Prospect Capital (PSEC) CEO Buys 384K Shares; Form 4 Filed

Rhea-AI Filing Summary

Prospect Capital Corp (PSEC) insider report: John F. Barry III reported a purchase of 384,000 shares of Prospect Capital common stock on 09/23/2025 at a price of $2.6601 per share. After the transaction the filing shows 84,401,000.198 shares beneficially owned and an indirect holding of 372,363.396 shares attributed to a spouse. The report is signed on 09/25/2025. The filing discloses direct and indirect holdings without additional commentary or derivative transactions.

Positive

• Insider purchase disclosed, showing acquisition of 384,000 shares at $2.6601 which can indicate confidence by the reporting person
• Complete Section 16 disclosure including transaction date, price, and signature, which reflects regulatory compliance

Negative

• No contextual information provided (e.g., percentage ownership, rationale, or relation to total outstanding shares) limiting assessment of materiality
• No derivative activity disclosed or additional detail that might clarify whether this alters control or voting power

Insights

Financial Analyst

TL;DR: Executive purchased 384,000 PSEC shares; holdings remain sizable, transaction disclosed under Section 16.

The Form 4 shows a routine Section 16 disclosure of a non-derivative acquisition: 384,000 shares bought at $2.6601 on 09/23/2025. The reported total beneficial ownership of 84,401,000.198 shares suggests the reporting person already held substantial exposure. No option or derivative activity is reported. From an analyst perspective, the filing confirms insider accumulation but does not provide context on proportional ownership, timing rationale, or any change in control.

Corporate Governance Expert

TL;DR: Properly executed Section 16 filing showing direct purchase and spouse's indirect holdings; compliance appears complete.

The Form 4 contains the required elements: reporting person identity, relationship to issuer (Director, 10% owner, CEO), transaction date, transaction code (P for purchase), number of shares acquired, price per share, and signature. It records an indirect spouse position of 372,363.396 shares. The filing does not disclose any amendments or related-party transaction explanations beyond standard disclosure.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Barry John F

(Last) (First) (Middle)

700 S ROSEMARY AVE SUITE 204

(Street)

WEST PALM BEACH FL 33401

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PROSPECT CAPITAL CORP [ PSEC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF EXECUTIVE OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
09/23/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
COMMON STOCK	09/23/2025		P		384,000	A	$2.6601	84,401,000.198	D
COMMON STOCK								372,363.396	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ John F. Barry III	09/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did the Form 4 report for Prospect Capital Corp (PSEC)?

The Form 4 reports a purchase of 384,000 shares of common stock on 09/23/2025 at a price of $2.6601 per share.

Who is the reporting person on this Form 4 for PSEC?

The reporting person is John F. Barry III, identified as a Director, 10% owner and Chief Executive Officer.

How many shares does the filing say the reporting person beneficially owns after the transaction?

The filing shows 84,401,000.198 shares beneficially owned following the reported transaction.

Does the Form 4 disclose any indirect holdings?

Yes. The filing reports an indirect holding of 372,363.396 shares attributed to a spouse.

Were any derivative securities reported on this Form 4?

No. Table II for derivative securities contains no reported transactions or holdings.