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PIMCO Corporate & Income Opportunity Fund filed an initial insider ownership report for officer Willard Morgan, who serves as Assistant Secretary. This Form 3 does not list any buy, sell, or other share transactions, and mainly establishes Mr. Morgan’s status as a reporting insider for the fund.
PIMCO Corporate & Income Opportunity Fund reported that Shin Myung, who serves as an Assistant Secretary, has filed an initial Form 3. This filing establishes Myung’s status as a reporting officer of the fund but shows no reported holdings or transactions at this time.
PIMCO Corporate & Income Opportunity Fund officer Russel Davenport has filed an initial ownership statement as an Assistant Treasurer. This Form 3 does not list any reportable transactions or holdings in the excerpted data, indicating no buys, sells, or derivative exercises are shown at this time.
PIMCO Corporate & Income Opportunity Fund reported an insider ownership update through a Form 3 filing for Eric David Johnson, who serves as the fund’s president. The filing is an initial statement of beneficial ownership and does not list any share transactions or derivative positions.
PIMCO Corporate & Income Opportunity Fund filed an initial Form 3 for assistant treasurer Paul Vitale. This filing is an initial statement of beneficial ownership and shows no reported transactions or holdings at this time. It is an administrative disclosure rather than a trading event.
PIMCO Corporate & Income Opportunity Fund filed a Supplement dated June 24, 2026 that amends its Prospectus and Statement of Additional Information effective immediately. The supplement expands and clarifies that the Fund may invest in and/or originate loans (including whole loans, participations, assignments, secured and unsecured notes, senior and second lien loans, mezzanine and bridge loans) across corporate, consumer and mortgage-related exposures, including foreign borrowers.
The supplement states the Fund may invest without limit in mortgage-related and other asset-backed securities and will not normally invest more than 20% of total assets in debt instruments rated CCC or lower by S&P/Fitch or Caa1 or lower by Moody’s at purchase. The Fund may hold stressed, distressed or defaulted issuers and use credit default swaps; it may originate loans directly and hold them through wholly owned subsidiaries, subject to RIC qualification constraints and applicable licensing requirements.
PIMCO Corporate & Income Opportunity Fund (PTY) is changing its investment policies to take on more flexible, higher-risk credit strategies. Effective June 24, 2026, the Fund may, as a principal strategy, invest in and originate a wide range of loans to corporations, individuals and foreign borrowers, including subprime and below-investment-grade credits of various seniorities.
Effective July 24, 2026, the Fund may also invest without limit in defaulted bonds, subject to existing credit-quality limits such as normally keeping no more than 20% of total assets in non-ABS debt rated CCC/Caa1 or lower. The supplement details extensive risks around loan origination, illiquidity, subordination, regulatory licensing and potential litigation, and notes that many costs of originating and financing loans will be borne by the Fund rather than its adviser.
PIMCO Corporate & Income Opportunity Fund is revising its investment policy: effective August 28, 2026 the Fund will invest, under normal circumstances, at least 80% of its net assets (plus borrowings for investment purposes) in corporate debt obligations and/or income-producing investments, which may include instruments of non-corporate issuers. The revision expressly lists income-producing Fixed Income Instruments, dividend-paying equities, and derivatives that produce income or premium payments as within the 80% Policy. The prospectus supplement also states derivatives that provide exposure to policy investments or their market risk factors are expected to count toward the 80% Policy, clarifies derivative valuation methods (market, notional, or full exposure value), and requires the Fund to give shareholders at least 60 days written notice before changing the 80% Policy.
PIMCO Corporate & Income Opportunity Fund is updating its core investment policy. Effective August 28, 2026, the fund will invest, under normal circumstances, at least 80% of its net assets plus any borrowings for investment purposes in corporate debt obligations and/or income-producing investments, which may include non-corporate issuers.
The fund broadens and clarifies what counts as income-producing investments, including fixed income instruments, dividend-paying equities and related derivatives, and states that certain derivatives will be included when measuring compliance with the 80% policy. The policy cannot be changed without giving shareholders at least 60 days’ written notice, and the prospectus and Statement of Additional Information are being revised to reflect these changes.
PIMCO Corporate & Income Opportunity Fund insider filing shows no holdings. Stephen Koon Bong Chang, a member of PIMCO's Executive Committee, filed an initial ownership report stating that no securities of the fund are beneficially owned. The filing also notes PIMCO serves as the fund's investment advisor.