Qualcomm (NASDAQ: QCOM) insider sale notice: 1682140 shares
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
Qualcomm notice of proposed sale of common stock by an insider. The filing lists multiple issuer RSU grant entries with individual share counts and shows a sale record for Neil Smit reporting 1682140 shares sold on 04/27/2026. Broker is listed as UBS Financial Services Inc.
Positive
- None.
Negative
- None.
Insights
Rule 144 notice records an insider resale under brokered arrangements.
The excerpt lists multiple RSU grant lines and a single reported sale by Neil Smit of 1682140 shares on 04/27/2026, with UBS Financial Services Inc named as broker.
Timing and broader holdings beyond the listed grants are not detailed here; subsequent filings or broker confirmations would show settlement and any filing updates.
Key Figures
Shares sold (past 3 months): 1682140 shares
Filing form: Form 144
Broker: UBS Financial Services Inc
+2 more
5 metrics
Shares sold (past 3 months)
1682140 shares
Sale dated 04/27/2026 by Neil Smit
Filing form
Form 144
Notice of proposed sale under Rule 144
Broker
UBS Financial Services Inc
Broker listed at 1000 Harbor Blvd, Weehawken NJ
Issuer reference number
1071000000
Numeric entry adjacent to 04/30/2026 and Nasdaq in header
RSU grant examples
2355 shares, 2144 shares
Individual RSU lines dated 03/08/2023 and 03/10/2021 respectively (03/17/2026 processing date)
Key Terms
RSU, Form 144, Broker
3 terms
RSU financial
"Multiple lines: "Common Stock | 03/08/2023 | RSU | Issuer | ... 2355 | 03/17/2026""
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
Form 144 regulatory
"Header context: content labeled as a 144 filing and "Securities Sold During The Past 3 Months""
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Broker financial
""UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086""
FAQ
Who is the seller in the QCOM Form 144 excerpt?
The seller is reported as Neil Smit. The excerpt lists a sale by Neil Smit of 1682140 shares dated 04/27/2026, with broker information showing UBS Financial Services Inc.
What broker is named in the filing for the QCOM transaction?
The broker listed is UBS Financial Services Inc. The address block in the excerpt shows UBS Financial Services Inc at 1000 Harbor Blvd, Weehawken, NJ alongside the securities data.
Does the excerpt show issuer equity grants or RSUs for QCOM?
Yes, the excerpt lists multiple RSU entries with grant dates and individual share counts. Each RSU line shows a date, the label "RSU", and a numeric share count with a 03/17/2026 processing date.