Welcome to our dedicated page for Pubmatic SEC filings (Ticker: PUBM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PubMatic SEC filings document formal disclosures for an operating advertising technology company listed on Nasdaq under PUBM. Recent 8-K filings cover quarterly and annual operating results, furnished earnings releases, GAAP-to-non-GAAP reconciliations, adjusted EBITDA disclosures, cash flow commentary, share repurchase activity and updates related to AgenticOS and CTV advertising performance.
The company’s proxy materials describe annual meeting matters, director elections, auditor ratification and advisory executive compensation votes. Other current reports address executive leadership transitions and Regulation FD disclosures, including litigation-related communications concerning publisher ad server and ad exchange markets.
PubMatic (PUBM) disclosed a Form 4 for Andrew Woods, General Counsel & Secretary. On 10/01/2025, RSU settlements delivered 11,496 shares of Class A common stock (code M, $0 exercise), increasing his directly held shares. On 10/02/2025, he sold 4,131 shares at a $8.2338 weighted average price to cover tax withholding obligations tied to the RSU vesting, as noted in the filing’s explanation. After these transactions, he directly owned 51,495 shares.
The sale price reflects block trades executed between $8.15 and $8.31. The RSUs convert one-for-one into Class A shares at settlement for no consideration and follow quarterly vesting schedules as described.
PubMatic (PUBM) Form 4: The company’s President, Engineering reported routine equity activity tied to RSU vesting. On 10/01/2025, 13,861 restricted stock units converted into Class A common shares at $0 (code M). On 10/02/2025, 5,428 shares were sold at a weighted average price of $8.2388 to cover tax withholding from the RSU settlement (sell-to-cover).
Following these transactions, the reporting person directly owned 77,393 Class A shares. The RSUs vest on a quarterly schedule per prior grants, with each RSU equal to one Class A share at settlement for no consideration.
PubMatic, Inc. (PUBM) filing a Form 144 notifies the market that 7,968 restricted shares will be offered for sale through Morgan Stanley Smith Barney LLC on or about 10/03/2025, with an aggregate market value of $65,975.04. The shares were acquired as Restricted Stock Units on 10/01/2025 and payment/settlement is recorded as 10/01/2025. The filing also discloses insider sales by Amar Goel of 4,468 shares on 10/02/2025 for $36,788.62 and 8,020 shares on 09/02/2025 for $67,770.60 executed under a Rule 10b5-1 plan. The notice includes standard attestation that the seller is not aware of undisclosed material adverse information.
PubMatic, Inc. disclosed a proposed insider sale under Rule 144: 10,460 shares of common stock through Morgan Stanley Smith Barney LLC on 10/03/2025. The shares were acquired as Restricted Stock Units on 10/01/2025 and the filing shows the same holder sold 10,874 shares on 10/02/2025 for $89,529.99. The filing lists 37,459,793 shares outstanding and an aggregate market value of $86,608.80 for the proposed sale. The notice includes the required representation that the seller is not aware of undisclosed material adverse information and identifies the executing broker and approximate sale date.
PubMatic, Inc. reported a proposed insider sale under Rule 144: 15,186 common shares are to be sold through Morgan Stanley Smith Barney LLC on 10/03/2025 on NASDAQ, with an aggregate market value of $125,740.08. The shares were acquired as restricted stock units (RSUs) on 10/01/2025 and the filing lists total shares outstanding of 37,459,793. The notice also discloses recent sales by the same person: 15,779 shares sold on 10/02/2025 for $129,921.13 and 3,676 shares sold on 08/27/2025 under a 10b5-1 plan for $31,011.84. The filer affirms no undisclosed material information and follows required Rule 144 disclosures.
Rajeev K. Goel, PubMatic, Inc. CEO, director and 10% owner, reported multiple transactions on 09/15/2025. He exercised 44,000 stock options with an exercise price of $1.11 and reports options that are fully vested and expire on 07/07/2026. On the same date, 44,000 shares were transferred to The Goel Family Trust and sold under a Rule 10b5-1 trading plan at a weighted average price of $8.2243 (range $8.145–$8.37). Following these transactions, Mr. Goel beneficially owns 2,362,194 shares of Class A and Class B common stock, excluding unvested awards.
Rajeev K. Goel, PubMatic, Inc. CEO, director and 10% owner, reported multiple transactions on 09/15/2025. He exercised 44,000 stock options with an exercise price of $1.11 and reports options that are fully vested and expire on 07/07/2026. On the same date, 44,000 shares were transferred to The Goel Family Trust and sold under a Rule 10b5-1 trading plan at a weighted average price of $8.2243 (range $8.145–$8.37). Following these transactions, Mr. Goel beneficially owns 2,362,194 shares of Class A and Class B common stock, excluding unvested awards.
PubMatic, Inc. (PUBM) notice reports a proposed sale of 44,000 common shares to be executed through Goldman Sachs & Co. LLC on 09/15/2025 with an aggregate market value listed as $358,600. The shares were acquired the same day upon option exercise and payment was by option exercise. The issuer's outstanding shares are shown as 37,459,793. The filing also discloses multiple prior sales by the Goel Family Trust between 06/23/2025 and 09/02/2025, each listing specific share amounts and gross proceeds. The filer certifies no undisclosed material adverse information.
PubMatic filed an 8-K disclosing a new lawsuit against Google and related investor communications. The company posted FAQs on a litigation website and furnished those FAQs and a summary email to select equity analysts as exhibits to the filing. PubMatic says it sued Google seeking damages and injunctive relief over alleged anticompetitive conduct in publisher ad server and ad exchange markets for open-web display, following a separate April 2025 DOJ ruling finding anticompetitive behavior by Google. Management warns the lawsuit is in early stages, outcome and timing are uncertain, could be costly, may divert resources, and might trigger retaliatory steps by Google that could disrupt access to Google platforms and harm revenue and relationships.
Rajeev K. Goel, PubMatic, Inc. CEO, director and reported ~10% owner, filed a Form 4 reporting transactions dated 09/02/2025. The filing shows an acquisition entry of 44,000 shares of Class A common stock (non-derivative) and a sale of 44,000 shares at a weighted-average price of $8.4484, with the sale effected pursuant to a Rule 10b5-1 trading plan adopted March 2, 2025.
The report discloses related transfers of shares to The Goel Family Trust and notes that following the reported sales Mr. Goel holds 2,362,194 shares of Class A and Class B common stock (excluding unvested/vested-but-unexercised option amounts). The filing also records option activity: 44,000 options with a $1.11 exercise price that are fully vested and expire on 07/07/2026. The form is signed by an attorney-in-fact on 09/04/2025.
Amar K. Goel, who serves as Chairman and Chief Innovation Officer of PubMatic, Inc. and is identified as a director and 10% owner, sold 8,020 shares of Class A common stock on 09/02/2025. The shares were sold under a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2025. The reported weighted-average sale price was $8.4502, with individual sale prices ranging from $8.34 to $8.58. Following the reported sale, the reporting person beneficially owned 12,496 shares of Class A common stock. The Form 4 was submitted by an attorney-in-fact on the reporting person’s behalf.