Welcome to our dedicated page for Prospect Capital SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Prospect Capital Corporation (PSEC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual proxy statements on Schedule 14A and other materials that describe Prospect’s financial results, distributions, capital structure and governance.
Prospect uses Form 8-K to report material events such as quarterly and annual financial results, the declaration of monthly cash distributions to common shareholders, and dividends on its 5.35%, 5.50%, 6.50%, 7.50% and floating rate preferred stock series. These filings specify record dates, payment dates and dividend rates based on the stated value of the preferred shares. Form 8-Ks also describe institutional funding transactions, including the pricing and issuance of 5.5% Series A senior unsecured Notes due 2030, the key terms of the Deed of Trust governing those notes, and the expected listing of the notes and PSEC common stock on the Tel Aviv Stock Exchange.
Prospect’s definitive proxy statement on Schedule 14A outlines the agenda for its annual meeting of stockholders, including the election of directors, voting rights of common and preferred stockholders, and procedures for participating in virtual meetings. The proxy materials also discuss the company’s stockholder base, noting the significant presence of retail investors, and describe the use of a proxy solicitor to help achieve a quorum.
Through these filings, investors can review Prospect’s reported net investment income, net income or loss applicable to common shareholders, distributions, net asset value to common shareholders, leverage and coverage ratios, and portfolio composition, as summarized in the earnings press releases attached as exhibits. Filings also detail the company’s revolving credit facility, program notes, unsecured debt issuances and perpetual preferred stock programs.
On Stock Titan, AI-powered tools can help summarize lengthy PSEC filings, highlight key terms such as dividend declarations, new debt obligations and covenant descriptions, and make it easier to locate information about common and preferred stock, institutional notes and governance matters within Prospect Capital’s regulatory history.
Prospect Capital Corp’s Chief Operating Officer and director M. Grier Eliasek bought common stock in the company on February 11, 2026. He made an open‑market purchase of 942,800 shares at a price of $2.9166 per share. Following this transaction, he directly owns 3,443,930.422 Prospect Capital common shares.
Prospect Capital Corporation amended its dealer manager agreement with Preferred Capital Securities to expand its ongoing preferred stock offering. The amendment increases the total aggregate liquidation preference of preferred stock that may be sold from $2,250,000,000 to $2,646,457,550.
The company may now issue up to 105,858,302 shares of preferred stock across all series under this agreement, each with a $25.00 per share liquidation preference. Prospect Capital is no longer offering several earlier preferred series and will instead offer its 7.50% Series A5 and 7.50% Series M5 preferred stock pursuant to a prospectus supplement and base prospectus under an automatic shelf registration on Form N-2.
Prospect Capital Corporation is offering new Prospect Capital InterNotes®, including 6.500% notes due 2029, 6.750% notes due 2031 and 7.000% notes due 2033. These unsecured senior notes pay interest semi-annually, include a Survivor’s Option, and are callable at par on August 15, 2026 and on any business day thereafter.
The company is a long‑running business development company with approximately $6.5 billion of total assets and about $6.4 billion of investments as of December 31, 2025, and an annualized current portfolio yield of 10.9% on performing interest‑bearing investments. As of February 6, 2026 it had roughly $1.4 billion of unsecured senior debt and $0.7 billion of secured debt outstanding, including $743.1 million under its credit facility.
Recently, Prospect Capital issued approximately $167.6 million of 5.50% Series A notes due 2030 in Israel, receiving about $159.8 million of net proceeds to refinance existing indebtedness and support liquidity. It also repurchased $20.3 million of 3.437% 2028 notes and $34.8 million of 3.364% 2026 notes and declared a series of monthly preferred and common stock dividends for early 2026.
Prospect Capital Corporation is offering up to 30,000,000 shares of preferred stock with a $750,000,000 aggregate liquidation preference. The Series A5 and Series M5 shares carry a fixed 7.50% annual dividend on a $25 stated value, paid monthly in cash or reinvested shares.
The company estimates net proceeds of about $663.8 million if the offering is fully subscribed, which it plans to use to support liquidity, repay credit facility debt and make new investments. Holders have limited monthly redemption rights, while the company may redeem shares after a two‑year period, and the preferred ranks senior to common stock but junior to debt.
Prospect Capital Corporation is offering up to $1 billion aggregate principal amount of Prospect Capital InterNotes®, a series of unsecured senior medium-term notes issued from time to time. The notes may carry fixed or SOFR-based floating rates, mature at least 12 months from issuance, and are sold in $1,000 denominations.
The InterNotes rank equally with Prospect’s other unsecured senior debt and are not backed by U.S. government guarantees. As of February 6, 2026, the company had about $1.4 billion unsecured senior and $0.7 billion secured debt outstanding, including $637.2 million of InterNotes. Prospect, a large business development company with roughly $6.5 billion of assets and a diversified portfolio yielding 10.9% on performing interest-bearing investments as of December 31, 2025, highlights risks from leverage, subordination to secured and subsidiary debt, interest-rate volatility, and potential changes to SOFR benchmarks.
Recent board actions include declaring monthly common dividends of $0.045 per share for February–April 2026 and scheduled preferred stock dividends at annual rates of 5.35% to 7.50% on $25 stated value, plus a floating series at 6.50%. Net asset value per share was $6.21 as of December 31, 2025.
Prospect Capital Corporation reported fiscal quarter results for the period ended December 31, 2025, with net investment income of $90.9 million, up from $79.4 million in the prior quarter, or $0.19 per common share. Net income applicable to common shareholders was a loss of $6.6 million, or $(0.01) per share, reflecting realized and unrealized losses on investments.
Net asset value to common shareholders was $2.96 billion, or $6.21 per share. The company declared monthly common dividends of $0.045 per share for February, March, and April 2026, and reaffirmed multiple preferred stock dividends, including a quarterly $0.334375 per-share distribution on its 5.35% preferred stock. Prospect highlighted a long-term middle-market lending track record with exited gross IRRs in the mid‑teens and maintained a net-of-cash debt-to-total-assets ratio of 28.2%.
Prospect Capital Corporation reports mixed results for the three and six months ended December 31, 2025. Total investment income for the quarter was $176.0 million, down from $185.5 million a year earlier, as interest income from non‑control/non‑affiliate and structured credit investments declined.
Quarterly net investment income was $90.9 million, up from $86.4 million, but large realized losses of $141.3 million were only partly offset by $71.3 million of unrealized gains. Net increase in net assets from operations was $23.7 million, yet after preferred dividends and related items, common stockholders saw a $6.6 million decrease, or $(0.01) per basic share.
For the six months, net investment income totaled $170.2 million and net increase in net assets from operations was $101.7 million. Net asset value per common share declined to $6.21 at December 31, 2025 from $6.56 at June 30, 2025, reflecting distributions and realized losses despite ongoing investment income.
Prospect Capital Corporation is offering new Prospect Capital InterNotes® with fixed coupons of 6.500% due 2029, 6.750% due 2031 and 7.000% due 2033. The notes pay interest semi-annually starting August 15, 2026, are senior unsecured obligations, and are callable at par on or after August 15, 2026.
Each series includes a Survivor’s Option, allowing repayment at par plus accrued interest following a beneficial owner’s death, subject to annual issuer limits. Recent activity includes repurchasing $20.3 million of 3.437% 2028 notes and $34.8 million of 3.364% 2026 notes, and issuing approximately $167.6 million of 5.50% Series A notes due 2030 in Israel, generating about $159.8 million of net proceeds primarily for refinancing existing indebtedness.
Prospect Capital Corporation filed Post-Effective Amendment No. 131 to its Form N-2 registration statement (File No. 333-269714). This amendment is made under Rule 462(d) solely to add and update exhibits, including a long list of prior indentures and supplemental indentures.
The amendment consists only of the facing page, an explanatory note, and Part C listing financial statements incorporated by reference and detailed exhibit descriptions. It does not change any other part of the existing registration statement and becomes effective immediately upon filing with the SEC.
Prospect Capital Corporation is issuing new Prospect Capital InterNotes®, including 6.500% notes due 2029 with $48,000 principal and 7.000% notes due 2033 with $65,000 principal, both priced at 100% with semi-annual interest starting August 15, 2026 and callable at par on or after August 15, 2026. The notes are unsecured senior obligations and include a Survivor’s Option allowing repayment upon a beneficial owner’s death, subject to annual caps. Prospect Capital recently repurchased $20.3 million of 3.437% 2028 Notes and $34.8 million of 3.364% 2026 Notes at discounts, and issued approximately $167.6 million of 5.50% Series A Notes due 2030 in Israel, receiving about $159.8 million net to refinance existing indebtedness. The 5.50% 2030 Notes and the company’s common stock began trading on the Tel Aviv Stock Exchange in November 2025, and the company declared ongoing monthly and quarterly dividends on its preferred and common shares.