Affiliate files Form 144 to sell 2,259 shares (PSMT)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC filed a Form 144 notice indicating proposed resale of securities on NASDAQ. The filing lists 2,259 shares identified in the header and shows restricted stock lots of 1,828 shares dated 01/30/2023 and 431 shares dated 01/30/2024.

Insights

Securities Compliance Counsel

Form 144 records a proposed resale of restricted shares by an affiliate on NASDAQ.

The filing lists restricted-stock lots dated 01/30/2023 (1,828 shares) and 01/30/2024 (431 shares), with a header figure of 2,259. This is a regulatory notice of intent to sell, not a transfer confirmation.

Execution timing and method are not specified in the excerpt; subsequent Form 4/144 updates would show actual sales. Review any follow-on filings for completed transactions and Rule 144 compliance details.

Key Figures

Header shares listed: 2,259 shares Restricted stock lot: 1,828 shares Restricted stock lot: 431 shares

3 metrics

Header shares listed 2,259 shares listed in the filing header

Restricted stock lot 1,828 shares dated 01/30/2023

Restricted stock lot 431 shares dated 01/30/2024

Key Terms

Form 144, Restricted Stock, Issuer

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 01/30/2023 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer legal

"Restricted Stock | Issuer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2259	350529.26	30895879	05/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/30/2023	Restricted Stock	Issuer			1828	01/30/2023	Not Applicable
Common	01/30/2024	Restricted Stock	Issuer			431	01/30/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for PSMT report?

It reports a proposed resale of restricted shares by an affiliate. The filing lists 2,259 shares in total and specific lots of 1,828 and 431 dated 01/30/2023 and 01/30/2024, respectively.

Does the Form 144 mean shares were sold for PSMT?

No. Form 144 is a notice of intent to sell, not proof of sale. It signals proposed resale of the listed restricted shares; completion would be shown in subsequent transaction filings if and when sales occur.

Who is the filer named on the PSMT Form 144?

The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services as the filer with an address at 1 New York Plaza. That entity is reporting the proposed resale of the restricted-share lots.

What securities and dates are shown on the filing for PSMT?

The excerpt shows restricted stock lots dated 01/30/2023 for 1,828 shares and 01/30/2024 for 431 shares, listed for resale on NASDAQ in the header.