PTC CEO exercises 11,471 RSUs, covers tax in stock

Rhea-AI Filing Summary

PTC INC. President and CEO Neil Barua reported equity compensation activity involving restricted stock units that vested and converted into common stock. On August 15, 2026, 11,471 restricted stock units were exercised, resulting in an acquisition of 11,471 shares of common stock. In connection with this vesting, 5,547 shares of common stock were delivered to the issuer at $149.75 per share to satisfy the reporting person’s tax withholding obligations, with the remaining shares from the vesting event not described as sold in this report. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock, and the reported RSUs were originally granted on July 27, 2023 and vested on August 15, 2026.

Insider Trade Summary

11,471 shares exercised/converted

Exercise 3 txns

Insider Barua Neil

Role President and CEO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F2, F3, F4	11,471	$0.00	$0.00
Exercise	Common Stock	11,471	$0.00	$0.00
Tax Withholding	Common Stock F1	5,547	$149.75	$831K

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 92,477 shares (Direct)

Footnotes (4)

1. F1. Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
2. F2. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
3. F3. RSUs granted on July 27, 2023 that vested on August 15, 2026.
4. F4. This amount represents the total number of derivative securities beneficially owned of the class shown.

Key Figures

RSUs Exercised: 11,471 units Common Shares Acquired: 11,471 shares Shares for Tax Withholding: 5,547 shares +3 more

6 metrics

RSUs Exercised 11,471 units Restricted stock units converted into PTC common stock on August 15, 2026

Common Shares Acquired 11,471 shares Shares of PTC common stock received from RSU vesting and exercise

Shares for Tax Withholding 5,547 shares Common shares delivered to issuer to satisfy tax withholding obligations

Tax Withholding Price $149.75 per share Per-share value for shares delivered in the code F tax-withholding transaction

RSU Grant Date July 27, 2023 Grant date of the restricted stock units that vested

RSU Vesting Date August 15, 2026 Vesting date for the reported RSU awards

Key Terms

Restricted Stock Units, derivative security, tax withholding obligations, beneficially owned

4 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

tax withholding obligations financial

"satisfy tax withholding obligations of the Reporting Person incurred in connection"

beneficially owned financial

"represents the total number of derivative securities beneficially owned"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity transaction did PTC (PTC) CEO Neil Barua report on August 15, 2026?

Neil Barua reported the vesting and exercise of 11,471 restricted stock units, converting into 11,471 shares of PTC common stock. These RSUs were granted on July 27, 2023 and vested on August 15, 2026 as part of his compensation.

How many PTC (PTC) shares were used to cover Neil Barua’s tax withholding?

A total of 5,547 shares of PTC common stock were delivered to the issuer to satisfy Neil Barua’s tax withholding obligations. These shares were valued at $149.75 per share in a transaction coded as payment of tax liability.

Did Neil Barua acquire PTC (PTC) common stock through RSU vesting?

Yes. Upon vesting on August 15, 2026, 11,471 restricted stock units were exercised into 11,471 shares of PTC common stock. This reflects a derivative exercise/conversion of equity awards previously granted on July 27, 2023.

What does the tax-related transaction code F mean in Neil Barua’s PTC (PTC) Form 4?

The code F transaction reports 5,547 shares delivered at $149.75 per share to cover Neil Barua’s tax withholding obligations. Shares were tendered to the issuer rather than sold in an open-market transaction.

What is the relationship between PTC (PTC) RSUs and common stock in Neil Barua’s filing?

Each restricted stock unit represents a contingent right to receive one share of PTC common stock. In this event, 11,471 RSUs converted on a one-for-one basis into 11,471 shares when they vested.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/17/2026 - 05:41 PM Accepted by SEC EDGAR 08/17/2026 - 05:40 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Barua Neil

(Last) (First) (Middle)

121 SEAPORT BOULEVARD

(Street)

BOSTON MASSACHUSETTS 02210

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PTC INC. [ PTC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/15/2026		M		11,471	A	$0	98,024	D
Common Stock	08/15/2026		F		5,547(1)	D	$149.75	92,477	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	08/15/2026		M			11,471	(3)	(3)	Common Stock	11,471	$0	0(4)	D

Explanation of Responses:

1. Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

2. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

3. RSUs granted on July 27, 2023 that vested on August 15, 2026.

4. This amount represents the total number of derivative securities beneficially owned of the class shown.

	/s/Sean McGrath by power of attorney filed 07/19/2023	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)