Prospect Capital (PSEC) CEO buys 1M shares at $2.2463 each

Rhea-AI Filing Summary

Prospect Capital Corp director and CEO John F. Barry bought 1,000,000 shares of common stock in an open-market purchase at $2.2463 per share. The transaction on June 22, 2026 increased his direct holdings to 88,146,077.166 shares. A separate entry reports 432,918.737 shares held indirectly by his spouse.

Insights

Insider trading specialist

Large CEO open-market buy adds a notable insider confidence signal.

CEO and director John F. Barry executed an open-market purchase of 1,000,000 Prospect Capital common shares at $2.2463 per share. Open-market buys by senior executives are discretionary transactions that often reflect their personal view of the company’s value.

Following the transaction, Barry directly holds 88,146,077.166 shares, with an additional 432,918.737 shares reported as held indirectly by his spouse. The filing shows no derivative positions, indicating this was a straightforward cash purchase rather than an option exercise or restructuring.

Insider Trade Summary

Net Buyer: 1,000,000 shares

Net Buy 2 txns

Insider Barry John F

Role CHIEF EXECUTIVE OFFICER

Bought 1,000,000 shs ($2.25M)

Type	Security	Shares	Price	Value
Purchase	COMMON STOCK	1,000,000	$2.2463	$2.25M
holding	COMMON STOCK	--	--	--

Holdings After Transaction: COMMON STOCK — 88,146,077.166 shares (Direct); COMMON STOCK — 432,918.737 shares (Indirect, By Spouse)

Key Figures

Shares purchased: 1,000,000 shares Purchase price: $2.2463 per share Direct holdings after trade: 88,146,077.166 shares +2 more

5 metrics

Shares purchased 1,000,000 shares Open-market purchase on June 22, 2026

Purchase price $2.2463 per share Price paid in the open-market transaction

Direct holdings after trade 88,146,077.166 shares Common stock directly owned by CEO after transaction

Indirect spouse holdings 432,918.737 shares Common stock reported as owned indirectly by spouse

Net buy shares 1,000,000 shares Net buy-sell volume in this Form 4

Key Terms

open-market purchase, indirect ownership, common stock, Form 4

4 terms

open-market purchase financial

"Purchase in open market or private transaction"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

indirect ownership financial

"total_shares_following_transaction 432918.7370, direct_or_indirect I, nature_of_ownership By Spouse"

common stock financial

"security_title COMMON STOCK, transaction_type non-derivative"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

What insider transaction did Prospect Capital (PSEC) report for its CEO?

Prospect Capital reported that CEO John F. Barry bought 1,000,000 common shares. The open-market purchase occurred on June 22, 2026 at $2.2463 per share, indicating a sizable discretionary increase in his direct ownership stake in the company.

At what price did the Prospect Capital (PSEC) CEO buy shares?

John F. Barry purchased 1,000,000 Prospect Capital common shares at $2.2463 per share. This open-market price represents the cost he chose to pay to increase his holdings, providing a clear reference level for his most recent insider buying activity.

How many Prospect Capital (PSEC) shares does the CEO own after this transaction?

After the June 22, 2026 purchase, CEO John F. Barry directly owns 88,146,077.166 Prospect Capital common shares. The filing also reports an additional 432,918.737 shares held indirectly by his spouse, reflecting further economic exposure linked to the executive.

Was the recent Prospect Capital (PSEC) insider trade a buy or a sell?

The disclosed insider transaction was a buy. CEO John F. Barry executed an open-market purchase of 1,000,000 Prospect Capital common shares at $2.2463 per share, increasing his reported direct ownership to more than 88 million shares following the trade.

Does the Prospect Capital (PSEC) Form 4 show any derivative exercises?

The Form 4 shows no derivative exercises. The reported activity is a straightforward purchase of 1,000,000 common shares at $2.2463 per share, along with a separate holding entry reflecting 432,918.737 common shares reported as owned indirectly through the CEO’s spouse.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/24/2026 - 03:59 PM Accepted by SEC EDGAR 06/24/2026 - 03:58 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Barry John F

(Last) (First) (Middle)

700 S ROSEMARY AVE SUITE 204

(Street)

WEST PALM BEACH FLORIDA 33401

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PROSPECT CAPITAL CORP [ PSEC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF EXECUTIVE OFFICER

2a. Foreign Trading Symbol
[PSEC]

3. Date of Earliest Transaction (Month/Day/Year)
06/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
COMMON STOCK	06/22/2026		P		1,000,000	A	$2.2463	88,146,077.166	D
COMMON STOCK								432,918.737	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ John F. Barry III	06/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)