Prospect Capital Corporation files regulatory reports that document its business development company structure, investment results, distribution policy and capital structure. Form 8-K filings cover quarterly results releases, Regulation FD distribution announcements, material agreements and financing activity involving common stock, preferred stock series and senior unsecured notes.
Proxy statements and shareholder-meeting filings describe voting matters for common and preferred stockholders, governance procedures and meeting mechanics. Prospect Capital filings also document preferred stock offering arrangements, dealer manager agreements, equity distribution agreements, dividend declarations and the security terms associated with its debt and preferred equity instruments.
Prospect Capital Corporation filed Post-Effective Amendment No. 7 to its Registration Statement on Form N-2 (Registration No. 333-293349) to furnish exhibits. Pursuant to Rule 462(d) under the Securities Act, this amendment becomes effective immediately upon filing and consists solely of exhibits incorporated by reference.
The filing lists audited and unaudited financial statements with periods ending June 30, 2022 and December 31, 2022, and extensive supplemental indentures and note forms (multiple interest rates and maturity dates) as exhibits. The prospectus indicates offerings may occur "from time to time after the effective date."
Prospect Capital Corporation priced three Prospect Capital InterNotes®: $23,000 principal of 6.500% Notes due 4/15/2029, $1,000 principal of 6.750% Notes due 4/15/2031, and $8,000 principal of 7.000% Notes due 4/15/2033. Each issue is unsecured, sold at 100.000%, accrues interest from 4/2/2026 and pays semi-annual coupons beginning 10/15/2026. The notes are callable at 100.000% on 10/15/2026 and thereafter. Pricing and settlement: trade date 3/30/2026, settle date 4/2/2026. This pricing supplement supplements the prospectus and incorporates risk factors, dividend and portfolio disclosures by reference.
Prospect Capital Corporation filed Post-Effective Amendment No. 6 to its Form N-2 (Reg. No. 333-293349) under Rule 462(d). This amendment consists solely of exhibits to the registration statement and, per the filing, became effective immediately upon filing. The cover page states the offering may occur from time to time after the effective date of this Registration Statement.
The amendment expressly states it does not modify any other part of the registration statement; it attaches and incorporates financial statements and a detailed exhibits index, including numerous supplemental indentures and note forms listed by exhibit number.
Prospect Capital Corporation proposes an offering of Prospect Capital InterNotes® authorized up to $1.0 billion in aggregate principal amount. The preliminary pricing supplement sets terms for three fixed-rate unsecured series: 6.500% due 4/15/2029, 6.750% due 4/15/2031 and 7.000% due 4/15/2033, each callable at 100% on 10/15/2026 and thereafter.
The notes are issued in minimum denominations of $1,000, pay interest semi-annually beginning 10/15/2026, accrue interest from 4/2/2026, and will clear through DTC book-entry. As of 2/6/2026 about $637.2 million aggregate principal amount of InterNotes® were outstanding; the board has authorized up to $1.0 billion for this program.
Prospect Capital Corporation priced three series of Prospect Capital InterNotes®: a 6.500% note due 2029 with principal amount $120,000, a 6.750% note due 2031 with no principal listed in the excerpt, and a 7.000% note due 2033 with principal amount $1,450,000. The notes accrue interest from March 26, 2026, pay semi-annual coupons on March 15 and September 15 (first payment September 15, 2026) and are callable at 100.000% on September 15, 2026 and thereafter.
The notes are unsecured senior obligations issued under the existing indenture, will be DTC book-entry only, issued in minimum denominations of $1,000, and were to settle on March 26, 2026. Selling price for issued series is stated at 100.000% with listed gross concessions and net proceeds in the pricing tables. This pricing supplement supplements the prospectus dated February 10, 2026.
Prospect Capital Corporation filed a Post-Effective Amendment No. 5 to its Form N-2 registration statement, submitted March 19, 2026 and effective upon filing pursuant to Rule 462(d). The amendment consists solely of the prospectus facing page, an explanatory note and Part C, which lists consolidated financial statements and a comprehensive exhibits schedule.
The exhibits list documents a large series of supplemental indentures and note forms (multiple internotes and senior note forms) across many dated supplements and interest rates, and incorporates audited and unaudited consolidated financial statements through referenced fiscal dates. The amendment states it does not modify other parts of the registration statement.
Prospect Capital Corporation has published a preliminary pricing supplement for a multiple‑series offering of Prospect Capital InterNotes®, consisting of 6.500% Notes due 3/15/2029, 6.750% Notes due 3/15/2031 and 7.000% Notes due 3/15/2033. Each series is initially priced at 100.000% with specified gross concessions and first coupon amounts shown in the supplement.
The notes accrue interest from 3/26/2026, pay semi‑annual interest beginning 8/15/2026, are callable at 100.000% on and after 9/15/2026, and will be issued in minimum denominations of $1,000.00. Trade date is 3/23/2026 and settlement is 3/26/2026.
Prospect Capital Corporation is offering three series of Prospect Capital InterNotes®: $31,000 principal of 6.500% Notes due 3/15/2029, $42,000 principal of 6.750% Notes due 3/15/2031, and $109,000 principal of 7.000% Notes due 3/15/2033, each sold at 100.000%.
Trade date is March 16, 2026 with settlement on March 19, 2026. Interest accrues from March 16, 2026 and is payable semi‑annually on March 15 and September 15, commencing September 15, 2026. Each series is callable at 100.000% on September 15, 2026 and thereafter. Notes are unsecured, issued in book‑entry form and governed by the Indenture dated February 16, 2012 as supplemented.
Prospect Capital Corporation filed Post-Effective Amendment No. 4 to its Form N-2 (Registration No. 333-293349) on March 12, 2026 under Rule 462(d) to furnish exhibits to the registration statement. The amendment consists only of a facing page, an explanatory note and Part C listing financial statements and extensive exhibits; it becomes effective immediately upon filing.
Prospect Capital Corporation is calling a virtual special meeting of stockholders to vote on renewing its authorization, with Board approval, to sell common stock for the next 12 months at prices below its then-current net asset value (NAV) per share. Any sale on a given date would be capped at 25% of shares outstanding immediately before that sale.
The proxy explains that, as a business development company, Prospect relies on equity markets to fund investments and maintain required asset coverage ratios. Management argues that below-NAV sales, while immediately dilutive to existing holders, could provide capital to pursue investment opportunities and repay borrowings during periods when the stock trades at a discount to NAV. As of March 11, 2026, the last reported NAV per common share was $6.21 and the Nasdaq closing price was $2.66, a 57.2% discount.
The materials detail voting mechanics, quorum requirements, and examples showing how issuing shares at different discounts to NAV would dilute non-participating holders and, in some cases, slightly benefit those who buy more than their pro rata share. The Board unanimously recommends voting “FOR” the proposal.