Welcome to our dedicated page for Prospect Capital SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Prospect Capital Corporation files regulatory reports that document its business development company structure, investment results, distribution policy and capital structure. Form 8-K filings cover quarterly results releases, Regulation FD distribution announcements, material agreements and financing activity involving common stock, preferred stock series and senior unsecured notes.
Proxy statements and shareholder-meeting filings describe voting matters for common and preferred stockholders, governance procedures and meeting mechanics. Prospect Capital filings also document preferred stock offering arrangements, dealer manager agreements, equity distribution agreements, dividend declarations and the security terms associated with its debt and preferred equity instruments.
Prospect Capital Corporation submitted Post-Effective Amendment No. 1 to its Form N-2 under Rule 462(d) to furnish exhibits; this amendment consists only of a facing page, an explanatory note and Part C (exhibits) and becomes effective immediately upon filing.
The amendment does not modify other parts of the registration statement and incorporates by reference consolidated financial statements (including statements as of June 30, 2022 and unaudited statements as of December 31, 2022). The cover indicates the prospectus contemplates offerings "from time to time after the effective date."
Prospect Capital Corporation is offering new Prospect Capital InterNotes® as unsecured senior notes with staggered maturities in 2029, 2031 and 2033. The notes carry fixed coupons of 6.500%, 6.750% and 7.000%, pay interest semi-annually, and include a survivor’s option feature.
The notes are callable at 100% of principal beginning August 15, 2026, with minimum denominations of $1,000 and issuance in DTC book-entry form. Prospect Capital, a large business development company with approximately $6.5 billion of total assets as of December 31, 2025, also highlights ongoing common and preferred stock dividends and a net asset value of $6.21 per share as of that date.
Prospect Capital Corporation is issuing three series of unsecured Prospect Capital InterNotes to raise fixed-rate debt that matures between 2029 and 2033. The 6.500% notes due 2029 have $307,000 principal, the 6.750% notes due 2031 have $46,000 principal, and the 7.000% notes due 2033 have $144,000 principal. All three series pay interest semi-annually on February 15 and August 15, starting August 15, 2026, and are callable at 100% of principal on or after August 15, 2026. The notes are senior unsecured obligations ranking equally with Prospect’s other senior unsecured debt and are sold at 100% of principal, with the company receiving net proceeds after selling concessions. Prospect Capital is a large business development company focused on lending to middle market, privately held companies. The filing also highlights recent declarations of monthly and quarterly cash dividends across multiple preferred stock series and monthly dividends on common stock at $0.045 per share for February, March and April 2026.
Prospect Capital Corp’s Chief Operating Officer and director M. Grier Eliasek bought common stock in the company on February 11, 2026. He made an open‑market purchase of 942,800 shares at a price of $2.9166 per share. Following this transaction, he directly owns 3,443,930.422 Prospect Capital common shares.
Prospect Capital Corporation amended its dealer manager agreement with Preferred Capital Securities to expand its ongoing preferred stock offering. The amendment increases the total aggregate liquidation preference of preferred stock that may be sold from $2,250,000,000 to $2,646,457,550.
The company may now issue up to 105,858,302 shares of preferred stock across all series under this agreement, each with a $25.00 per share liquidation preference. Prospect Capital is no longer offering several earlier preferred series and will instead offer its 7.50% Series A5 and 7.50% Series M5 preferred stock pursuant to a prospectus supplement and base prospectus under an automatic shelf registration on Form N-2.
Prospect Capital Corporation is offering new Prospect Capital InterNotes®, including 6.500% notes due 2029, 6.750% notes due 2031 and 7.000% notes due 2033. These unsecured senior notes pay interest semi-annually, include a Survivor’s Option, and are callable at par on August 15, 2026 and on any business day thereafter.
The company is a long‑running business development company with approximately $6.5 billion of total assets and about $6.4 billion of investments as of December 31, 2025, and an annualized current portfolio yield of 10.9% on performing interest‑bearing investments. As of February 6, 2026 it had roughly $1.4 billion of unsecured senior debt and $0.7 billion of secured debt outstanding, including $743.1 million under its credit facility.
Recently, Prospect Capital issued approximately $167.6 million of 5.50% Series A notes due 2030 in Israel, receiving about $159.8 million of net proceeds to refinance existing indebtedness and support liquidity. It also repurchased $20.3 million of 3.437% 2028 notes and $34.8 million of 3.364% 2026 notes and declared a series of monthly preferred and common stock dividends for early 2026.
Prospect Capital Corporation is offering up to 30,000,000 shares of preferred stock with a $750,000,000 aggregate liquidation preference. The Series A5 and Series M5 shares carry a fixed 7.50% annual dividend on a $25 stated value, paid monthly in cash or reinvested shares.
The company estimates net proceeds of about $663.8 million if the offering is fully subscribed, which it plans to use to support liquidity, repay credit facility debt and make new investments. Holders have limited monthly redemption rights, while the company may redeem shares after a two‑year period, and the preferred ranks senior to common stock but junior to debt.
Prospect Capital Corporation is offering up to $1 billion aggregate principal amount of Prospect Capital InterNotes®, a series of unsecured senior medium-term notes issued from time to time. The notes may carry fixed or SOFR-based floating rates, mature at least 12 months from issuance, and are sold in $1,000 denominations.
The InterNotes rank equally with Prospect’s other unsecured senior debt and are not backed by U.S. government guarantees. As of February 6, 2026, the company had about $1.4 billion unsecured senior and $0.7 billion secured debt outstanding, including $637.2 million of InterNotes. Prospect, a large business development company with roughly $6.5 billion of assets and a diversified portfolio yielding 10.9% on performing interest-bearing investments as of December 31, 2025, highlights risks from leverage, subordination to secured and subsidiary debt, interest-rate volatility, and potential changes to SOFR benchmarks.
Recent board actions include declaring monthly common dividends of $0.045 per share for February–April 2026 and scheduled preferred stock dividends at annual rates of 5.35% to 7.50% on $25 stated value, plus a floating series at 6.50%. Net asset value per share was $6.21 as of December 31, 2025.
Prospect Capital Corporation reported fiscal quarter results for the period ended December 31, 2025, with net investment income of $90.9 million, up from $79.4 million in the prior quarter, or $0.19 per common share. Net income applicable to common shareholders was a loss of $6.6 million, or $(0.01) per share, reflecting realized and unrealized losses on investments.
Net asset value to common shareholders was $2.96 billion, or $6.21 per share. The company declared monthly common dividends of $0.045 per share for February, March, and April 2026, and reaffirmed multiple preferred stock dividends, including a quarterly $0.334375 per-share distribution on its 5.35% preferred stock. Prospect highlighted a long-term middle-market lending track record with exited gross IRRs in the mid‑teens and maintained a net-of-cash debt-to-total-assets ratio of 28.2%.
Prospect Capital Corporation reports mixed results for the three and six months ended December 31, 2025. Total investment income for the quarter was $176.0 million, down from $185.5 million a year earlier, as interest income from non‑control/non‑affiliate and structured credit investments declined.
Quarterly net investment income was $90.9 million, up from $86.4 million, but large realized losses of $141.3 million were only partly offset by $71.3 million of unrealized gains. Net increase in net assets from operations was $23.7 million, yet after preferred dividends and related items, common stockholders saw a $6.6 million decrease, or $(0.01) per basic share.
For the six months, net investment income totaled $170.2 million and net increase in net assets from operations was $101.7 million. Net asset value per common share declined to $6.21 at December 31, 2025 from $6.56 at June 30, 2025, reflecting distributions and realized losses despite ongoing investment income.