Prospect Capital (PSEC) Insider Purchase: 374,500 Shares Reported

Rhea-AI Filing Summary

John F. Barry III, listed as Chief Executive Officer, Director and a 10% owner of Prospect Capital Corp (PSEC), reported on Form 4 that on 09/22/2025 he acquired 374,500 shares of the company's common stock at a price of $2.6628 per share. The filing shows 84,017,000.198 shares beneficially owned following the reported transaction (direct) and separately discloses 372,363.396 shares held indirectly by spouse. The form is signed by John F. Barry III on 09/23/2025. The document includes the reporting person's West Palm Beach, FL address.

Positive

• Insider acquisition disclosed: CEO acquired 374,500 shares on 09/22/2025 at $2.6628 per share.
• Higher disclosed ownership: Reporting person shows 84,017,000.198 shares beneficially owned following the transaction.
• Complete Section 16 disclosure: Form is signed and dated (09/23/2025), and identifies roles (CEO, Director, 10% owner).

Negative

• None.

Insights

Financial Analyst

TL;DR: CEO and 10% owner reported a purchase of 374,500 PSEC shares at $2.6628, increasing his direct stake to 84,017,000.198 shares.

This Form 4 documents an insider acquisition: 374,500 common shares bought on 09/22/2025 at $2.6628. The filing lists total beneficial ownership post-transaction as 84,017,000.198 shares held directly, with an additional 372,363.396 shares held indirectly by spouse. For investors tracking insider activity, this is a clear disclosure of increased insider ownership by the CEO, but the filing itself contains no information about the funding source, purpose, or any derivative transactions.

Corporate Governance Expert

TL;DR: Reported insider purchase by CEO/10% owner is a routine Section 16 disclosure increasing disclosed beneficial ownership.

The filing identifies the reporting person as Chief Executive Officer and a 10% owner and discloses both direct and spousal indirect holdings. The Form 4 is signed and dated, meeting the basic procedural requirements for Section 16 reporting. The document does not include explanatory remarks or any amendments, and it contains no derivatives or option exercises reported in Table II.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Barry John F

(Last) (First) (Middle)

700 S ROSEMARY AVE SUITE 204

(Street)

WEST PALM BEACH FL 33401

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PROSPECT CAPITAL CORP [ PSEC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF EXECUTIVE OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
09/22/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
COMMON STOCK	09/22/2025		P		374,500	A	$2.6628	84,017,000.198	D
COMMON STOCK								372,363.396	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ John F. Barry III	09/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the PSEC Form 4 filed by John F. Barry III report?

The filing reported the acquisition of 374,500 common shares on 09/22/2025 at $2.6628 per share and shows total direct beneficial ownership of 84,017,000.198 shares.

What roles does the reporting person hold at Prospect Capital Corp (PSEC)?

The form lists the reporting person as Chief Executive Officer, a Director, and a 10% owner of Prospect Capital Corp.

Does the Form 4 disclose any derivative transactions for PSEC?

No. Table II (derivative securities) contains no reported transactions in this filing.

Are any indirect holdings disclosed in the filing?

Yes. The filing shows 372,363.396 common shares held indirectly by the reporting person’s spouse.

When was the Form 4 signed?

The Form 4 bears the signature of John F. Barry III dated 09/23/2025.

What price per share was reported for the transaction?

The reported transaction price was $2.6628 per share.