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Fund president at PIMCO Corporate (NYSE: PTY) files Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PIMCO Corporate & Income Opportunity Fund reported an insider ownership update through a Form 3 filing for Eric David Johnson, who serves as the fund’s president. The filing is an initial statement of beneficial ownership and does not list any share transactions or derivative positions.

Positive

  • None.

Negative

  • None.
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FAQ

What does the PTY Form 3 filing for Eric David Johnson show?

The Form 3 identifies Eric David Johnson as president of PIMCO Corporate & Income Opportunity Fund. It serves as his initial insider ownership statement and reports no share transactions or derivative holdings in this filing.

Did Eric David Johnson buy or sell PTY shares in this Form 3?

No, the Form 3 for Eric David Johnson reports no share purchases or sales. The transaction summary shows zero buy, sell, exercise, gift, tax-withholding, or restructuring transactions and no derivative activity in this filing.

What insider role is disclosed for Eric David Johnson at PTY?

Eric David Johnson is disclosed as an officer of PIMCO Corporate & Income Opportunity Fund, holding the title of president. The Form 3 records his status as a reporting person without indicating director or ten percent beneficial owner roles.

Are any derivatives or options reported in this PTY Form 3?

No derivatives or options are reported in this Form 3. The derivative summary is empty, and the transaction summary shows zero derivative transactions, meaning no option exercises, conversions, or other derivative-related activities are disclosed here.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
JOHNSON ERIC DAVID

(Last)(First)(Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CALIFORNIA 92660

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026
3. Issuer Name and Ticker or Trading Symbol
PIMCO CORPORATE & INCOME OPPORTUNITY FUND [ PTY ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
PRESIDENT
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Ryan Leshaw, Attorney-in-Fact for Eric David Johnson07/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)