks 176 SEC filings for PROSPECT CAPITAL (PSEC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for PROSPECT CAPITAL (PSEC)?

The most recent SEC filing for PROSPECT CAPITAL (PSEC) was filed on July 20, 2026.