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[Form 3] PIMCO CORPORATE & INCOME OPPORTUNITY FUND Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Mark D. Michel, a director of PIMCO Corporate & Income Opportunity Fund (PTY), submitted an initial Form 3 reporting that he does not beneficially own any securities of the issuer as of the event date 09/18/2025. The Form 3 lists Mr. Michel's address at PIMCO, Newport Beach, CA, and was signed on his behalf by an attorney-in-fact, Ryan Leshaw, on 09/25/2025. The filing includes Exhibit 24 (Power of Attorney) and explicitly states that no securities are beneficially owned.

Mark D. Michel, direttore del PIMCO Corporate & Income Opportunity Fund (PTY), ha presentato un form 3 iniziale dichiarando di non possedere in modo benefico alcuna partecipazione nell'emittente alla data dell’evento 09/18/2025. Il Form 3 indica l’indirizzo di Mark D. Michel presso PIMCO, Newport Beach, CA, ed è stato firmato a suo nome da un procuratore, Ryan Leshaw, il 09/25/2025. La sottomissione include l’Esibito 24 (Power of Attorney) e afferma esplicitamente che non sono possedute azioni in modo benefico.

Mark D. Michel, director de PIMCO Corporate & Income Opportunity Fund (PTY), presentó un Formulario 3 inicial declarando que no posee de forma beneficiosa ninguna acción del emisor a la fecha del evento 09/18/2025. El Formulario 3 indica la dirección de Mr. Michel en PIMCO, Newport Beach, CA, y fue firmado en su nombre por un apoderado, Ryan Leshaw, el 09/25/2025. La presentación incluye el Exhibit 24 (Power of Attorney) y declara expresamente que no se poseen valores de manera beneficiosa.

Mark D. Michel, PIMCO Corporate & Income Opportunity Fund(PTY)의 이사로서, 이벤트 날짜 2025-09-18에 발행인 주식을 유익하게 소유하지 않는다는 내용을 담은 초기 Form 3를 제출했습니다. Form 3에는 Newport Beach, CA에 있는 PIMCO의 Mark D. Michel의 주소가 기재되어 있으며, 그의 대리인인 Ryan Leshaw2025-09-25에 대신 서명했습니다. 제출물에는 권한 위임서인 Exhibit 24가 포함되어 있으며, 어떤 증권도 유익하게 보유하고 있지 않다고 명시되어 있습니다.

Mark D. Michel, directeur du PIMCO Corporate & Income Opportunity Fund (PTY), a soumis un formulaire initial Form 3 indiquant qu'il ne détient pas, en bénéfice, des titres de l'émetteur à la date d’événement 09/18/2025. Le Form 3 indique l'adresse de M. Michel chez PIMCO, à Newport Beach, CA, et a été signé en son nom par un mandataire, Ryan Leshaw, le 25/09/2025. Le dépôt comprend l’Exhibit 24 (Power of Attorney) et précise explicitement qu’aucun titre n’est détenu en bénéficiaire.

Mark D. Michel, Direktor des PIMCO Corporate & Income Opportunity Fund (PTY), hat ein Initialformular 3 eingereicht, das besagt, dass er zum Ereignisdatum 18.09.2025 keine Wertpapiere des Emittenten wirtschaftlich besitzt. Das Formular 3 gibt die Adresse von Herrn Michel bei PIMCO in Newport Beach, CA an und wurde in seinem Namen von einem Bevollmächtigten, Ryan Leshaw, am 25.09.2025 unterschrieben. Die Einreichung enthält Exhibit 24 (Power of Attorney) und erklärt ausdrücklich, dass keine Wertpapiere wirtschaftlich im Eigentum stehen.

Mark D. Michel، مدير صندوق PIMCO Corporate & Income Opportunity Fund (PTY)، قد قدم النموذج الأولي Form 3 الذي ينص على أنه لا يملك أي أوراق مالية للمصدر بشكل منافع كما في تاريخ الحدث 18/09/2025. يسرد النموذج Form 3 عنوان السيد ميشيل في PIMCO، نيوبورت بيتش، كاليفورنيا، وتم توقيعه نيابة عنه بواسطة وكيل، Ryan Leshaw، في 25/09/2025. كما يتضمن الملف Exhibit 24 (Power of Attorney) ويذكر صراحة أنه لا توجد أوراق مالية مملوكة بشكل منافع.

Mark D. Michel,PIMCO Corporate & Income Opportunity Fund (PTY)的董事,提交了初始表格 Form 3,声明在事件日期 2025-09-18 时,该发行人没有被他人实际受益拥有的证券。Form 3 还列出 Michel 先生在 PIMCO 的地址,位于 Newport Beach, CA,并于 2025-09-25 由代理人 Ryan Leshaw 代表签署。提交材料中包含 Exhibit 24(授权书),并明确表示没有任何证券被实际受益拥有。

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Director filed an initial Form 3 and reported no beneficial ownership of issuer securities.

The filing is a routine initial Section 16 disclosure showing that the reporting director does not hold equity in the fund at the reported event date. This is a straightforward compliance filing that establishes public record of the director's ownership status and includes a Power of Attorney (Exhibit 24) authorizing the attorney-in-fact to sign. For governance transparency, the filing fulfills Section 16(a) reporting requirements but does not convey any change in control, transactions, or related-party holdings because no securities are reported.

TL;DR: Compliance disclosure made; no reportable holdings or derivative positions were disclosed.

The Form 3 contains no entries in Table I or Table II and explicitly states "No securities are beneficially owned." The itemization of relationship as "Director" and the single-filer indication confirm this is an individual initial statement. The presence of the Power of Attorney and an attorney-in-fact signature is documented, which is customary when a designee files on behalf of the reporting person. There are no reportable transactions, holdings, or exercise rights disclosed that would affect investor assessment.

Mark D. Michel, direttore del PIMCO Corporate & Income Opportunity Fund (PTY), ha presentato un form 3 iniziale dichiarando di non possedere in modo benefico alcuna partecipazione nell'emittente alla data dell’evento 09/18/2025. Il Form 3 indica l’indirizzo di Mark D. Michel presso PIMCO, Newport Beach, CA, ed è stato firmato a suo nome da un procuratore, Ryan Leshaw, il 09/25/2025. La sottomissione include l’Esibito 24 (Power of Attorney) e afferma esplicitamente che non sono possedute azioni in modo benefico.

Mark D. Michel, director de PIMCO Corporate & Income Opportunity Fund (PTY), presentó un Formulario 3 inicial declarando que no posee de forma beneficiosa ninguna acción del emisor a la fecha del evento 09/18/2025. El Formulario 3 indica la dirección de Mr. Michel en PIMCO, Newport Beach, CA, y fue firmado en su nombre por un apoderado, Ryan Leshaw, el 09/25/2025. La presentación incluye el Exhibit 24 (Power of Attorney) y declara expresamente que no se poseen valores de manera beneficiosa.

Mark D. Michel, PIMCO Corporate & Income Opportunity Fund(PTY)의 이사로서, 이벤트 날짜 2025-09-18에 발행인 주식을 유익하게 소유하지 않는다는 내용을 담은 초기 Form 3를 제출했습니다. Form 3에는 Newport Beach, CA에 있는 PIMCO의 Mark D. Michel의 주소가 기재되어 있으며, 그의 대리인인 Ryan Leshaw2025-09-25에 대신 서명했습니다. 제출물에는 권한 위임서인 Exhibit 24가 포함되어 있으며, 어떤 증권도 유익하게 보유하고 있지 않다고 명시되어 있습니다.

Mark D. Michel, directeur du PIMCO Corporate & Income Opportunity Fund (PTY), a soumis un formulaire initial Form 3 indiquant qu'il ne détient pas, en bénéfice, des titres de l'émetteur à la date d’événement 09/18/2025. Le Form 3 indique l'adresse de M. Michel chez PIMCO, à Newport Beach, CA, et a été signé en son nom par un mandataire, Ryan Leshaw, le 25/09/2025. Le dépôt comprend l’Exhibit 24 (Power of Attorney) et précise explicitement qu’aucun titre n’est détenu en bénéficiaire.

Mark D. Michel, Direktor des PIMCO Corporate & Income Opportunity Fund (PTY), hat ein Initialformular 3 eingereicht, das besagt, dass er zum Ereignisdatum 18.09.2025 keine Wertpapiere des Emittenten wirtschaftlich besitzt. Das Formular 3 gibt die Adresse von Herrn Michel bei PIMCO in Newport Beach, CA an und wurde in seinem Namen von einem Bevollmächtigten, Ryan Leshaw, am 25.09.2025 unterschrieben. Die Einreichung enthält Exhibit 24 (Power of Attorney) und erklärt ausdrücklich, dass keine Wertpapiere wirtschaftlich im Eigentum stehen.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Michel Mark D.

(Last) (First) (Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/18/2025
3. Issuer Name and Ticker or Trading Symbol
PIMCO CORPORATE & INCOME OPPORTUNITY FUND [ PTY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney No Securities are beneficially owned.
No securities are beneficially owned.
/s/ Ryan Leshaw, Attorney-in-Fact for Mark D. Michel 09/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for PTY disclose about Mark D. Michel's holdings?

The Form 3 states no securities are beneficially owned by Mark D. Michel as of the event date 09/18/2025.

What relationship to the issuer does the reporting person have in the PTY Form 3?

The filing lists the reporting person as a Director of PIMCO Corporate & Income Opportunity Fund (PTY).

When was the Form 3 event date and when was the form signed?

The event date is 09/18/2025 and the signature by attorney-in-fact Ryan Leshaw is dated 09/25/2025.

Did the Form 3 include any derivative securities or table entries?

No. Both Table I (non-derivative) and Table II (derivative) contain no reported securities; the filing explicitly states No securities are beneficially owned.

Is there an authorization included to file on behalf of the reporting person?

Yes. The filing includes Exhibit 24 (Power of Attorney) and was signed by an attorney-in-fact, Ryan Leshaw.
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