[Form 4] PROSPECT CAPITAL CORP Insider Trading Activity

Rhea-AI Filing Summary

Eugene S. Stark, a director of Prospect Capital Corp (PSEC), reported buying 2,500 shares of the company's common stock on 09/17/2025 at $2.79 per share. After the purchase he beneficially owned 60,000.345 shares. The Form 4 is signed by Mr. Stark on 09/19/2025 and reflects a routine, open-market insider acquisition that increases his direct ownership stake.

Positive

• Director purchase reported: Eugene S. Stark acquired 2,500 shares at $2.79, showing insider buying activity
• Increased beneficial ownership: Reported holdings rose to 60,000.345 shares after the transaction

Negative

• None.

Insights

Financial Analyst

TL;DR: A director made a small open-market purchase, signaling modest insider confidence but limited market impact.

The transaction shows a director acquiring 2,500 common shares at $2.79, raising reported beneficial ownership to 60,000.345 shares. As an individual purchase of modest size, it is unlikely to move the stock or materially change governance dynamics. It does, however, indicate the reporting person's willingness to add to holdings at the disclosed price.

Corporate Governance Expert

TL;DR: Routine insider purchase by a director; relevant for transparency and signaling but not materially transformative.

The Form 4 disclosure complies with Section 16 reporting and documents a director-level acquisition. The filing is properly signed and dated. No derivative transactions, dispositions, or unusual arrangements are present. This is a standard insider update that supports regulatory transparency.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Stark Eugene S

(Last) (First) (Middle)

10 EAST 40TH STREET, 44TH FLOOR

(Street)

NEW YORK NY 10016

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PROSPECT CAPITAL CORP [ PSEC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
COMMON STOCK	09/17/2025		P		2,500	A	$2.79	60,000.345	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Eugene S. Stark	09/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did PSEC director Eugene S. Stark report buying?

He reported purchasing 2,500 shares of Prospect Capital Corp common stock at $2.79 per share on 09/17/2025.

How many Prospect Capital (PSEC) shares does Eugene S. Stark own after the transaction?

The Form 4 shows he beneficially owned 60,000.345 shares following the reported purchase.

When was the Form 4 signed for this PSEC transaction?

The Form 4 is signed by Eugene S. Stark on 09/19/2025.

Does the filing show any derivative transactions or dispositions by the director?

No. Table II contains no entries; only a non-derivative acquisition of common stock is reported.

Was this filing made individually or jointly?

The form indicates it was filed by one reporting person (individual filing).