Welcome to our dedicated page for Pubmatic SEC filings (Ticker: PUBM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PubMatic SEC filings document formal disclosures for an operating advertising technology company listed on Nasdaq under PUBM. Recent 8-K filings cover quarterly and annual operating results, furnished earnings releases, GAAP-to-non-GAAP reconciliations, adjusted EBITDA disclosures, cash flow commentary, share repurchase activity and updates related to AgenticOS and CTV advertising performance.
The company’s proxy materials describe annual meeting matters, director elections, auditor ratification and advisory executive compensation votes. Other current reports address executive leadership transitions and Regulation FD disclosures, including litigation-related communications concerning publisher ad server and ad exchange markets.
PubMatic (PUBM) CEO, director and 10% owner Mr. Goel reported insider transactions on 11/06/2025. He exercised 44,000 stock options at $1.11 to acquire Class B common stock, which then converted into 44,000 Class A shares, and sold 44,000 Class A shares at a $7.4806 weighted average price (range $7.39–$7.87).
The sales were effected under a Rule 10b5-1 trading plan adopted on March 2, 2025 and executed by The Goel Family Trust following an intra-family transfer. After these sales, Mr. Goel holds 2,362,194 shares of Class A and Class B common stock in aggregate as of the filing date. The option award is fully vested and expires on July 7, 2026.
PubMatic (PUBM) CEO/Director/10% Owner reported insider transactions. On 10/27/2025, the reporting person exercised options for 44,000 shares at $1.11 per share, resulting in Class B shares that converted into Class A upon transfer. The same day, 44,000 Class A shares were sold at a weighted average price of $8.7206 under a Rule 10b5-1 plan adopted on March 2, 2025. After these transactions, the reporting person held 2,362,194 shares of Class A and Class B as of the filing date.
Rajeev K. Goel, Chief Executive Officer and director of PubMatic, Inc. (PUBM), reported transactions on 10/06/2025 that include the exercise and sale of shares and transfers to related trusts. He exercised 11,864 options with an exercise price of $1.11 and reported acquisitions of 11,864 Class A shares. Concurrently, 44,000 Class A shares were transferred to The Goel Family Trust and sold under a Rule 10b5-1 plan at a weighted average price of $8.4514, with a low of $8.19 and high of $8.635. After these transactions Mr. Goel beneficially holds 2,362,194 combined Class A and Class B shares (excluding various unvested or unexercised awards), and several larger holdings are reported as indirect via family trusts and custodial arrangements.
PubMatic, Inc. notice reports a proposed sale under Rule 144 of 44,000 common shares through Goldman Sachs & Co. LLC on 10/06/2025 with an aggregate market value of $372,680. The filing shows those shares were acquired on the same date by the seller: 11,864 shares from an option exercise on 10/06/2025 and 32,136 shares issued as restricted stock units on 10/01/2025.
The notice also lists multiple sales by the Goel Family Trust over the past three months totaling frequent dispositions of 44,000-share lots between 06/23/2025 and 09/15/2025, with reported gross proceeds ranging from $358,600 to $4,849,280. The filer affirms they are unaware of undisclosed material adverse information and signs the Rule 144 representation on the form.
PubMatic, Inc. (PUB) director and 10% owner Amar K. Goel reported a sale of 7,968 shares of Class A common stock on 10/03/2025 at a price of $8.3786 per share, reducing his beneficial ownership to 12,496 shares. The filing states the sales were made under a Rule 10b5-1 trading plan adopted on 06/03/2025, which provides an affirmative defense for pre‑arranged trades executed according to the plan's terms. The Form 4 is signed by an attorney‑in‑fact on 10/06/2025.
PubMatic, Inc. officer Paulina Klimenko reported a sale of 10,460 shares of Class A common stock on 10/03/2025 at a price of $8.3807 per share. After the transaction she beneficially owned 51,780 shares. The filing states the sale was effected under a Rule 10b5-1 trading plan adopted on 05/08/2025, indicating the trades were prearranged rather than discretionary. The Form 4 was signed by an attorney-in-fact on 10/06/2025.
PubMatic, Inc. (PUBM) reporting person Paulina Klimenko, Chief Growth Officer, recorded equity activity tied to restricted stock unit vesting. On 10/01/2025 she was deemed to acquire 21,334 shares (vested RSUs) at no cost, bringing beneficial ownership to 73,114 shares. On 10/02/2025 she sold 10,874 shares in block trades at a weighted average price of $8.2338 as a "sell-to-cover" to satisfy tax withholding, leaving 62,240 shares beneficially owned. The filing lists multiple RSU grants vesting quarterly with specific tranche schedules and notes that RSUs represent one share each and do not expire.
PubMatic (PUBM) reported insider activity by its Chief Financial Officer. On 10/01/2025, the CFO settled and acquired 30,965 shares of Class A common stock from restricted stock units at $0. Following this, the CFO sold 15,779 shares on 10/02/2025 at a weighted average price of $8.2338 and sold 15,186 shares on 10/03/2025 at $8.3809. After these transactions, the reported beneficial ownership of Class A common stock was 27,026 shares held directly.
The filing notes that a portion of the sales was executed to cover tax withholding upon RSU vesting via a “sell to cover” transaction, and certain sales were effected under a Rule 10b5-1 trading plan adopted on May 28, 2025. RSUs convert to one share each at settlement for no consideration and vest quarterly on stated schedules.
PubMatic (PUBM) CEO, Director and 10% owner reported Form 4 activity tied to RSU vesting. On 10/01/2025, 65,517 Class A shares were acquired at $0 upon settlement of restricted stock units. On 10/02/2025, 33,381 shares were sold at a weighted average price of $8.2338 to cover tax withholding, with trades executed between $8.15 and $8.31. Following these transactions, directly held shares were 32,136. Each RSU represents one share, with quarterly vesting schedules as disclosed.
Amar K. Goel, Chairman and Chief Innovation Officer of PubMatic, Inc. (PUBM), reported equity transactions on 10/01/2025 and 10/02/2025. On 10/01/2025 he received 12,436 shares of Class A common stock (reported as acquisition code M) and multiple restricted stock units (RSUs) vested that same date converting into 12,436 underlying shares distributed across four RSU awards of 2,992, 2,030, 4,168, and 3,246 shares. To satisfy tax withholding on the vested RSUs, he sold 4,468 shares on 10/02/2025 in block trades at a weighted average price of $8.2338, leaving him with 20,464 shares of Class A common stock beneficially owned after the sale. The Form 4 states the sales were a "sell to cover" for tax withholding and that the price reported is a weighted average from block trades priced between $8.15 and $8.31.