Personalis (PSNL) grants options and RSUs to Chief Legal Officer

Rhea-AI Filing Summary

Personalis, Inc. reported new equity awards to SVP and Chief Legal Officer Stephen Michael Moore. He received stock options for 168,750 shares of common stock at an exercise price of $6.72 per share, and 28,125 shares of common stock as restricted stock units.

The RSUs vest in six equal semi-annual installments starting on September 15, 2026. The stock options vest in 36 equal monthly installments beginning on April 15, 2026. After these grants, Moore directly holds 92,325 shares of common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moore Stephen Michael

(Last) (First) (Middle)

C/O PERSONALIS, INC.

6600 DUMBARTON CIRCLE

(Street)

FREMONT CA 94555

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Personalis, Inc. [ PSNL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP and Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/15/2026		A		28,125(1)	A	$0	92,325	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$6.72	03/15/2026		A		168,750		(2)	03/15/2036	Common Stock	168,750	$0	168,750	D

Explanation of Responses:

1. Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 6 equal semi-annual installments with the first installment vesting on September 15, 2026.

2. The shares subject to the option vest in 36 equal monthly installments with the first installment vesting on April 15, 2026.

	/s/ Aaron Tachibana, Attorney-in-Fact	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What equity awards did Personalis (PSNL) grant to Stephen Michael Moore?

Personalis granted Stephen Michael Moore stock options for 168,750 shares at an exercise price of $6.72 and 28,125 restricted stock units. These awards increase his equity stake and are structured to vest over future years.

How do the new RSU awards for Personalis (PSNL) SVP vest?

The 28,125 RSUs granted to Stephen Michael Moore vest in six equal semi-annual installments. The first installment vests on September 15, 2026, providing a staggered schedule that ties compensation to continued service over time.

What is the vesting schedule for Stephen Michael Moore’s new stock options at Personalis (PSNL)?

The 168,750 stock options vest in 36 equal monthly installments. The first monthly installment vests on April 15, 2026, creating a three-year vesting period that aligns long-term incentives with the company’s performance and retention goals.

What is the exercise price of the new Personalis (PSNL) stock options granted?

The newly granted stock options to Stephen Michael Moore have an exercise price of $6.72 per share. This means he can purchase Personalis common stock at that price once the options vest and before they expire on March 15, 2036.

How many Personalis (PSNL) shares does Stephen Michael Moore hold after these grants?

Following the grant of 28,125 RSUs, Stephen Michael Moore directly holds 92,325 shares of Personalis common stock. This figure reflects his updated non-derivative holdings as reported, separate from his newly awarded 168,750 stock options.

When do Stephen Michael Moore’s Personalis (PSNL) stock options expire?

The stock options granted to Stephen Michael Moore expire on March 15, 2036. He must exercise vested options before that date to acquire shares at the fixed $6.72 exercise price specified in the award terms.