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PriceSmart Inc (NASDAQ: PSMT) director reports 6,400-share bona fide stock gift

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PriceSmart Inc director and greater than 10% owner Robert E. Price reported a bona fide gift of 6,400 shares of Common Stock held indirectly as co-trustee of the Robert and Allison Price Trust UDT 1/10/75, leaving that trust with 1,129,267 shares. The filing also lists indirect holdings of 341,475 shares in a charitable trust, 109,257 shares via The Price Group LLC, 43,000 shares in family trusts, 8,314 shares via RARSD LLC, and 80 shares held directly. Mr. Price and his wife Allison, as co-trustees of certain trusts, disclaim beneficial ownership beyond their pecuniary interests, and the transaction was not reported under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider PRICE ROBERT E
Role Director, 10% Owner
Type Security Shares Price Value
Gift Common Stock F1 6,400 $0.00 $0.00
holding Common Stock F2 -- -- --
holding Common Stock -- -- --
holding Common Stock F3 -- -- --
holding Common Stock -- -- --
holding Common Stock F3 -- -- --
Holdings After Transaction: Common Stock — 1,129,267 shares (Indirect, As co-trustee of the Robert and Allison Price Trust UDT 1/10/75); Common Stock — 341,475 shares (Indirect, As co-trustee of the Robert and Allison Price Charitable Trust); Common Stock — 80 shares (Direct); Common Stock — 109,257 shares (Indirect, As co-manager of The Price Group LLC); Common Stock — 43,000 shares (Indirect, Family Trusts); Common Stock — 8,314 shares (Indirect, As managing member of RARSD LLC)
Footnotes (3)
  1. F1. The reporting person and his wife Allison Price are co-trustees of this trust.
  2. F2. The reporting person and his wife Allison Price are co-trustees of this trust. The reporting person and his wife each disclaim beneficial ownership of the securities held by this trust except to the extent of their respective pecuniary interest therein.
  3. F3. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Shares gifted 6,400 shares Bona fide gift of Common Stock on 2026-07-29
Trust holdings after gift 1,129,267 shares Robert and Allison Price Trust UDT 1/10/75 following the 6,400-share gift
Charitable trust holdings 341,475 shares Indirect holdings as co-trustee of the Robert and Allison Price Charitable Trust
Direct holdings 80 shares Shares held directly by Robert E. Price after reported transactions
The Price Group LLC holdings 109,257 shares Indirect holdings as co-manager of The Price Group LLC
Family Trusts holdings 43,000 shares Indirect holdings reported as held by Family Trusts
RARSD LLC holdings 8,314 shares Indirect holdings as managing member of RARSD LLC
bona fide gift financial
"transaction_code_description: Bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
indirect ownership financial
"ownership_type set to indirect for several positions"
ten percent beneficial owner regulatory
"may also be deemed a greater than 10% beneficial owner"
pecuniary interest financial
"disclaims beneficial ownership except to the extent of pecuniary interest"
co-trustees financial
"The reporting person and his wife Allison Price are co-trustees"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Robert E. Price report in this Form 4 for PSMT?

Robert E. Price reported a bona fide gift of 6,400 shares of PriceSmart Common Stock on July 29, 2026, from a trust where he and his wife serve as co-trustees, with 1,129,267 shares remaining in that trust afterward.

How many PriceSmart (PSMT) shares remain in the co-trustee trust after the gift?

After the reported gift, the Robert and Allison Price Trust UDT 1/10/75 holds 1,129,267 PriceSmart shares. These shares are reported as indirectly owned, with Robert and Allison Price serving as co-trustees of the trust that holds the securities.

What other indirect PriceSmart (PSMT) holdings did Robert E. Price disclose?

The filing shows indirect holdings of 341,475 shares in a charitable trust, 109,257 shares through The Price Group LLC, 43,000 shares in family trusts, and 8,314 shares via RARSD LLC, in addition to 80 shares held directly.

Was the PriceSmart (PSMT) share gift made under a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not marked, meaning the reported 6,400-share bona fide gift was not affirmed as executed under a pre-arranged Rule 10b5-1 trading plan.

How is Allison Price involved in the reported PSMT holdings?

Allison Price is identified as a co-trustee of the trusts holding certain PriceSmart shares and may be deemed a greater than 10% beneficial owner. Both she and Robert Price disclaim beneficial ownership except to the extent of their pecuniary interests.

Do Robert and Allison Price fully own the PSMT trust and LLC shares economically?

No. For several trusts and entities, they disclaim beneficial ownership of PriceSmart shares except for their pecuniary interests, meaning they only acknowledge economic benefit to the extent of their financial stakes, not necessarily full ownership of all reported shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PRICE ROBERT E

(Last)(First)(Middle)
7777 FAY AVE., STE. 300

(Street)
LA JOLLA CALIFORNIA 92037

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PRICESMART INC [ PSMT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/29/2026G6,400D$01,129,267IAs co-trustee of the Robert and Allison Price Trust UDT 1/10/75(1)
Common Stock341,475IAs co-trustee of the Robert and Allison Price Charitable Trust(2)
Common Stock80D
Common Stock109,257IAs co-manager of The Price Group LLC(3)
Common Stock43,000IFamily Trusts
Common Stock8,314IAs managing member of RARSD LLC(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person and his wife Allison Price are co-trustees of this trust.
2. The reporting person and his wife Allison Price are co-trustees of this trust. The reporting person and his wife each disclaim beneficial ownership of the securities held by this trust except to the extent of their respective pecuniary interest therein.
3. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Remarks:
The reporting person's wife, Allison Price, may also be deemed a greater than 10% beneficial owner of the Issuer's securities in her capacity as co-trustee of each of the trusts identified herein. As such, this Form 4 filing shall be deemed to constitute a Form 4 filing on behalf of both the reporting person and his wife, Allison Price.
/s/ Robert E. Price07/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)