Phillips 66 SVP gifts 40 shares of stock

Phillips 66 (PSX) reported that SVP & Controller Ann M. Kluppel made a bona fide gift of 40 shares of common stock on September 10, 2026.

Available on EDGAR 09/14/2026 - 05:11 PM EDT Accepted by SEC EDGAR 09/14/2026 - 05:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Phillips 66 (PSX) reported that SVP & Controller Ann M. Kluppel made a bona fide gift of 40 shares of common stock on September 10, 2026. After this gift, she directly holds 25,361 shares of Phillips 66 common stock, including 4,720 Restricted Stock Units that settle into shares on a 1-for-1 basis. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

40 shares gifted

Gift 1 txn

Insider Kluppel Ann M

Role SVP & Controller

Type	Security	Shares	Price	Value
Gift	Common Stock F1	40	$0.00	$0.00

Holdings After Transaction: Common Stock — 25,361 shares (Direct)

Footnotes (1)

1. F1. Includes 4,720 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Key Figures

Shares gifted: 40 shares Price per share: $0.00 per share Shares held after transaction: 25,361 shares +2 more

5 metrics

Shares gifted 40 shares Bona fide gift of Phillips 66 common stock on September 10, 2026

Price per share $0.00 per share Reported for the 40-share bona fide gift transaction

Shares held after transaction 25,361 shares Direct holdings of Ann M. Kluppel following the gift

Restricted Stock Units 4,720 units RSUs that settle 1-for-1 into Phillips 66 common stock included in post-transaction holdings

Gift transactions in this filing 1 transaction Single bona fide gift reported by Ann M. Kluppel

Key Terms

Bona fide gift, Restricted Stock Units, Common Stock

3 terms

Bona fide gift financial

"The transaction code is described as a bona fide gift of common stock"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

Restricted Stock Units financial

"Includes 4,720 Restricted Stock Units that settle for shares of Phillips 66"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Common Stock financial

"Bona fide gift of 40 shares of Phillips 66 common stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PSX report for Ann M. Kluppel?

The company reported that Ann M. Kluppel, SVP & Controller, made a bona fide gift of 40 shares of Phillips 66 common stock on September 10, 2026, at a reported price of $0.00 per share.

How many PSX shares did Ann M. Kluppel hold after the reported gift?

After the gift, Ann M. Kluppel directly held 25,361 shares of Phillips 66 common stock. This figure includes shares underlying certain equity awards as described in the footnote.

How many Restricted Stock Units does Ann M. Kluppel hold in PSX?

Her reported holdings include 4,720 Restricted Stock Units, which settle for shares of Phillips 66 common stock on a 1-for-1 basis, according to the footnote accompanying the Form 4 filing.

Was Ann M. Kluppel’s PSX gift made under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not affirmed, and there is no footnote indicating that the 40-share bona fide gift was made pursuant to a Rule 10b5-1 or similar pre-arranged trading plan.

What type of transaction code was used for Ann M. Kluppel’s PSX filing?

The transaction uses code G, which the filing describes as a bona fide gift of common stock. It is categorized as a non-derivative transaction involving 40 shares given at a reported price of $0.00 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kluppel Ann M

(Last) (First) (Middle)

2331 CITYWEST BLVD

(Street)

HOUSTON TEXAS 77042

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Phillips 66 [ PSX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & Controller

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/10/2026		G		40	D	$0	25,361(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 4,720 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

	/s/ William H. Bald, as Attorney-in-Fact	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)