Prospect Capital holder owns 26.1% of shares

Prospect Capital Corp’s largest insider, John F. Barry III, reports beneficial ownership of 130,610,615.87 common shares, representing 26.1% of the company’s stock.

Rhea-AI Filing Summary

Prospect Capital Corp’s largest insider, John F. Barry III, reports beneficial ownership of 130,610,615.87 common shares, representing 26.1% of the company’s stock. This includes shares he holds directly, through retirement accounts, and through the John & Daria Barry Foundation.

The Foundation itself reports beneficial ownership of 43,727,065.61 shares, or 8.7% of the outstanding stock. Since the prior amendment, Barry acquired 278,396.77 additional shares, combining dividend reinvestment and open‑market purchases, while an IRA controlled by his spouse added 22,186.41 shares through dividend reinvestment.

Key Figures

Barry beneficial ownership: 130,610,615.87 shares Barry ownership percentage: 26.1% Foundation beneficial ownership: 43,727,065.61 shares +5 more

8 metrics

Barry beneficial ownership 130,610,615.87 shares Beneficially owned common stock as reported in Schedule 13D/A

Barry ownership percentage 26.1% Percent of Prospect Capital common stock class represented by Barry’s beneficial ownership

Foundation beneficial ownership 43,727,065.61 shares Shares beneficially owned by John & Daria Barry Foundation

Foundation ownership percentage 8.7% Percent of common stock beneficially owned by the Foundation

Shares outstanding 501,007,653 shares Outstanding Prospect Capital shares as of May 6, 2026, per Form 10-Q

New shares acquired by Barry 278,396.77 shares Aggregate acquired between March 3 and May 21, 2026

Open-market purchases 200,000.00 shares Shares bought by Barry with personal funds on the open market

Open-market prices $2.2766 and $2.2413 per share Weighted average prices for Barry’s 100,000-share purchases on May 21, 2026

Key Terms

beneficially owned, Schedule 13D, dividend reinvestment plan, weighted average price per share, +2 more

6 terms

beneficially owned financial

"Aggregate amount beneficially owned by each reporting person 130,610,615.87"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Schedule 13D regulatory

"This /A constitutes Amendment No. 10 to the on behalf of the John and Daria Barry Foundation ... and Amendment No. 12 to the of John F. Barry III"

A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.

dividend reinvestment plan financial

"78,396.77 Shares purchased with dividends through the Issuers dividend reinvestment plan"

A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.

weighted average price per share financial

"Amount of Securities Weighted Average Price per Share Type 5/21/2026 John F. Barry III 100,000.00 $2.2766 Purchase"

sole voting power financial

"Number of Shares Beneficially Owned by Each Reporting Person With: | 7 | Sole Voting Power 130,184,416.49"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

sole dispositive power financial

"9 | Sole Dispositive Power 130,184,416.49"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How much of Prospect Capital Corp (PSEC) does John F. Barry III beneficially own?

John F. Barry III beneficially owns 130,610,615.87 Prospect Capital shares, or 26.1% of the common stock. This figure includes shares held directly, through his IRA, and via entities he controls as of the latest reported date.

What is the John & Daria Barry Foundation’s stake in Prospect Capital Corp (PSEC)?

The John & Daria Barry Foundation beneficially owns 43,727,065.61 Prospect Capital shares, representing 8.7% of the company’s common stock. All of these shares are reported with sole voting and dispositive power by the Foundation.

How many Prospect Capital (PSEC) shares did John F. Barry III recently acquire?

Since the prior amendment, John F. Barry III acquired 278,396.77 additional shares. These include 78,396.77 shares via dividend reinvestment and 200,000 shares purchased on the open market using personal funds between March 3 and May 21, 2026.

What recent open-market purchases of Prospect Capital (PSEC) stock did Barry report?

On May 21, 2026, Barry bought two 100,000-share blocks of Prospect Capital stock. The weighted average prices were $2.2766 and $2.2413 per share, reflecting direct open-market purchases funded with personal cash.

How many Prospect Capital (PSEC) shares are outstanding in this Schedule 13D/A?

The filing calculates ownership percentages using 501,007,653 outstanding Prospect Capital shares as of May 6, 2026. This outstanding share count comes from the company’s Form 10-Q filed on May 7, 2026.

What Prospect Capital (PSEC) shares were acquired via dividend reinvestment plans?

Barry reports 78,396.77 shares credited to his IRA and 22,186.41 shares to his spouse’s IRA through dividend reinvestment. These transactions occurred in April and May 2026 at weighted average prices tied to the reinvested dividends.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/21/2026 - 09:29 PM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 12)

PROSPECT CAPITAL CORP

(Name of Issuer)

Common Stock, par value $ 0.001 per share

(Title of Class of Securities)

74348T102

(CUSIP Number)

John F. Barry III
700 S. Rosemary Avenue, Suite 204, West Palm Beach, FL, 33401
West Palm Beach, FL, 33401
212-448-1858

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

05/19/2026

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

schemaVersion:

SCHEDULE 13D

CUSIP Number(s): 74348T102

1

Name of reporting person

Barry John F

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

OO, WC, PF

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 130,184,416.49
8	Shared Voting Power 426,119.38
9	Sole Dispositive Power 130,184,416.49
10	Shared Dispositive Power 426,119.38

11

Aggregate amount beneficially owned by each reporting person

130,610,615.87

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

26.1 %

14

Type of Reporting Person (See Instructions)

IN

SCHEDULE 13D

CUSIP Number(s): 74348T102

1

Name of reporting person

John & Daria Barry Foundation

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

OO, WC

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

FLORIDA

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 43,727,065.61
8	Shared Voting Power 0.00
9	Sole Dispositive Power 43,727,065.61
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

43,727,065.61

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

8.7 %

14

Type of Reporting Person (See Instructions)

OO

SCHEDULE 13D

Item 1.	Security and Issuer
(a)	Title of Class of Securities: Common Stock, par value $ 0.001 per share
(b)	Name of Issuer: PROSPECT CAPITAL CORP
(c)	Address of Issuer's Principal Executive Offices: 10 EAST 40TH STREET 44TH FL, NEW YORK, NEW YORK , 10016.
Item 1 Comment: This Schedule 13D/A constitutes Amendment No. 10 to the Schedule 13D on behalf of the John and Daria Barry Foundation (the Foundation) and Amendment No. 12 to the Schedule 13D of John F. Barry III originally filed with the SEC on February 29, 2016 (the Original Schedule 13D), as amended by Amendment No. 1 filed with the SEC on November 21, 2017 (Amendment No. 1), Amendment No. 2 filed with the SEC on November 28, 2017 (Amendment No. 2), Amendment No. 3 filed with the SEC on December 29, 2017 (Amendment No. 3), Amendment No. 4 filed with the SEC on July 2, 2018 (Amendment No.4), Amendment No. 5 filed with the SEC on January 7, 2019 (Amendment No. 5), Amendment No. 6 filed with SEC on March 23, 2020 (Amendment No. 6), Amendment No. 7 filed with the SEC on July 6, 2020 (Amendment No. 7), Amendment No. 8 filed with the SEC on January 8, 2021 (Amendment No. 8), Amendment No. 9 filed with the SEC on March 22, 2024 (Amendment No. 9), Amendment No. 10 file with the SEC on November 22, 2024 (Amendment No. 10) and Amendment No. 11 file with the SEC on March 3, 2026 (Amendment No. 11). Except as expressly set forth herein, there have been no changes in the information set forth in the Original Schedule 13D, Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5, Amendment No. 6, Amendment No. 7, Amendment No. 8, Amendment No. 9, Amendment No. 10 or Amendment No. 11, and such prior disclosure, as so amended, is incorporated into this Amendment No. 10 to the Schedule 13D on behalf of the Foundation and Amendment No. 12 to the Schedule 13D of John F. Barry III.
Item 3.	Source and Amount of Funds or Other Consideration
	Since the filing of Amendment No. 11 on March 3, 2026 through May 21, 2026, (i) Mr. Barry acquired an aggregate of 278,396.77 Shares, which include Shares held in an IRA account in his name (the John F. Barry III IRA) and consist of 78,396.77 Shares purchased with dividends through the Issuers dividend reinvestment plan and 200,000.00 Shares purchased with personal funds on the open market, and (ii) 22,186.41 Shares were purchased with dividends through the Issuers dividend reinvestment account by an IRA account controlled by Mr. Barrys spouse, Daria Barry (the Daria Barry IRA), and 0 Shares purchased with existing cash on hand on the open market by the Daria Barry IRA.
Item 5.	Interest in Securities of the Issuer
(a)	The information set forth in rows 7 through 13 of the cover pages to this Schedule 13D is incorporated herein by reference. The percentage set forth in row 13 is based on 501,007,653 outstanding Shares as of May 6, 2026, as reported in the Issuers Form 10Q filed on May 7, 2026.
(b)	Mr. Barry has sole voting and dispositive power over the 130,184,416.49 Shares held by him directly and through the Foundation as of May 21, 2026. Mr. Barry has shared voting and dispositive power over the 426,199.38 Shares acquired through the Daria Barry IRA as of May 21, 2026.
(c)	Date of Transaction Account Amount of Securities Weighted Average Price per Share Type 5/21/2026 John F. Barry III 100,000.00 $2.2766 Purchase 5/21/2026 John F. Barry III 100,000.00 $2.2413 Purchase 5/19/2026 Daria Barry IRA 8,581.20 $2.0805 Dividend 5/19/2026 John F. Barry III IRA 30,268.27 $2.0805 Dividend 4/21/2026 Daria Barry IRA 6,668.62 $2.6315 Dividend 4/21/2026 John F. Barry III IRA 23,522.08 $2.6315 Dividend 4/21/2026 John F. Barry III 19.612 $2.6315 Dividend
(d)	Not applicable.
(e)	Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Barry John F

Signature:	John F Barry
Name/Title:	John F Barry
Date:	05/21/2026

John & Daria Barry Foundation

Signature:	John F Barry
Name/Title:	John F Barry
Date:	05/21/2026