Welcome to our dedicated page for Portman Ridge Fin SEC filings (Ticker: PTMN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PTMN SEC filings page for Portman Ridge Finance Corporation provides access to the company’s regulatory disclosures as a Nasdaq-listed business development company. These documents include current reports on Form 8-K, annual and quarterly reports, proxy statements and other materials that describe the company’s middle market investment business, financial condition and governance. As disclosed in an 8-K dated August 21, 2025, the company has changed its name to BCP Investment Corporation and its common stock will trade under the ticker BCIC, but the historical filings under PTMN remain an important reference.
Recent Form 8-K filings illustrate the type of information investors can expect. One 8-K reports the filing of a certificate of amendment to change the company’s name from Portman Ridge Finance Corporation to BCP Investment Corporation and specifies the effective dates for the name and ticker changes. Another 8-K furnishes a press release and investor presentation detailing financial results for a fiscal quarter, while a separate 8-K discloses the results of an annual meeting of stockholders, including director elections and ratification of the independent registered public accounting firm.
Through its periodic reports and related exhibits, the company discusses topics such as total investment income, net investment income, net asset value, the composition of its portfolio (including first lien debt, second lien debt, subordinated debt, equity, collateralized loan obligations and joint ventures), leverage and liquidity. Filings associated with the merger of Logan Ridge Finance Corporation with and into Portman Ridge, as referenced in company press releases, provide additional detail on the structure and terms of that transaction.
On Stock Titan, these PTMN filings are supplemented with AI-powered summaries designed to highlight the main points of lengthy documents such as 10-K and 10-Q reports, as well as key items in Form 8-Ks. Users can review real-time updates as new filings are posted to EDGAR, examine historical disclosures for context on the company’s evolution and corporate rebranding, and monitor information relevant to distributions, stock repurchase programs and board actions.
BCIC affiliate filed a Form 144 reporting a proposed sale of 500 shares of Common Stock. The filing lists the proposed sale date of
The filing also discloses multiple recent dispositions by related parties: examples shown include a 9,000-share sale on
BCIC submitted a Form 144 reporting a proposed sale of 16,200 common shares through Morgan Stanley Smith Barney LLC, dated
The excerpt shows completed dispositions totaling 38,384 shares across transactions on
BCP Investment Corporation reported that its wholly owned subsidiary, Great Lakes Portman Ridge Funding LLC, entered into a third amendment to its senior secured revolving credit facility with JPMorgan Chase Bank on March 9, 2026. The amendment decreases the aggregate financing commitments under the facility to
BCP Investment Corporation reported full-year 2025 total investment income of $61.2 million, slightly below 2024, while net investment income rose to $25.1 million from $24.0 million. After realized losses and unrealized gains, net assets from operations increased $11.5 million, reversing a prior-year decline.
Net asset value per share was $16.68 as of December 31, 2025, down from $19.41 a year earlier. The company paid $1.97 per share in 2025 distributions and declared a Q1 2026 distribution of $0.32 per share, then will shift to a $0.09 monthly base distribution from April 2026 with potential quarterly supplements. 2025 was described as transformational, highlighted by the merger with Logan Ridge, a rebranding, new $75 million 7.75% 2030 notes and $35 million 7.50% 2028 notes, and redemption of 4.875% 2026 notes.
BCP Investment Corporation, which trades on the NASDAQ Global Select Market under the symbol BCIC, filed its annual report describing a diversified investment portfolio focused on debt and equity of non-control, affiliated and controlled portfolio companies.
The company invests across first lien and second lien senior secured loans, subordinated debt, preferred stock and units, common stock and membership interests, derivatives and collateralized loan obligations. Many credit investments reference SOFR plus sizable spreads, often resulting in double-digit stated interest rates, with maturities extending into the late 2020s and early 2030s across sectors such as financial services, health care, software, consumer services, industrials and energy.
As of June 30, 2025, the aggregate market value of BCIC’s voting and non-voting common stock held by non-affiliates was approximately $115.0 million, based on a closing price of $12.52 per share. The company reported 12,386,519 shares of common stock outstanding as of March 2, 2026. The filing also includes detailed risk disclosures and forward-looking statements highlighting dependence on economic conditions, portfolio company performance, liquidity, and the investment activities of its adviser, Sierra Crest Investment Management LLC.
Patrick Schafer, who is listed as a Director and Chief Investment Officer of the issuer, reported an open-market purchase of 809 shares of Common Stock of BCP Investment Corp (BCIC) on 09/19/2025 at a price of $12.3338 per share. After the transaction, the filing reports beneficial ownership of 13,114.598 shares, held directly and noted as joint tenancy with Katherine Schafer. The Form 4 was signed by Patrick Schafer on 09/22/2025. The filing indicates the transaction code P (purchase) and identifies the reporting person as filing individually.
Brandon Satoren, who serves as CFO, Treasurer and Secretary, reported an open-market purchase of 1,000 shares of the issuer's common stock on 09/19/2025 at a price of $12.35 per share. Following the transaction he reports beneficial ownership of 2,116.1298 shares. The Form 4 is signed by the reporting person on 09/22/2025. The filing identifies the issuer as BCP Investment Corp [BCIC] and indicates the Form 4 was filed by one reporting person.
Portman Ridge Finance Corporation has approved a corporate rebranding. The company filed a certificate of amendment in Delaware on August 20, 2025 to change its legal name to BCP Investment Corporation, with the name change becoming effective after the market closes on August 22, 2025.
The company states that this name change does not affect the rights of its security holders and that no other changes were made to its certificate of incorporation or bylaws. On August 25, 2025, its common stock, currently trading on the NASDAQ Global Select Market under the symbol “PTMN”, will begin trading under the new ticker symbol “BCIC”.
Portman Ridge Finance Corporation furnished a press release announcing its financial results for the fiscal quarter ended June 30, 2025 and provided a related investor presentation on its website. The press release is included as Exhibit 99.1 and the investor presentation as Exhibit 99.2 to this Current Report. The company notes these materials are being furnished (not filed) for purposes of the Exchange Act and are incorporated by reference only as expressly stated in future filings. No financial figures or additional transaction details are included in this report itself.
Portman Ridge Finance Corporation (PTMN) held its Annual Meeting on June 24, 2025, where stockholders voted on two key proposals:
Proposal 1: Election of three directors to serve until 2028:
- George Grunebaum: Received 1,794,787 votes in favor
- Dean C. Kehler: Received 2,294,364 votes in favor
- Matthew Westwood: Received 2,279,564 votes in favor
Proposal 2: Stockholders ratified the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for fiscal year 2025, with 5,475,857 votes in favor (97.1% approval rate).
As of the April 25, 2025 record date, 9,202,870 shares of common stock were outstanding and entitled to vote. The filing was signed by CFO Brandon Satoren.