Prospect Capital Corporation files regulatory reports that document its business development company structure, investment results, distribution policy and capital structure. Form 8-K filings cover quarterly results releases, Regulation FD distribution announcements, material agreements and financing activity involving common stock, preferred stock series and senior unsecured notes.
Proxy statements and shareholder-meeting filings describe voting matters for common and preferred stockholders, governance procedures and meeting mechanics. Prospect Capital filings also document preferred stock offering arrangements, dealer manager agreements, equity distribution agreements, dividend declarations and the security terms associated with its debt and preferred equity instruments.
Prospect Capital Corporation is offering Prospect Capital InterNotes® in three series: 6.500% Notes due 2029, 6.750% Notes due 2031 and 7.000% Notes due 2033 pursuant to a preliminary pricing supplement dated March 9, 2026.
The Notes are unsecured senior obligations, issued in minimum denominations of $1,000, sold at 100.000% with dealers' concessions disclosed, accrue interest from March 19, 2026, pay semi-annual interest on March 15 and September 15 (first coupon August 15, 2026) and are callable at $1,000 per note (100.000%) on September 15, 2026 and every business day thereafter.
Prospect Capital Corporation priced three Prospect Capital InterNotes®: $155,000 6.500% Notes due 3/15/2029, $26,000 6.750% Notes due 3/15/2031, and $267,000 7.000% Notes due 3/15/2033.
Interest accrues from March 9, 2026 with semi-annual payments on March 15 and September 15, commencing September 15, 2026. The notes are unsecured, callable at 100.000% on September 15, 2026 and thereafter. Each series includes a Survivor’s Option and will be issued in DTC book-entry form under the Indenture dated February 16, 2012, as supplemented.
Prospect Capital Corporation filed Post-Effective Amendment No. 3 to its Form N-2 (Registration No. 333-293349) on March 5, 2026 to furnish exhibits to the registration statement. The amendment, filed pursuant to Rule 462(d) under the Securities Act, states it will become effective immediately upon filing and incorporates the registration statement's prior contents by reference.
The cover indicates offerings may occur "from time to time after the effective date of this Registration Statement" and Part C supplies a detailed exhibits list and financial statements incorporated by reference.
Prospect Capital Corp’s major shareholder John F. Barry III has updated his ownership filing, reporting control over 130,310,032.69 common shares, or 26.9% of the company. The John & Daria Barry Foundation separately reports beneficial ownership of 43,727,065.61 shares, representing 9.0% of the outstanding stock.
Since the prior amendment filed on November 22, 2024, Mr. Barry acquired an additional 8,713,656.13 shares, including 266,698.13 shares through the issuer’s dividend reinvestment plan and 8,446,958.00 shares purchased with personal funds on the open market. An IRA account controlled by his spouse acquired 75,422.54 shares via dividend reinvestment. These percentages are based on 484,825,572 shares outstanding as of February 26, 2026.
Prospect Capital Corporation is offering Prospect Capital InterNotes® consisting of 6.500% Notes due 3/15/2029, 6.750% Notes due 3/15/2031 and 7.000% Notes due 3/15/2033 pursuant to a preliminary pricing supplement dated March 2, 2026.
The notes price at 100.000%, are unsecured senior obligations, callable at 100.000% on and after 9/15/2026, accrue interest from March 12, 2026, pay semi‑annual interest (first coupon 8/15/2026), and settle on March 12, 2026 in minimum denominations of $1,000.
Prospect Capital Corporation priced three Prospect Capital InterNotes® series on March 2, 2026: a $810,000 series at 6.500% due 3/15/2029, a $97,000 series at 6.750% due 3/15/2031, and a $55,000 series at 7.000% due 3/15/2033.
The notes are unsecured senior obligations, issued in minimum denominations of $1,000, bear semi-annual fixed interest with first coupon on 9/15/2026, accrue interest from March 5, 2026, and are callable at 100.000% on or after 9/15/2026.
Prospect Capital Corporation is seeking stockholder approval to renew, for a 12-month period, authorization (with Board approval) to sell shares of its common stock at prices below its then current net asset value per share. The authority would limit sales on any given date to 25% of outstanding common stock immediately prior to such sale.
The Board, including a majority of independent directors, recommends the Proposal; the company cites market volatility and constrained capital markets as drivers for maintaining the flexibility to raise equity below NAV. The proxy notes an estimated NAV per common share of $6.21 as of December 31, 2025 and discloses 484,825,572 common shares outstanding and 70,232,643 preferred shares outstanding as of February 26, 2026.
Prospect Capital Corporation filed a Post-Effective Amendment No. 2 to its Registration Statement (File No. 333-293349) on February 26, 2026 solely to furnish exhibits under Rule 462(d) of the Securities Act; this amendment consists of a facing page, an explanatory note and Part C listing incorporated financial statements and a comprehensive exhibits index and becomes effective immediately upon filing.
Prospect Capital Corporation priced three series of Prospect Capital InterNotes® with fixed coupons maturing in 2029, 2031 and 2033.
The pricing supplement sets coupon rates at 6.50% (2029), 6.75% (2031) and 7.00% (2033). The notes are callable at 100.000% beginning 8/15/2026. Trade date was 2/23/2026 and settlement 2/26/2026. Interest accrual begins on 2/26/2026 with semiannual payments on Feb. 15 and Aug. 15, commencing 8/15/2026.
The pricing tables show a stated principal of $220,000.00 for the 7.00% 2033 notes; the other two series list no principal amount in the excerpt. The supplement also discloses that on 2/20/2026 the company’s $63.5 million Senior Secured Term Loan and $5.0 million Revolving Line of Credit to Interventional Management Services, LLC were repaid at par.
Prospect Capital Corporation is offering three series of Prospect Capital InterNotes®: 6.500% due 3/15/2029, 6.750% due 3/15/2031 and 7.000% due 3/15/2033.
The notes price at 100.000%, are unsecured senior obligations, callable at 100.000% on and after 9/15/2026. Trade date is 3/2/2026 with settlement on 3/5/2026. Minimum denomination is $1,000.00.