[144] QUALCOMM INC/DE SEC Filing

Rhea-AI Filing Summary

Form 144 filed for Qualcomm Inc. (QCOM) reporting a proposed sale of 150,000 common shares through Merrill Lynch (La Jolla, CA) with an approximate sale date of 10/01/2025. The filing lists an aggregate market value of $24,834,000 and shows 1,079,000,000 shares outstanding. The securities to be sold were acquired primarily through equity compensation: multiple PSU and RSU vesting events (largest listed: 66,068 on 12/05/2022, 32,430 on 12/13/2023, 28,214 on 12/06/2021) and several ESPP purchases between 07/2021 and 01/2023. The filer reports no securities sold in the past three months.

Positive

• Detailed acquisition history provided showing origin of shares (PSU/RSU vests and ESPP purchases)
• Broker identified (Merrill Lynch) and an approximate sale date specified (10/01/2025)
• No securities sold in past three months reported, clarifying aggregation compliance

Negative

• Large aggregate market value of the proposed sale: $24,834,000
• Proposed sale size documented (150,000 shares) which could be material to observers

Insights

Securities Analyst

TL;DR: Notice of proposed sale of 150,000 QCOM shares worth $24.8M, sourced mostly from vested equity awards.

The filing is a routine Rule 144 notice documenting an insider's planned sale of 150,000 common shares using Merrill Lynch as broker, with an indicated sale date of 10/01/2025. The shares were acquired through standard compensation mechanisms (PSU/RSU vests and ESPP purchases) across 2021–2023. The filing discloses an aggregate market value of $24,834,000 against 1,079,000,000 shares outstanding. No sales in the prior three months are reported, which is a relevant compliance detail for timing and aggregation rules.

Corporate Governance Expert

TL;DR: This is a compliance-focused disclosure showing planned disposition of equity awards; timing and source of shares are clearly documented.

The notice specifies acquisition methods (PSU vest, RSU vest, ESPP) with exact dates and share amounts, supporting transparency about the insider's holdings and the origin of the shares to be sold. The filer affirms they are not aware of undisclosed material adverse information. The filing includes broker details and states there were no securities sold in the past three months, meeting Rule 144 reporting elements.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 7825 Fay Avenue, Suite 300 La Jolla CA 92037	150000	24834000	1079000000	10/01/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/06/2021	PSU Vest	Qualcomm			28214	12/06/2021	Net shares from vest
Common	12/15/2023	RSU Vest	Qualcomm			11811	12/15/2023	Net shares from vest
Common	12/13/2023	PSU Vest	Qualcomm			32430	12/13/2023	Net shares from vest
Common	10/01/2021	RSU Vest	Qualcomm			14	10/01/2021	Net shares from vest
Common	07/06/2021	ESPP	Qualcomm			77	07/06/2021	Cash
Common	01/31/2022	ESPP	Qualcomm			83	01/31/2022	Cash
Common	07/31/2022	ESPP	Qualcomm			70	07/31/2022	Cash
Common	12/05/2022	PSU Vest	Qualcomm			66068	12/05/2022	Net shares from vest
Common	01/31/2023	ESPP	Qualcomm			84	01/31/2023	Cash
Common	10/01/2022	RSU Vest	Qualcomm			11149	10/01/2022	Net shares from vest

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for Qualcomm (QCOM) disclose?

The filing discloses a proposed sale of 150,000 common shares via Merrill Lynch, with an approximate sale date of 10/01/2025 and an aggregate market value of $24,834,000.

How many Qualcomm shares are outstanding according to the filing?

The filing reports 1,079,000,000 shares outstanding.

What is the source of the shares being sold in the QCOM Form 144?

The shares were acquired primarily through equity compensation: multiple PSU and RSU vesting events and ESPP purchases between 2021 and 2023.

Did the filer report any securities sold in the past three months?

The filer reported Nothing to Report for securities sold during the past three months.

Who is the broker named in the Form 144 for QCOM?

The broker named is Merrill Lynch at the La Jolla, CA address listed in the filing.