STOCK TITAN

Personalis (PSNL) CEO sells 100K shares after exercising options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Personalis, Inc. Chief Executive Officer Christopher M. Hall reported an exercise-and-sell transaction in company stock. He exercised stock options to acquire 100,000 shares of common stock at $1.61 per share, then sold 100,000 shares of common stock in an open-market transaction at a weighted average price of $13.15 per share, with sale prices ranging from $13.00 to $13.36.

Following these transactions, Hall directly holds 235,986 shares of Personalis common stock and 200,000 stock options. The filing states that both the sales and the option exercise were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on December 17, 2025, indicating the activity was scheduled in advance.

Positive

  • None.

Negative

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Insider Hall Christopher M
Role Chief Executive Officer
Sold 100,000 shs ($1.31M)
Type Security Shares Price Value
Exercise Stock Option (right to buy) 100,000 $0.00 --
Exercise Common Stock 100,000 $1.61 $161K
Sale Common Stock 100,000 $13.15 $1.31M
Holdings After Transaction: Stock Option (right to buy) — 200,000 shares (Direct, null); Common Stock — 335,986 shares (Direct, null)
Footnotes (1)
  1. The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025. The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $13.00 to $13.36 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The option vested and became exercisable over the three-year period commencing April 15, 2024, with 1/36th of the shares subject to the option vesting each month of continuous service thereafter.
Shares sold 100,000 shares Common Stock sold in open-market transaction
Weighted average sale price <money>$13.15</money> per share Common Stock sale price range $13.00–$13.36
Options exercised 100,000 shares Stock Option (right to buy) exercised
Option exercise price <money>$1.61</money> per share Exercise price for 100,000 underlying shares
Shares held after transaction 235,986 shares Directly held Personalis common stock
Options held after transaction 200,000 options Stock Option (right to buy) balance
Net share change -100,000 shares Net of all buys, sells, and exercises in filing
10b5-1 plan adoption date <date>December 17, 2025</date> Plan governing the reported sales and exercise
Rule 10b5-1 trading plan regulatory
"were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported above reflects the weighted average price of the shares sold."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Stock Option (right to buy) financial
"security_title: "Stock Option (right to buy)""
vesting financial
"The option vested and became exercisable over the three-year period"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hall Christopher M

(Last)(First)(Middle)
C/O PERSONALIS, INC.
6600 DUMBARTON CIRCLE

(Street)
FREMONT CALIFORNIA 94555

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Personalis, Inc. [ PSNL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/26/2026M(1)100,000A$1.61335,986D
Common Stock06/26/2026S(1)100,000D$13.15(2)235,986D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$1.6106/26/2026M(1)100,000 (3)03/15/2034Common Stock100,000$0200,000D
Explanation of Responses:
1. The sales and option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.
2. The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $13.00 to $13.36 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
3. The option vested and became exercisable over the three-year period commencing April 15, 2024, with 1/36th of the shares subject to the option vesting each month of continuous service thereafter.
/s/ Aaron Tachibana, Attorney-in-Fact06/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Personalis (PSNL) CEO Christopher Hall report in this Form 4?

Christopher Hall reported exercising stock options and selling Personalis common shares. He exercised 100,000 options at $1.61 per share and sold 100,000 shares in open-market trades, all under a pre-arranged Rule 10b5-1 trading plan adopted in December 2025.

How many Personalis (PSNL) shares did the CEO sell and at what price?

The CEO sold 100,000 Personalis common shares at a weighted average price of $13.15. Individual sale prices ranged from $13.00 to $13.36 per share, with the filing offering to provide detailed breakdowns of shares sold at each specific price upon request.

What stock options did the Personalis (PSNL) CEO exercise in this transaction?

Christopher Hall exercised stock options covering 100,000 shares of Personalis common stock at an exercise price of $1.61. The options vested monthly over three years starting April 15, 2024, and are described as a Stock Option (right to buy) in the filing details.

How many Personalis (PSNL) shares does the CEO hold after these transactions?

After the reported transactions, Christopher Hall directly holds 235,986 shares of Personalis common stock. He also holds 200,000 stock options following the option exercise, according to the share and option balances disclosed in the Form 4 filing summary.

Was the Personalis (PSNL) CEO’s stock sale part of a Rule 10b5-1 plan?

Yes, the filing states the sales and option exercise were made under a Rule 10b5-1 trading plan. That plan was adopted on December 17, 2025, indicating the trades were pre-scheduled rather than discretionary decisions based on short-term market conditions.