Welcome to our dedicated page for Phillips 66 SEC filings (Ticker: PSX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Phillips 66 filings document the regulatory record of an integrated downstream energy company with common stock listed on the New York Stock Exchange under PSX. Recent 8-K reports furnish quarterly operating and financial results, preliminary financial guidance, segment-related metrics, derivative and mark-to-market disclosures, dividend actions and business updates across refining, midstream, chemicals, marketing and renewable fuels.
The company's filings also cover material financing arrangements, including term loan agreements and amendments to receivables facilities, as well as direct financial obligations and off-balance-sheet financing structures. Proxy materials disclose annual meeting matters, board composition, committee assignments, executive compensation, shareholder voting items and governance practices.
Phillips 66 (PSX) reported that its wholly owned subsidiary, Phillips 66 Company, amended its accounts receivable securitization program through a Fifth Amendment to its existing Receivables Purchase and Financing Agreement (RPFA). The program finances receivables through Phillips 66 Receivables LLC, a special purpose entity, with various purchaser/lenders.
The amendment establishes an uncommitted facility of up to $250 million, increases the maximum committed facility size from $1.75 billion to $2 billion, and extends the RPFA maturity date from September 28, 2026 to August 19, 2027. PNC Capital Markets LLC acts as structuring agent and PNC Bank, National Association, as administrative agent, and related financial institutions provide banking and advisory services to Phillips 66 and its affiliates for customary compensation.
Phillips 66 EVP, Refining Richard G. Harbison reported an option exercise-and-sale transaction involving company stock. On August 12, 2026, he exercised employee stock options covering 52,100 shares of common stock at exercise prices of $74.70, $89.05 and $100.435 per share, converting them into an equal number of common shares. That same day he sold 52,100 shares of Phillips 66 common stock at a weighted average price of $223.7643 per share in multiple trades. He also reports indirect holdings of 7,116.196 shares through the Phillips 66 Savings Plan and 40 shares held by his son, and a direct position that includes 23,008 Restricted Stock Units that settle 1-for-1 in common stock.
A shareholder of Phillips 66 filed a notice of proposed sale of up to 52,100 shares of common stock through Merrill, with trading on the NYSE on or after August 12, 2026. The filing lists an aggregate market value of approximately $11,658,117.77 for the proposed sale and indicates that 399,020,916 shares of common stock are outstanding. Additional entries show underlying stock options for 38,600 and 13,500 shares of Phillips 66 common stock dated August 12, 2026.
Phillips 66 Executive Vice President Brian Mandell reported a series of option exercises and related share sales. On August 10 and 11, 2026, he exercised employee stock options for a total of 33,300 shares of common stock at an exercise price of $74.70 per share, converting derivative awards into common shares. He then sold the same total of 33,300 common shares in market transactions at prices of $214.02 and $215.00 per share. A footnote states his reported holdings include 22,182 Restricted Stock Units that settle into Phillips 66 common stock on a 1-for-1 basis.
Phillips 66 insider Brian Mandell filed notice of a proposed sale of up to 30,000 shares of common stock, derived from a stock option, expected on 08/11/2026 through Merrill on the NYSE, with an indicated value of $6,450,000. Phillips 66 common shares outstanding were 399,020,916. The filing also notes a prior sale of 3,300 shares of common stock on 08/10/2026 for $706,266.33 during the preceding three months.
Phillips 66 director Lisa Ann Davis reported indirect sales of a total of 1,515 shares of common stock on 2026-08-10, executed by a trust of which she and her spouse are the sole beneficiaries. The shares were sold in three open-market transactions at weighted average prices of $207.209, $208.365, and $208.9866, each representing multiple trades within specified price ranges. Following these sales, she also reports a direct holding of 1,444.2994 Restricted Stock Units that settle into Phillips 66 common stock on a 1-for-1 basis.
Phillips 66 senior vice president and controller Ann M. Kluppel reported multiple option exercises and share sales. On August 7 and 10, 2026, she exercised employee stock options for a total of 7,834 shares of common stock at exercise prices of $89.05 and $100.435 per share and sold 7,834 shares at prices ranging from $205.00 to a weighted average of $210.6317 and up to $215.00 per share. Indirect holdings include 3,638.359 shares held through the Phillips 66 Savings Plan and 4,720 Restricted Stock Units that settle 1-for-1 in common stock.
Phillips 66 reported a planned sale of common stock under Rule 144. A broker, Morgan Stanley Smith Barney LLC Executive Financial Services, is listed for the transaction involving 1,515 shares of common stock with an approximate value of $314,712.77, intended for sale on the NYSE on August 10, 2026. The shares relate to restricted stock vesting on January 16, 2024 under a registered compensation plan of the issuer.
Phillips 66 insider Ann Kluppel filed to sell 6,034 shares of Phillips 66 common stock through Merrill from an address in Houston, Texas. The planned sale has an indicated market value of $1,282,235.59, with Phillips 66 reporting 399,020,916 shares of common stock outstanding on the New York Stock Exchange as of this notice.
The planned sales relate to multiple stock option-based common stock positions, including option blocks of 1,967, 300, 1,800, and 1,967 shares, all dated August 10, 2026 and designated as cash transactions. In the prior three months, Kluppel sold 1,800 shares of Phillips 66 common stock on August 7, 2026 for proceeds of $368,938.40.