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Pelthos Therapeutics Inc. SEC Filings

PTHS NYSE

Welcome to our dedicated page for Pelthos Therapeutics SEC filings (Ticker: PTHS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Pelthos Therapeutics's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Pelthos Therapeutics's regulatory disclosures and financial reporting.

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Pelthos Therapeutics Inc. director Peter Greenleaf reported selling a total of 797 shares of Common Stock in two open-market transactions on April 2, 2026. He sold 420 shares at a weighted average price of $20.5151 and 377 shares at $21.3614. According to the disclosure, these sales were made under a pre-arranged Rule 10b5-1 plan adopted on December 16, 2025, to help cover estimated tax obligations tied to vesting restricted stock units. After the transactions, Greenleaf directly holds 24,681 shares of Pelthos Therapeutics common stock.

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Friedberg Ezra M reported acquisition or exercise transactions in this Form 4 filing.

Pelthos Therapeutics director Ezra M. Friedberg reported amended share awards tied to board compensation. The Form 4/A reclassifies prior filings so that restricted stock units (RSUs) granted under the 2023 Equity Incentive Plan now appear in the non-derivative table, each RSU delivering one share of common stock as it vests.

RSU awards cover 19,108 shares on July 2, 2025, 2,454 shares on November 13, 2024, and 6,450 shares on June 14, 2024, all at a stated price of $0.00 per share as compensation. These RSUs vest in equal quarterly installments over three years, subject to continued service. After the most recent award, Friedberg directly holds 82,585 common shares, with additional indirect holdings reported as 82,072 shares through Balmoral Financial Group LLC and 40,000 shares through Key Recovery Group LLC, which he may be deemed to beneficially own but disclaims except for his pecuniary interest.

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Davis Todd C reported acquisition or exercise transactions in this Form 4 filing.

Pelthos Therapeutics Inc. director Todd C. Davis filed an amended insider report to reclassify prior equity awards as common stock grants rather than derivative holdings. The amendment covers restricted stock units (RSUs) granted under the company’s 2023 Equity Incentive Plan, each RSU settling into one share of common stock.

The filing reports grants of 19,108, 4,961 and 12,900 shares of common stock, all received as compensation for service on the board. These RSUs vest in equal quarterly installments over three years, conditioned on continued service. After these grants, Davis directly holds 39,886 common shares.

The amendment also notes an indirect holding of 1,500,000 shares recorded in the name of Ligand Pharmaceuticals Incorporated, where Davis serves as Chief Executive Officer and director. He may be deemed a beneficial owner of those shares but expressly disclaims beneficial ownership except to the extent of his pecuniary interest. All amounts have been adjusted for a 1-for-10 reverse stock split effective July 1, 2025.

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Malamut Richard reported acquisition or exercise transactions in this Form 4 filing.

Pelthos Therapeutics Inc. director Richard Malamut filed an amended Form 4 to reclassify previously reported equity awards. The filing reports grants of 6,450, 19,108, and 2,454 shares of Common Stock at a price of $0.00 per share, reflecting restricted stock units (RSUs) issued under the company’s 2023 Equity Incentive Plan.

Each RSU represents the right to receive one share of Common Stock and vests in equal quarterly installments over three years, contingent on continued board service. The share amounts have been adjusted for the company’s 1-for-10 reverse stock split effective July 1, 2025. Following these awards, Malamut is shown with 28,012 directly held shares and an additional 1,040 shares indirectly held jointly with his spouse.

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Plesha Scott M. reported acquisition or exercise transactions in this Form 4 filing.

Pelthos Therapeutics Inc. CEO and President Scott M. Plesha reported an equity compensation grant tied to restricted stock units. The Form 4 amendment shows an award of 83,678 shares of Common Stock, issuable upon settlement of RSUs granted under the company’s 2023 Equity Incentive Plan.

Each RSU represents one share of Common Stock and may be settled only in shares, subject to vesting. One-third of the RSUs vest on July 2, 2026, with the remaining balance vesting in equal quarterly installments over the following two years, contingent on continued service. Following this grant, Plesha holds 83,678 shares directly.

This filing amends a prior Form 4 by reclassifying the original RSU grant from the derivatives table to the non-derivative common stock table, clarifying how the award is reported rather than changing the underlying compensation terms.

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Greenleaf Peter reported acquisition or exercise transactions in this Form 4 filing.

Pelthos Therapeutics Inc. director Peter Greenleaf reported an award of 25,478 shares of Common Stock, received as a grant of restricted stock units under the company’s 2023 Equity Incentive Plan. The award was granted as compensation for his service on the board of directors, at a stated price of $0.00 per share.

The RSUs vest over time: one-third of the underlying shares vested on July 2, 2025, with the remaining shares vesting in equal quarterly installments over the following two years, subject to continued service. Following this grant, Greenleaf directly holds 25,478 shares of Common Stock from this award.

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Pauls Matthew reported acquisition or exercise transactions in this Form 4 filing.

Pelthos Therapeutics Inc. director Matthew Pauls reported an amended insider filing showing an equity award linked to 25,478 shares of common stock. These shares are issuable upon settlement of restricted stock units granted under the company’s 2023 Equity Incentive Plan as compensation for his board service.

The RSUs vest over time: one-third of the underlying shares vested on July 2, 2025, with the remaining units vesting in equal quarterly installments over two years, subject to his continued service. Following this grant, Pauls holds 25,478 shares of common stock directly.

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Rangarao Sai reported acquisition or exercise transactions in this Form 4 filing.

Pelthos Therapeutics Inc. Chief Commercial Officer Rangarao Sai reported an amended insider filing reflecting an award of 30,518 shares of Common Stock, received as compensation in the form of restricted stock units (RSUs) under the company’s 2023 Equity Incentive Plan.

Each RSU represents the right to receive one share of Common Stock, settled solely in shares. One-third of the RSUs vests on July 2, 2026, with the remaining units vesting in equal quarterly installments over the following two years, contingent on Mr. Sai continuing in service. Following this grant, he directly holds 30,518 shares.

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Baxter Richard B reported acquisition or exercise transactions in this Form 4 filing.

Pelthos Therapeutics Inc. director Richard B. Baxter reported an amended Form 4 reflecting a grant of 19,108 shares of Common Stock, issued at $0.00 per share upon settlement of previously granted restricted stock units (RSUs).

The RSUs were granted as compensation for his service on the board under the company’s 2023 Equity Incentive Plan. They vest in equal quarterly installments over three years, contingent on his continued service, and are settled solely in shares of Common Stock.

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Francis Knuettel II reported acquisition or exercise transactions in this Form 4 filing.

Pelthos Therapeutics Inc. reported that its CFO, Treasurer and Secretary, Francis Knuettel II, received a grant of 33,472 restricted stock units (RSUs), each representing one share of common stock under the company’s 2023 Equity Incentive Plan. The RSUs were granted as compensation for his service as an officer and may be settled solely in shares of common stock, subject to vesting.

The RSUs vest with one-third of the shares on July 2, 2026, with the remaining shares vesting in equal quarterly installments over the following two years, contingent on continued service. The filing also shows indirect holdings of common stock by Camden Capital LLC (10,000 shares) and the Lara Knuettel Revocable Trust (12,816 shares); Knuettel may be deemed to beneficially own these shares but disclaims beneficial ownership except for his pecuniary interest. Share amounts reflect a 1-for-10 reverse stock split effective July 1, 2025.

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FAQ

How many Pelthos Therapeutics (PTHS) SEC filings are available on StockTitan?

StockTitan tracks 68 SEC filings for Pelthos Therapeutics (PTHS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Pelthos Therapeutics (PTHS)?

The most recent SEC filing for Pelthos Therapeutics (PTHS) was filed on April 6, 2026.