Prospect Capital CEO Acquires 741K Shares; Direct Ownership Disclosed

Rhea-AI Filing Summary

Prospect Capital Corp (PSEC) insider purchase disclosed on Form 4. The reporting person, John F. Barry III, filed that on 09/24/2025 he acquired 741,158 shares of common stock at $2.617 per share. Following the transaction he beneficially owned 85,142,158.198 shares directly. The filing also reports 372,363.396 shares held indirectly by spouse. The form is signed 09/26/2025.

Positive

• Material insider purchase: Acquisition of 741,158 shares indicates management activity in the issuer's stock.
• Clear disclosure of holdings: Reporting shows direct beneficial ownership of 85,142,158.198 shares and indirect spousal holdings of 372,363.396 shares.

Negative

• No explanation provided: Form 4 contains no remarks explaining the purpose or funding of the purchase.
• Single transaction disclosure only: The filing does not indicate any planned further purchases or sales.

Insights

Financial Analyst

TL;DR: A sizable insider purchase of 741,158 PSEC shares at $2.617 was reported, increasing direct beneficial ownership.

The transaction shows a direct acquisition of 741,158 common shares at $2.617 each on 09/24/2025, with direct beneficial ownership reported at 85,142,158.198 shares after the trade. For investors, insider purchases can signal confidence from management, though Form 4 alone does not provide intent, financing source, or whether additional purchases are planned. The reported indirect holdings of 372,363.396 shares via spouse are relevant to total family exposure.

Corporate Governance Expert

TL;DR: The CEO/Director reported a material open-market acquisition and properly disclosed direct and spousal indirect holdings.

The filing identifies the reporting person as a director, 10% owner and chief executive officer, and discloses both direct and indirect holdings. The Form 4 appears properly completed with transaction date 09/24/2025 and signature dated 09/26/2025. This disclosure meets Section 16 reporting requirements but does not include explanatory remarks about purpose or funding, which is typical for Form 4s.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Barry John F

(Last) (First) (Middle)

700 S ROSEMARY AVE SUITE 204

(Street)

WEST PALM BEACH FL 33401

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PROSPECT CAPITAL CORP [ PSEC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF EXECUTIVE OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
09/24/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
COMMON STOCK	09/24/2025		P		741,158	A	$2.617	85,142,158.198	D
COMMON STOCK								372,363.396	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ John F. Barry III	09/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did PSEC insider John F. Barry III report buying?

He reported acquiring 741,158 shares of Prospect Capital Corp common stock at $2.617 per share on 09/24/2025.

How many PSEC shares does the reporting person own after the transaction?

The Form 4 reports 85,142,158.198 shares beneficially owned directly following the reported transaction.

Are there any indirect holdings disclosed for the PSEC reporting person?

Yes. The filing discloses 372,363.396 shares held indirectly by spouse.

When was the Form 4 signed and filed?

The signature on the form is dated 09/26/2025. The earliest transaction date reported is 09/24/2025.

What roles does the reporting person hold at Prospect Capital (PSEC)?

The filer is identified as a Director, a 10% owner, and the company's Chief Executive Officer.