Welcome to our dedicated page for Portman Ridge Fin SEC filings (Ticker: PTMN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PTMN SEC filings page for Portman Ridge Finance Corporation provides access to the company’s regulatory disclosures as a Nasdaq-listed business development company. These documents include current reports on Form 8-K, annual and quarterly reports, proxy statements and other materials that describe the company’s middle market investment business, financial condition and governance. As disclosed in an 8-K dated August 21, 2025, the company has changed its name to BCP Investment Corporation and its common stock will trade under the ticker BCIC, but the historical filings under PTMN remain an important reference.
Recent Form 8-K filings illustrate the type of information investors can expect. One 8-K reports the filing of a certificate of amendment to change the company’s name from Portman Ridge Finance Corporation to BCP Investment Corporation and specifies the effective dates for the name and ticker changes. Another 8-K furnishes a press release and investor presentation detailing financial results for a fiscal quarter, while a separate 8-K discloses the results of an annual meeting of stockholders, including director elections and ratification of the independent registered public accounting firm.
Through its periodic reports and related exhibits, the company discusses topics such as total investment income, net investment income, net asset value, the composition of its portfolio (including first lien debt, second lien debt, subordinated debt, equity, collateralized loan obligations and joint ventures), leverage and liquidity. Filings associated with the merger of Logan Ridge Finance Corporation with and into Portman Ridge, as referenced in company press releases, provide additional detail on the structure and terms of that transaction.
On Stock Titan, these PTMN filings are supplemented with AI-powered summaries designed to highlight the main points of lengthy documents such as 10-K and 10-Q reports, as well as key items in Form 8-Ks. Users can review real-time updates as new filings are posted to EDGAR, examine historical disclosures for context on the company’s evolution and corporate rebranding, and monitor information relevant to distributions, stock repurchase programs and board actions.
Patrick Schafer, who is listed as a Director and Chief Investment Officer of the issuer, reported an open-market purchase of 809 shares of Common Stock of BCP Investment Corp (BCIC) on 09/19/2025 at a price of $12.3338 per share. After the transaction, the filing reports beneficial ownership of 13,114.598 shares, held directly and noted as joint tenancy with Katherine Schafer. The Form 4 was signed by Patrick Schafer on 09/22/2025. The filing indicates the transaction code P (purchase) and identifies the reporting person as filing individually.
Brandon Satoren, who serves as CFO, Treasurer and Secretary, reported an open-market purchase of 1,000 shares of the issuer's common stock on 09/19/2025 at a price of $12.35 per share. Following the transaction he reports beneficial ownership of 2,116.1298 shares. The Form 4 is signed by the reporting person on 09/22/2025. The filing identifies the issuer as BCP Investment Corp [BCIC] and indicates the Form 4 was filed by one reporting person.
Portman Ridge Finance Corporation has approved a corporate rebranding. The company filed a certificate of amendment in Delaware on August 20, 2025 to change its legal name to BCP Investment Corporation, with the name change becoming effective after the market closes on August 22, 2025.
The company states that this name change does not affect the rights of its security holders and that no other changes were made to its certificate of incorporation or bylaws. On August 25, 2025, its common stock, currently trading on the NASDAQ Global Select Market under the symbol “PTMN”, will begin trading under the new ticker symbol “BCIC”.
Portman Ridge Finance Corporation furnished a press release announcing its financial results for the fiscal quarter ended June 30, 2025 and provided a related investor presentation on its website. The press release is included as Exhibit 99.1 and the investor presentation as Exhibit 99.2 to this Current Report. The company notes these materials are being furnished (not filed) for purposes of the Exchange Act and are incorporated by reference only as expressly stated in future filings. No financial figures or additional transaction details are included in this report itself.
Portman Ridge Finance Corporation (PTMN) held its Annual Meeting on June 24, 2025, where stockholders voted on two key proposals:
Proposal 1: Election of three directors to serve until 2028:
- George Grunebaum: Received 1,794,787 votes in favor
- Dean C. Kehler: Received 2,294,364 votes in favor
- Matthew Westwood: Received 2,279,564 votes in favor
Proposal 2: Stockholders ratified the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for fiscal year 2025, with 5,475,857 votes in favor (97.1% approval rate).
As of the April 25, 2025 record date, 9,202,870 shares of common stock were outstanding and entitled to vote. The filing was signed by CFO Brandon Satoren.
Portman Ridge Finance Corporation (PTMN) has filed DEFA14A additional proxy materials announcing the adjournment of its 20 June 2025 Special Meeting to 27 June 2025. The extension is intended to give shareholders more time to vote on the Share Issuance Proposal tied to the all-stock merger of Logan Ridge Finance Corporation (LRFC) into PTMN.
Key voting data already received is highly favorable: more than 85 % of the shares voted support the proposal. However, PTMN’s bylaws require a quorum of a simple majority of shares outstanding; with over 48 % of total shares already voted or abstained, fewer than 2 % of the remaining shares must vote (or abstain) to meet the quorum threshold.
On 20 June 2025, Logan Ridge shareholders approved the merger, removing a major counterparty hurdle. Completion now depends on PTMN shareholders reaching quorum and voting “FOR,” plus customary closing conditions. The record date remains 6 May 2025, and previously submitted proxies will be counted at the reconvened meeting unless revoked.
The PTMN Board unanimously recommends approval. Shareholders can vote via the virtual meeting portal or by phone, and are urged to act promptly to avoid further delays.
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