Qualcomm counsel Ann C. Chaplin sells 1,827 shares

The October 16 sale by Qualcomm's executive vice president, general counsel and corporate secretary was made under a Rule 10b5-1 plan adopted March 13, 2026.

Rhea-AI Filing Summary

Qualcomm Inc. executive vice president, general counsel and corporate secretary Ann C. Chaplin converted 5,592 restricted stock units into 5,592 common shares on October 15, 2026. The report also lists 1,939 shares delivered or withheld for payment of exercise price or tax liability. On October 16, 2026, Chaplin sold 1,827 common shares at $174.75 per share under a Rule 10b5-1 trading plan adopted on March 13, 2026.

Insider Trade Summary 10b5-1

Exercise and sale activity reported; no spread calculated

Exercise and Sale 4 txns

Insider CHAPLIN ANN C

Role EVP, GenCounsel&CorpSecretary

Sold 1,827 shs ($319K)

Approx. gross sale proceeds $319K

Type	Security	Shares	Price	Value
Sale	Common Stock F1	1,827	$174.75	$319K
Exercise	Restricted Stock Unit F2, F3	5,592.0377	$0.00	$0.00
Exercise	Common Stock	5,592	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	1,939	$178.40	$346K

Holdings After Transaction: Restricted Stock Unit — 5,592.0377 contracts (Direct); Common Stock — 25,770 shares (Direct)

Footnotes (3)

1. F1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2026.
2. F2. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
3. F3. These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 15, 2025, 2026 and 2027.

Key Figures

Common shares sold: 1,827 shares Sale price: $174.75 per share Restricted stock units converted: 5,592 RSUs +3 more

6 metrics

Common shares sold 1,827 shares October 16, 2026

Sale price $174.75 per share October 16, 2026

Restricted stock units converted 5,592 RSUs October 15, 2026; converted one-for-one into common stock

Common shares acquired on conversion 5,592 shares October 15, 2026

Shares delivered or withheld 1,939 shares October 15, 2026; for payment of exercise price or tax liability

Rule 10b5-1 plan adoption March 13, 2026 Plan applies to the October 16, 2026 sale

Key Terms

Restricted Stock Unit, Rule 10b5-1 trading plan, dividend equivalents

3 terms

Restricted Stock Unit financial

"Each Restricted Stock Unit is the economic equivalent of one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Rule 10b5-1 trading plan regulatory

"pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2026"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

dividend equivalents financial

"and allocable dividend equivalents"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many QCOM shares did Ann C. Chaplin sell, and at what price?

Ann C. Chaplin sold 1,827 Qualcomm common shares at $174.75 per share on October 16, 2026. The sale was made under a Rule 10b5-1 trading plan adopted on March 13, 2026.

How many QCOM RSUs were converted, and how many shares were delivered or withheld?

On October 15, 2026, Ann C. Chaplin converted 5,592 restricted stock units one-for-one into 5,592 common shares; 1,939 shares were delivered or withheld for payment of exercise price or tax liability.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/16/2026 - 04:49 PM EDT Accepted by SEC EDGAR 10/16/2026 - 04:49 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CHAPLIN ANN C

(Last) (First) (Middle)

5775 MOREHOUSE DR.

(Street)

SAN DIEGO CALIFORNIA 92121-1714

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
QUALCOMM INC/DE [ QCOM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, GenCounsel&CorpSecretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/15/2026		M		5,592	A	$0.0	29,536	D
Common Stock	10/15/2026		F		1,939	D	$178.4	27,597	D
Common Stock	10/16/2026		S(1)		1,827	D	$174.75	25,770	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(2)	10/15/2026		M			5,592.0377	(3)	10/15/2027(3)	Common Stock	5,592.0377	$0.0	5,592.0377	D

Explanation of Responses:

1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2026.

2. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

3. These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 15, 2025, 2026 and 2027.

	By: Jon Russo, Attorney-in-Fact For: Ann Chaplin	10/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)