[Form 4] PROSPECT CAPITAL CORP Insider Trading Activity

Rhea-AI Filing Summary

John F. Barry III, a director, chief executive officer and reported 10% owner of Prospect Capital Corp (PSEC), purchased 925,000 shares of common stock on 09/25/2025 at $2.7219 per share. After the transaction he directly beneficially owned 86,067,158.198 shares; his spouse holds 372,363.396 shares indirectly. The Form 4 reports this non-derivative acquisition and identifies the reporting person’s role with the issuer.

Positive

• Reporting person increased direct equity exposure by acquiring 925,000 common shares at $2.7219 per share.
• High disclosed ownership: direct beneficial ownership increased to 86,067,158.198 shares, indicating substantial insider stake.
• Clear Section 16 disclosure showing both direct holdings and indirect holdings held by spouse (372,363.396 shares).

Negative

• None.

Insights

Securities Analyst

TL;DR: Insider purchase of 925,000 shares by a CEO/10% owner signals direct additional exposure to PSEC equity.

The transaction is a straightforward open-market or private acquisition of common stock increasing the reporting person's direct stake to 86.07 million shares and shows an additional indirect holding via spouse of 372,363 shares. As a Form 4 disclosure, this is routine insider reporting and provides transparency on executive ownership levels without revealing financing method or intent.

Corporate Governance Expert

TL;DR: Senior executive and director increased personal shareholdings, reinforcing alignment with shareholders.

The filing documents that John F. Barry III, serving as CEO and director and identified as a 10% owner, acquired non-derivative common stock. The clear disclosure of direct and indirect holdings (spouse) meets Section 16 transparency standards. There are no departures, option grants, or derivative exercises reported here—only a reported equity purchase.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Barry John F

(Last) (First) (Middle)

700 S ROSEMARY AVE SUITE 204

(Street)

WEST PALM BEACH FL 33401

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PROSPECT CAPITAL CORP [ PSEC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF EXECUTIVE OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
09/25/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
COMMON STOCK	09/25/2025		P		925,000	A	$2.7219	86,067,158.198	D
COMMON STOCK								372,363.396	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ John F. Barry III	09/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did PSEC insider John F. Barry III report?

He reported a non-derivative purchase of 925,000 common shares at $2.7219 per share executed on 09/25/2025.

How many PSEC shares does the reporting person own after this Form 4?

Following the reported transaction he directly beneficially owned 86,067,158.198 shares; his spouse indirectly holds 372,363.396 shares.

What roles does the reporting person hold at Prospect Capital Corp (PSEC)?

The Form 4 identifies the reporting person as a Director, Chief Executive Officer, and a 10% owner of the issuer.

Does the Form 4 report any derivative transactions by the insider?

No. Table II for derivative securities contains no reported transactions; only a non-derivative stock acquisition is reported.

Does the filing indicate any dispositions or sales by the insider?

No dispositions are reported. The filing shows an acquisition (code P) of common stock, not a sale.