Prospect Capital CEO buys 1.2M shares of stock

PSEC’s CEO John F. Barry bought about 1.22 million shares, bringing his direct holdings to roughly 90.5 million shares.

Rhea-AI Filing Summary

PROSPECT CAPITAL CORP (PSEC) reported that chief executive officer and director John F. Barry purchased 1,217,105 shares of common stock on September 4, 2026 in an open-market or private transaction at a price of $2.24 per share. After this purchase, he held 90,479,988 shares of common stock directly. The filing also reports 446,806 shares of common stock held indirectly through his spouse as of the same date. No Rule 10b5-1 trading plan is reported for these transactions.

Insider Trade Summary

Net Buyer: 1,217,105 shares

Net Buy 2 txns

Insider Barry John F

Role CHIEF EXECUTIVE OFFICER

Bought 1,217,105 shs ($2.73M)

Type	Security	Shares	Price	Value
Purchase	COMMON STOCK	1,217,105	$2.24	$2.73M
holding	COMMON STOCK	--	--	--

Holdings After Transaction: COMMON STOCK — 90,479,988.44 shares (Direct); COMMON STOCK — 446,805.949 shares (Indirect, By Spouse)

Key Figures

Shares purchased: 1,217,105 shares Purchase price per share: $2.24 per share Direct holdings after transaction: 90,479,988 shares +2 more

5 metrics

Shares purchased 1,217,105 shares Common stock bought by John F. Barry on September 4, 2026

Purchase price per share $2.24 per share Price paid for PSEC common stock on September 4, 2026

Direct holdings after transaction 90,479,988 shares PSEC common stock directly owned by John F. Barry after the purchase

Indirect holdings by spouse 446,806 shares PSEC common stock held indirectly through John F. Barry’s spouse

Net shares acquired 1,217,105 shares Net change in reported buy/sell activity on September 4, 2026

FAQ

What insider transaction did PSEC report for John F. Barry?

PSEC reported that John F. Barry purchased 1,217,105 shares of common stock on September 4, 2026 in an open-market or private transaction at $2.24 per share.

How many PSEC shares does John F. Barry hold directly after this Form 4?

After the reported purchase, John F. Barry directly held 90,479,988 shares of PSEC common stock, as disclosed in the Form 4.

What was the purchase price in John F. Barry’s September 4, 2026 PSEC trade?

The Form 4 states that John F. Barry bought PSEC common stock at a price of $2.24 per share on September 4, 2026.

Does John F. Barry have any indirect holdings of PSEC stock?

Yes. The Form 4 reports 446,806 shares of PSEC common stock held indirectly by his spouse as of September 4, 2026.

Was John F. Barry’s PSEC share purchase under a Rule 10b5-1 plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan is reported for the transactions disclosed.

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Available on EDGAR 09/09/2026 - 04:11 PM Accepted by SEC EDGAR 09/09/2026 - 04:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Barry John F

(Last) (First) (Middle)

700 S ROSEMARY AVE SUITE 204

(Street)

WEST PALM BEACH FLORIDA 33401

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PROSPECT CAPITAL CORP [ PSEC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF EXECUTIVE OFFICER

2a. Foreign Trading Symbol
[PSEC]

3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
COMMON STOCK	09/04/2026		P		1,217,105	A	$2.24	90,479,988.44	D
COMMON STOCK								446,805.949	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ John F. Barry III	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)