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High Templar Tech (HTT) SVP Xu Long reports fully vested option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

High Templar Tech Ltd senior vice president Xu Long filed an initial ownership report, showing indirect holdings of stock options over Class A ordinary shares. The options have a nominal exercise price of $0.0001 per share.

The positions are held through a trust and an ESOP, with grants including 400,000 shares via a trust and 500,000 shares via an ESOP. Footnotes state the options are fully vested, and one grant has no expiration date while others expire between 2028 and 2030.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Xu Long

(Last)(First)(Middle)
NO.101 MEISHE ROAD, MEILIN STREET

(Street)
XIAMEN361100

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
High Templar Tech Ltd [ HTT ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Senior Vice President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (right to buy) (1) (2)Class A ordinary shares400,000$0.0001IBy Trust
Stock Options (right to buy) (1)12/20/2028Class A ordinary shares500,000$0.0001IBy ESOP
Stock Options (right to buy) (1)09/22/2029Class A ordinary shares480,000$0.0001IBy ESOP
Stock Options (right to buy) (1)12/25/2029Class A ordinary shares330,000$0.0001IBy ESOP
Stock Options (right to buy) (1)03/26/2030Class A ordinary shares80,000$0.0001IBy ESOP
Explanation of Responses:
1. These options are fully vested.
2. These options have no expiration date.
Remarks:
Exhibit List - Exhibit 24 Power of Attorney
/s/ Sissi ZHU as Attorney-in-Fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Xu Long’s Form 3 filing for HTT disclose?

The filing shows Xu Long’s indirect holdings of stock options on High Templar Tech Class A ordinary shares, all at a $0.0001 exercise price, held through a trust and an ESOP, with several fully vested grants and defined expiration dates.

How are Xu Long’s High Templar Tech (HTT) options held?

The options are held indirectly, partly through a trust and partly through an employee stock option plan (ESOP). Each line in the filing lists separate grants with their own underlying share amounts and expiration terms, but no direct personal holdings are reported.

Are Xu Long’s HTT stock options vested and what is the exercise price?

Footnotes state that the reported stock options are fully vested. Each grant carries a very low exercise price of $0.0001 per share for High Templar Tech Class A ordinary shares, making them economically similar to nearly free share acquisition upon exercise.

Do Xu Long’s High Templar Tech options have expiration dates?

Most reported option grants include expiration dates ranging from 2028 to 2030. One grant is explicitly described as having no expiration date, which means it does not lapse on a fixed calendar schedule according to the filing’s footnotes.

Did Xu Long buy or sell High Templar Tech shares in this Form 3?

The Form 3 lists holdings of stock options rather than new purchases or sales. Transaction summaries show no buy or sell activity, only existing option positions across several grants held indirectly through a trust and the ESOP structure.

What underlying share amounts are tied to Xu Long’s HTT options?

The filing lists several grants of stock options, each tied to specific underlying share amounts, including a 400,000-share trust-held grant and ESOP-held grants such as 500,000 and 480,000 underlying shares, all referencing High Templar Tech Class A ordinary shares.
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