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Prospect Capital Corporation filed Post-Effective Amendment No. 21 to its Form N-2 registration statement under Rule 462(d) solely to add and update exhibits, including an extensive list of indentures and supplemental indentures for various Prospect Capital InterNote and senior note offerings.
The amendment incorporates by reference the company’s audited consolidated financial statements for the years ended June 30, 2022, 2021 and 2020, along with unaudited interim financials as of and for the periods ended December 31, 2022. It becomes effective immediately upon filing and does not modify any other part of the existing registration statement or register additional securities.
Prospect Capital Corporation is offering new series of senior unsecured Prospect Capital InterNotes, including 6.000% Notes due 2029, 6.250% Notes due 2031 and 6.500% Notes due 2033. The notes pay interest semi-annually on February 15 and August 15, beginning February 15, 2027, and are callable at 100% of principal plus accrued interest on or after February 15, 2027. Each series includes a Survivor’s Option, ranks equally with other unsecured senior indebtedness, and is issued in minimum denominations of $1,000 under an existing indenture.
The company has board authorization to issue up to $1 billion of InterNotes in this program, with $637.2 million outstanding as of February 6, 2026. As of December 31, 2025, Prospect Capital reported approximately $6.5 billion of total assets, a diversified portfolio of 91 investments with aggregate fair value of about $6.4 billion, and an annualized current yield of 10.9% on performing interest-bearing investments. Net asset value per share was $6.21 as of that date.
Leverage is significant: as of February 6, 2026, unsecured senior indebtedness totaled about $1.4 billion and secured indebtedness about $0.7 billion, including $743.1 million drawn on the credit facility. Recent activity includes the sale of its investment in Valley Electric Company, Inc. for consideration of approximately $328.0 million (subject to adjustments and earn-out) and repurchases of $34.4 million of 3.437% 2028 Notes and $0.7 million of 3.364% 2026 Notes. The supplement also details extensive risks related to leverage, subordination to secured and subsidiary debt, interest rate movements, limited covenants in the notes and benchmark risks for any floating-rate series based on SOFR, Compounded SOFR or Term SOFR.
Prospect Capital Corporation is issuing Prospect Capital InterNotes® under its medium-term note program, including 6.000% senior unsecured notes due 2029 with $84,000 principal and $83,055 in net proceeds at a 100% selling price and 1.125% concession. These notes pay fixed interest semi-annually on February 15 and August 15, beginning February 15, 2027, and mature on August 15, 2029, with minimum denominations of $1,000. They are callable at 100% of principal plus accrued interest from February 15, 2027.
The notes rank as direct senior unsecured obligations, alongside other unsecured debt, and are effectively subordinated to secured borrowings and structurally subordinated to subsidiary liabilities. As of early 2026, Prospect had about $1.4 billion unsecured and $0.7 billion secured debt outstanding and $637.2 million of InterNotes outstanding within a $1 billion board authorization. The company reports total assets of about $6.5 billion and a NAV of $6.21 per share as of December 31, 2025.
Prospect Capital Corporation files Post-Effective Amendment No. 20 to its Form N-2 registration statement (File No. 333-293349) as a technical update. The amendment is submitted under Rule 462(d) solely to add and organize exhibits, including extensive indentures and supplemental indentures related to Prospect Capital InterNote® offerings and various note issuances.
The amendment expressly states that it does not modify any other part of the existing registration statement, and the prior contents are incorporated by reference. As permitted by Rule 462(d), this post-effective amendment becomes effective immediately upon filing with the SEC. The filing also lists the financial statements that are incorporated by reference into Part A, covering consolidated results through June 30, 2022 and interim data through December 31, 2022.
Prospect Capital Corporation is offering three series of Prospect Capital InterNotes® senior unsecured notes: 6.000% Notes due 2029, 6.250% Notes due 2031 and 6.500% Notes due 2033, each issued at 100% of principal, paying fixed interest semi‑annually on February 15 and August 15, beginning February 15, 2027. The notes are callable at 100% of principal plus accrued interest at Prospect Capital’s option on or after February 15, 2027, and include a Survivor’s Option, allowing certain early repayment upon a beneficial owner’s death, subject to annual issuer caps.
The notes rank as senior unsecured obligations, pari passu with existing Public Notes and other unsecured senior debt, and are effectively subordinated to secured borrowings and structurally subordinated to subsidiary liabilities. As of February 6, 2026, Prospect Capital and its subsidiaries had approximately $1.4 billion of unsecured senior debt and $0.7 billion of secured debt outstanding, including $743.1 million under its credit facility. The company reports total assets of about $6.5 billion and an investment portfolio fair value of roughly $6.4 billion as of December 31, 2025.
Recent developments include the July 1, 2026 sale of the investment in Valley Electric Company, Inc. for consideration of approximately $328.0 million (subject to adjustments and earn‑out) and declarations of regular monthly and quarterly dividends on multiple preferred stock series and common stock. The filing highlights risks related to leverage, covenant compliance, interest‑rate movements, benchmark reform for SOFR‑linked notes and limited protective covenants in the indenture.
Prospect Capital Corporation is issuing new Prospect Capital InterNotes®, senior unsecured notes under its medium-term note program. The pricing supplement covers three fixed-rate tranches: 6.000% Notes due 2029 with $22,000 principal, 6.250% Notes due 2031 with $65,000 principal, and 6.500% Notes due 2033 with $2,000 principal. All are priced at 100% of principal, pay interest semi-annually starting January 15, 2027, carry a Survivor’s Option, and are callable at 100% of principal on and after January 15, 2027.
The notes are direct unsecured senior obligations ranking pari passu with other unsecured senior debt and are issued under a 2012 indenture. Net proceeds after selling concessions are $21,752.50, $63,895.00, and $1,961.00 for the 2029, 2031 and 2033 notes, respectively. Prospect operates as an externally managed business development company focused on lending to and investing in middle-market, privately held companies, with approximately $6.5 billion of total assets and a portfolio fair value of about $6.4 billion across 91 portfolio companies and CLOs as of December 31, 2025. The filing highlights substantial existing leverage, potential subordination to secured and subsidiary-level debt, interest-rate and liquidity risks for the notes, and notes that net asset value per share was $6.21 as of December 31, 2025.
Prospect Capital Corporation filed Post-Effective Amendment No. 19 to its Form N-2 registration statement (File No. 333-293349). The company states this amendment is filed under Rule 462(d) solely to add and update exhibits to the existing registration statement.
The amendment consists only of the facing page, an explanatory note, and Part C listing extensive exhibit references, including numerous supplemental indentures for Prospect Capital InterNote® issuances. It does not modify any other part of the registration statement and becomes effective immediately upon filing pursuant to Rule 462(d).
Prospect Capital Corporation is offering three new series of Prospect Capital InterNotes under its medium-term note program: 6.000% Notes due July 15, 2029, 6.250% Notes due July 15, 2031, and 6.500% Notes due July 15, 2033. Each series is issued at 100% of principal, pays fixed semi-annual interest on January 15 and July 15 starting January 15, 2027, and includes a Survivor’s Option.
The notes are direct, senior unsecured obligations ranking equally with Prospect’s other unsecured senior debt and are callable at 100% of principal on January 15, 2027 and on any business day thereafter, plus accrued interest. Minimum denomination is $1,000 in $1,000 increments, issued in DTC book-entry form under an existing indenture.
These notes are part of a board-authorized $1 billion InterNotes capacity; as of February 6, 2026, $637.2 million of Prospect Capital InterNotes were outstanding. As of December 31, 2025, the company reported total assets of about $6.5 billion, a portfolio fair value of approximately $6.4 billion, and an annualized current yield of 10.9% on performing interest-bearing investments.
Prospect Capital Corporation is issuing three new unsecured senior Prospect Capital InterNotes under its medium-term note program: $14,000 of 6.000% notes due 2029, $4,000 of 6.250% notes due 2031, and $6,000 of 6.500% notes due 2033. All are priced at 100% of principal, pay interest semi-annually starting January 15, 2027, and are callable at 100% of principal on or after January 15, 2027.
The notes are direct, unsecured senior obligations ranking pari passu with other unsecured senior debt and are sold through InspereX LLC and other agents. As of February 6, 2026, the company had $637.2 million of InterNotes outstanding within a board-authorized capacity of up to $1.0 billion for this program.
Prospect reports approximately $6.5 billion of total assets and a portfolio fair value of about $6.4 billion across 91 portfolio companies and CLOs as of December 31, 2025, with an annualized current yield of 10.9% on performing interest-bearing investments. Recent events include an announced sale of Valley Electric Company for consideration of approximately $328.0 million and declarations of monthly and quarterly dividends on multiple preferred stock series and common stock. The filing highlights substantial existing leverage, subordination of the notes to secured and subsidiary debt, interest-rate and SOFR-related risks, and limited protective covenants for noteholders.
Prospect Capital Corporation filed a Form 15 to terminate registration under Section 12(g) and suspend reporting obligations under Sections 13 and 15(d) for its 5.50% Series AA1 Preferred Stock, 5.50% Series MM1 Preferred Stock, 6.50% Series AA2 Preferred Stock, and 6.50% Series MM2 Preferred Stock.
Duties to file reports remain for its common stock, several other preferred stock series, and outstanding notes, including its 3.364% Notes due 2026, 3.437% Notes due 2028, and Prospect Capital InterNotes®.