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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section
13 or 15(d)
of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event
reported): June 20, 2025
PROTAGONIST THERAPEUTICS, INC.
(Exact name of registrant as specified
in its charter)
| Delaware |
|
001-37852 |
|
98-0505495 |
(State or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
Protagonist Therapeutics, Inc.
7707 Gateway Blvd., Suite 140
Newark, California 94560-1160
(Address of principal executive offices,
including zip code)
(510) 474-0170
(Registrant’s telephone number, including
area code)
Not Applicable
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which
registered |
| Common Stock, par value $0.00001 |
|
PTGX |
|
The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
On June 20, 2025, Protagonist Therapeutics, Inc.,
a Delaware corporation (the “Company”), held its 2025 Annual Meeting of Stockholders (the “Annual Meeting”). As
of the close of business on April 23, 2025, the record date for the Annual Meeting, there were 61,957,230 shares of common stock,
par value $0.00001 per share (the “Common Stock”), entitled to vote at the meeting.
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
At the Annual Meeting, the stockholders voted on
the three proposals listed below. The proposals are described in detail in the Company’s definitive proxy statement for the Annual
Meeting, which was filed with the Securities and Exchange Commission on April 29, 2025. The results of the proposals voted upon at
the Annual Meeting were:
Proposal 1 — To elect the two Class III
director nominees to hold office until the 2028 Annual Meeting of Stockholders and until their successors are duly elected and qualified.
Each of the two nominees was so elected, with the votes thereon as follows:
| | |
| Final Voting Results |
| Nominee | |
| For | | |
| Withheld | | |
| Broker Non-Votes | |
| Harold E. Selick, Ph.D. | |
| 44,822,907 | | |
| 9,210,036 | | |
| 1,918,517 | |
| Bryan Giraudo | |
| 42,499,790 | | |
| 11,533,153 | | |
| 1,918,517 | |
Proposal 2 — To approve, on a non-binding,
advisory basis, the compensation of the Company’s named executive officers. This proposal was approved by the requisite vote, with
the votes thereon as follows:
| | Final Voting Results | |
| | For | | |
| Against | | |
| Abstentions | | |
| Broker Non-Votes | |
| | 50,844,517 | | |
| 2,850,473 | | |
| 337,953 | | |
| 1,918,517 | |
Proposal 3 — To ratify the selection
of Ernst & Young LLP as the Company’s independent registered public accounting firm for its fiscal year ending December 31,
2025. This proposal was approved by the requisite vote, with the votes thereon as follows:
| | Final Voting Results | |
| | For | | |
| Against | | |
| Abstentions | | |
| Broker Non-Votes | |
| | 55,480,739 | | |
| 74,233 | | |
| 396,488 | | |
| -- | |
No other matters were submitted for stockholder action.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| |
Protagonist Therapeutics, Inc. |
| |
|
| Dated: June 26, 2025 |
|
| |
|
| |
By: |
/s/ Asif Ali |
| |
Asif Ali |
| |
|
Executive Vice President, Chief Financial Officer |