Qualcomm insider sale notice: 1682140 shares

Qualcomm notice of proposed sale of common stock by an insider.

Rhea-AI Filing Summary

Qualcomm notice of proposed sale of common stock by an insider. The filing lists multiple issuer RSU grant entries with individual share counts and shows a sale record for Neil Smit reporting 1682140 shares sold on 04/27/2026. Broker is listed as UBS Financial Services Inc.

Insights

Securities Compliance Analyst

Rule 144 notice records an insider resale under brokered arrangements.

The excerpt lists multiple RSU grant lines and a single reported sale by Neil Smit of 1682140 shares on 04/27/2026, with UBS Financial Services Inc named as broker.

Timing and broader holdings beyond the listed grants are not detailed here; subsequent filings or broker confirmations would show settlement and any filing updates.

Key Figures

Shares sold (past 3 months): 1682140 shares Filing form: Form 144 Broker: UBS Financial Services Inc +2 more

5 metrics

Shares sold (past 3 months) 1682140 shares Sale dated 04/27/2026 by Neil Smit

Filing form Form 144 Notice of proposed sale under Rule 144

Broker UBS Financial Services Inc Broker listed at 1000 Harbor Blvd, Weehawken NJ

Issuer reference number 1071000000 Numeric entry adjacent to 04/30/2026 and Nasdaq in header

RSU grant examples 2355 shares, 2144 shares Individual RSU lines dated 03/08/2023 and 03/10/2021 respectively (03/17/2026 processing date)

Key Terms

RSU, Form 144, Broker

3 terms

RSU financial

"Multiple lines: "Common Stock | 03/08/2023 | RSU | Issuer | ... 2355 | 03/17/2026""

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Form 144 regulatory

"Header context: content labeled as a 144 filing and "Securities Sold During The Past 3 Months""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Broker financial

""UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086""

A broker is a licensed professional or firm that helps investors buy and sell financial assets by executing trades on their behalf, acting like a marketplace agent or matchmaker between buyers and sellers. Brokers matter to investors because they provide access to markets, handle order execution and paperwork, and can offer research or advice—services that affect trade speed, costs, and the quality of investment decisions.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Who is the seller in the QCOM Form 144 excerpt?

The seller is reported as Neil Smit. The excerpt lists a sale by Neil Smit of 1682140 shares dated 04/27/2026, with broker information showing UBS Financial Services Inc.

How many shares were reported sold in this QCOM filing?

The excerpt reports a sale of 1682140 shares. That quantity appears in the "Securities Sold During The Past 3 Months" line dated 04/27/2026 for Neil Smit.

What broker is named in the filing for the QCOM transaction?

The broker listed is UBS Financial Services Inc. The address block in the excerpt shows UBS Financial Services Inc at 1000 Harbor Blvd, Weehawken, NJ alongside the securities data.

Does the excerpt show issuer equity grants or RSUs for QCOM?

Yes, the excerpt lists multiple RSU entries with grant dates and individual share counts. Each RSU line shows a date, the label "RSU", and a numeric share count with a 03/17/2026 processing date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/30/2026 - 02:52 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001312168
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Qualcomm, Inc
SEC File Number	000-19528
Address of Issuer	5775 MOREHOUSE DR SAN DIEGO CALIFORNIA 92121
Phone	8585871121
Name of Person for Whose Account the Securities are To Be Sold	Neil Smit
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Retired Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	11274	2044037.7	1071000000	04/30/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/30/2020	RSU	Issuer			163	03/17/2026	N/A
Common Stock	12/31/2020	RSU	Issuer			210	03/17/2026	N/A
Common Stock	03/10/2021	RSU	Issuer			2144	03/17/2026	N/A
Common Stock	03/31/2021	RSU	Issuer			241	03/17/2026	N/A
Common Stock	06/30/2021	RSU	Issuer			223	03/17/2026	N/A
Common Stock	09/30/2021	RSU	Issuer			245	03/17/2026	N/A
Common Stock	12/31/2021	RSU	Issuer			172	03/17/2026	N/A
Common Stock	03/09/2022	RSU	Issuer			1943	03/17/2026	N/A
Common Stock	03/31/2022	RSU	Issuer			206	03/17/2026	N/A
Common Stock	06/30/2022	RSU	Issuer			245	03/17/2026	N/A
Common	06/30/2022	RSU	Issuer			274	03/17/2026	N/A
Common Stock	12/31/2022	RSU	Issuer			280	03/17/2026	N/A
Common Stock	03/08/2023	RSU	Issuer			2355	03/17/2026	N/A
Common Stock	03/31/2023	RSU	Issuer			240	03/17/2026	N/A
Common Stock	06/30/2023	RSU	Issuer			255	03/17/2026	N/A
Common Stock	09/30/2023	RSU	Issuer			271	03/17/2026	N/A
Common Stock	12/31/2023	RSU	Issuer			214	03/17/2026	N/A
Common Stock	03/31/2024	RSU	Issuer			174	03/17/2026	N/A
Common Stock	06/30/2024	RSU	Issuer			148	03/17/2026	N/A
Common Stock	09/30/2024	RSU	Issuer			174	03/17/2026	N/A
Common Stock	12/31/2024	RSU	Issuer			192	03/17/2026	N/A
Common Stock	03/31/2025	RSU	Issuer			191	03/17/2026	N/A
Common Stock	06/30/2025	RSU	Issuer			183	03/17/2026	N/A
Common Stock	09/30/2025	RSU	Issuer			174	03/17/2026	N/A
Common Stock	12/31/2025	RSU	Issuer			169	03/17/2026	N/A
Common Stock	03/31/2026	RSU	Issuer			188	04/06/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Neil Smit 1250 Heron Point Road Jacksonville FL 32223-1762	Common Stock	04/27/2026	11274	1682140

144: Remarks and Signature

Remarks	Neil Smit, also goes by Kornelis Smit
Date of Notice	04/30/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/JOSEPH CASSIDY, for UBS Financial Services Inc, as attorney-in-fact for Neil Smit
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)