Welcome to our dedicated page for Prospect Capital SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Prospect Capital Corporation files regulatory reports that document its business development company structure, investment results, distribution policy and capital structure. Form 8-K filings cover quarterly results releases, Regulation FD distribution announcements, material agreements and financing activity involving common stock, preferred stock series and senior unsecured notes.
Proxy statements and shareholder-meeting filings describe voting matters for common and preferred stockholders, governance procedures and meeting mechanics. Prospect Capital filings also document preferred stock offering arrangements, dealer manager agreements, equity distribution agreements, dividend declarations and the security terms associated with its debt and preferred equity instruments.
Prospect Capital CEO John F. Barry reported open-market purchases of 232,000 shares of common stock on May 22, 2026, at prices between $2.2920 and $2.3337 per share. After these buys he directly owns 86,657,350.884 shares, plus 426,199.377 shares held indirectly by his spouse.
Prospect Capital Corporation priced a series of Prospect Capital InterNotes® in a preliminary pricing supplement dated May 26, 2026, offering three unsecured note series with fixed coupons and maturities in 2029, 2031 and 2033. The preliminary terms show selling price 100.000%, gross concessions of 1.125%, 1.700% and 1.950%, and first semi-annual coupon amounts of $34.49, $35.81 and $37.14, respectively. Trade date is June 1, 2026 with settlement on June 4, 2026. Each series is callable at par on December 15, 2026 and thereafter. This supplement supplements the Prospectus dated February 10, 2026.
Prospect Capital Corporation is offering three series of Prospect Capital InterNotes®: 7.250% Notes due 2029 ($138,000 principal), 7.500% Notes due 2031 ($71,000 principal) and 7.750% Notes due 2033 ($161,000 principal). The notes were priced on May 26, 2026 with settlement on May 29, 2026 and interest accrual beginning May 29, 2026.
Each series pays semi-annual interest beginning November 15, 2026. The notes are unsecured senior obligations, callable at 100.000% on November 15, 2026 and thereafter. Selling prices were 100.000% with specified gross concessions and net proceeds shown per series in the pricing supplement.
Prospect Capital Corp's CEO and director John F. Barry bought 200,000 shares of common stock in open-market transactions on May 21, 2026. The purchases were split into two 100,000-share trades at $2.2413 and $2.2766 per share. Following these trades, he directly holds 86,457,350.884 common shares, and an additional 426,199.377 shares are held indirectly through his spouse.
Prospect Capital Corp’s largest insider, John F. Barry III, reports beneficial ownership of 130,610,615.87 common shares, representing 26.1% of the company’s stock. This includes shares he holds directly, through retirement accounts, and through the John & Daria Barry Foundation.
The Foundation itself reports beneficial ownership of 43,727,065.61 shares, or 8.7% of the outstanding stock. Since the prior amendment, Barry acquired 278,396.77 additional shares, combining dividend reinvestment and open‑market purchases, while an IRA controlled by his spouse added 22,186.41 shares through dividend reinvestment.
Prospect Capital Corporation is offering Prospect Capital InterNotes® through a preliminary pricing supplement dated May 18, 2026. The supplement describes three fixed-rate unsecured series: 7.250% due 5/15/2029, 7.500% due 5/15/2031 and 7.750% due 5/15/2033, each callable at 100.000% on 11/15/2026 and thereafter. Interest accrues from May 29, 2026 with semi‑annual payments beginning 11/15/2026. Notes will be sold at specified selling prices (100.000%) in denominations of $1,000, settle May 29, 2026, and are issued under the February 16, 2012 indenture as supplemented.
Prospect Capital Corporation is offering three series of Prospect Capital InterNotes®: 7.250% due 2029, 7.500% due 2031 and 7.750% due 2033. Each series is callable at 100.000% on or after 11/15/2026. Trade date is May 18, 2026 with settlement on May 21, 2026. Notes issue in denominations of $1,000, pay semi-annual interest commencing 11/15/2026, and accrue interest from May 21, 2026. The offering is being made under an existing shelf program that authorizes up to $1.0 billion of InterNotes; as of February 6, 2026 approximately $637.2 million aggregate principal amount of notes were outstanding. Company context: total assets ~$6.5 billion and portfolio fair value ~$6.4 billion as of December 31, 2025; NAV per share was $6.21 as of December 31, 2025.
Prospect Capital Corporation entered an equity distribution agreement allowing it to issue and sell up to $400,000,000 aggregate liquidation preference of its 5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock through A.G.P. / Alliance Global Partners and other sales agents in at-the-market transactions.
The sales agents may earn up to 2.0% of the gross sales price as commissions. To support the preferred issuance, Prospect Capital reclassified 16,000,000 authorized but unissued common shares into Series A Preferred Stock, reducing authorized common stock from 1,248,117,104 shares to 1,232,117,104 shares.
Prospect Capital Corporation has filed a prospectus supplement establishing an at-the-market offering to sell up to $400,000,000 aggregate liquidation preference of its 5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock. The Series A carries a $25.00 liquidation preference per share and a fixed annual dividend rate of 5.35% ($1.3375 per share per year). The prospectus supplement states the Series A is listed on the NYSE under "PSEC PRA" and shows 5,251,157 shares of Series A Preferred Stock outstanding as of the date of the prospectus supplement. The company may sell shares through an equity distribution agreement with A.G.P. as sales agent, using ordinary brokers’ transactions that qualify as an at-the-market offering. Net proceeds, if the full $400,000,000 liquidation preference were sold at the last reported price of $18.24 per share, are estimated at approximately $284.8 million after estimated expenses and commissions. The prospectus supplement includes customary risk factors, conversion and special redemption rights on a Change of Control Triggering Event, and incorporation by reference of the company’s SEC reports.
Prospect Capital Corporation reported net investment income of $78.5 million, or $0.16 per common share, for the quarter ended March 31, 2026, with net income applicable to common shareholders of $26.4 million, or $0.05 per share. Net asset value per common share was $6.05, compared with $6.21 at the prior quarter end. The company declared monthly common dividends of $0.035 per share for May through August 2026, and detailed scheduled cash dividends on multiple preferred share classes based on stated annual rates between 5.35% and 7.50%. Prospect highlighted a predominantly first lien, senior secured middle-market lending portfolio, low non-accruals at 0.7% of total assets at fair value, and strong balance sheet metrics including a net-of-cash debt to total assets ratio of 27.0% and balance sheet cash plus undrawn revolver capacity of $1.75 billion.