PIMCO PTY files Form 3 for officer Morgan

PIMCO Corporate & Income Opportunity Fund filed an initial insider ownership report for officer Willard Morgan, who serves as Assistant Secretary.

Accepted by SEC EDGAR 07/08/2026 - 08:54 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

PIMCO Corporate & Income Opportunity Fund filed an initial insider ownership report for officer Willard Morgan, who serves as Assistant Secretary. This Form 3 does not list any buy, sell, or other share transactions, and mainly establishes Mr. Morgan’s status as a reporting insider for the fund.

Key Terms

Form 3

1 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3): initial insider ownership report with no transactions"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the PIMCO PTY Form 3 filing for Willard Morgan show?

The Form 3 identifies Willard Morgan as an officer (Assistant Secretary) of PIMCO Corporate & Income Opportunity Fund. It is an initial ownership report and does not list any specific share transactions.

Did Willard Morgan buy or sell PTY shares in this Form 3?

No transactions are reported for Willard Morgan in this Form 3. The filing simply records his status as an officer of the fund, without disclosing any purchases, sales, or other equity transactions.

What is Willard Morgan’s role at PIMCO Corporate & Income Opportunity Fund (PTY)?

Willard Morgan is disclosed as an officer of PIMCO Corporate & Income Opportunity Fund, holding the title of Assistant Secretary. This role subjects him to insider reporting requirements under SEC rules.

Why is a Form 3 filing required for PIMCO PTY insiders?

Form 3 is required when someone becomes a reporting insider, such as a director, officer, or major shareholder. For PTY, it formally registers Willard Morgan as an officer subject to ongoing ownership and transaction reporting.

Does the PTY Form 3 filing indicate future trading by Willard Morgan?

The Form 3 itself does not indicate future trading plans. It only establishes insider status for Willard Morgan at PIMCO Corporate & Income Opportunity Fund, enabling later Forms 4 or 5 to report any future transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Willard Morgan

(Last) (First) (Middle)

C/O PIMCO

650 NEWPORT CENTER DRIVE

(Street)

NEWPORT BEACH CALIFORNIA 92660

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
PIMCO CORPORATE & INCOME OPPORTUNITY FUND [ PTY ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	ASSISTANT SECRETARY

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Ryan Leshaw, Attorney-in-Fact for Morgan Willard	07/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)