[Form 4] PROSPECT CAPITAL CORP Insider Trading Activity

M. Grier Eliasek, Chief Operating Officer and Director of Prospect Capital Corp (PSEC), reported an open-market purchase of 370,000 shares of common stock on 09/25/2025 at a price of $2.71 per share.

Rhea-AI Filing Summary

M. Grier Eliasek, Chief Operating Officer and Director of Prospect Capital Corp (PSEC), reported an open-market purchase of 370,000 shares of common stock on 09/25/2025 at a price of $2.71 per share. After the transaction the reporting person beneficially owned 2,501,130.422 shares. The Form 4 was signed on 09/29/2025.

Insights

Financial Analyst

Insider purchase of 370,000 shares signals direct insider participation but alone is not conclusive about company outlook.

The filing documents a sizeable open-market acquisition by the COO and a director, increasing his beneficial stake to 2.50 million shares. The price of $2.71 per share and the transaction size are clearly disclosed. Without additional context on total share count or company events, the trade is informative about insider activity but not sufficient to assess material impact on valuation.

Corporate Governance Expert

Reported transaction follows disclosure requirements; officer/director status and manual signature are properly recorded.

The Form 4 identifies the reporting person as both an officer (COO) and a director, lists the transaction date and price, and includes a dated signature. The filing contains the standard elements required for Section 16 reporting. No indicia of amendments or derivative transactions are present in this submission.

Insider Trade Summary

Net Buyer: 370,000 shares

Net Buy 1 txn

Insider Eliasek M Grier

Role Chief Operating Officer

Bought 370,000 shs ($1.00M)

Type	Security	Shares	Price	Value
Purchase	COMMON STOCK	370,000	$2.71	$1.00M

Holdings After Transaction: COMMON STOCK — 2,501,130.422 shares (Direct)

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 09/29/2025 - 04:01 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Eliasek M Grier

(Last) (First) (Middle)

10 EAST 40TH STREET, 42ND FLOOR

(Street)

NEW YORK NY 10016

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PROSPECT CAPITAL CORP [ PSEC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/25/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
COMMON STOCK	09/25/2025		P		370,000	A	$2.71	2,501,130.422	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ M. Grier Eliasek	09/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.