STOCK TITAN

QuantumScape (QS) director Dipender Saluja receives 24,183 RSU equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

QuantumScape Corp director Dipender Saluja received a grant of 24,183 restricted stock units (RSUs) of Class A Common Stock as an annual award under the company’s Outside Director Compensation Policy. Each RSU will convert into one share if it vests and he remains in service through the vesting date.

The RSUs vest 100% on the earlier of the one-year anniversary of the June 3, 2026 annual stockholder meeting or the day before the next annual meeting. Following this grant, he directly holds 396,418 shares, including 24,183 shares represented by RSUs, and has additional indirect holdings through Capricorn-Libra Investment Group, LP.

Positive

  • None.

Negative

  • None.
Insider Saluja Dipender
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 24,183 $0.00 --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 396,418 shares (Direct, null); Class A Common Stock — 9,892,934 shares (Indirect, By: Capricorn-Libra Investment Group, LP)
Footnotes (1)
  1. On June 3, 2026, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of the one-year anniversary of the annual meeting of stockholders held on June 3, 2026, or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date. Includes 24,183 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date. Shares are held by Capricorn-Libra Investment Group, LP, of which the Reporting Person is the managing director. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
RSU grant size 24,183 RSUs Annual award granted on June 3, 2026
RSU grant price $0.00 per share Equity compensation, not a market purchase
Direct holdings after grant 396,418 shares Class A Common Stock held directly after RSU grant
RSUs included in direct holdings 24,183 shares Shares represented by RSUs within direct total
Indirect holdings via Capricorn-Libra 9,892,934 shares Class A shares held by Capricorn-Libra Investment Group, LP
Vesting trigger Earlier of one-year after June 3, 2026 meeting or before next meeting Condition for 100% RSU vesting
restricted stock units ("RSUs") financial
"the Issuer granted restricted stock units ("RSUs") to the Reporting Person"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Outside Director Compensation Policy financial
"annual award automatically granted under the Issuer's Outside Director Compensation Policy"
pecuniary interest financial
"disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein"
Class A Common Stock financial
"one share of Class A Common Stock of the Issuer"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
annual meeting of stockholders financial
"one-year anniversary of the annual meeting of stockholders held on June 3, 2026"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Saluja Dipender

(Last)(First)(Middle)
C/O QUANTUMSCAPE CORPORATION
1730 TECHNOLOGY DRIVE

(Street)
SAN JOSE CALIFORNIA 95110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
QuantumScape Corp [ QS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/03/2026A(1)24,183A$0.00396,418(2)D
Class A Common Stock9,892,934IBy: Capricorn-Libra Investment Group, LP(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On June 3, 2026, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of the one-year anniversary of the annual meeting of stockholders held on June 3, 2026, or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.
2. Includes 24,183 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.
3. Shares are held by Capricorn-Libra Investment Group, LP, of which the Reporting Person is the managing director. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
Remarks:
/s /Michael O McCarthy III, attorney-in-fact06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did QuantumScape (QS) director Dipender Saluja receive in this Form 4?

Dipender Saluja received a grant of 24,183 restricted stock units (RSUs) of QuantumScape Class A Common Stock. The award is part of the company’s Outside Director Compensation Policy and represents additional equity-based compensation rather than a cash transaction.

How do the 24,183 RSUs for QuantumScape (QS) vest for Dipender Saluja?

All 24,183 RSUs vest 100% on a single date. Vesting occurs on the earlier of the one-year anniversary of the June 3, 2026 annual stockholder meeting or the day before the next annual stockholder meeting, assuming Saluja’s continued service.

How many QuantumScape (QS) shares does Dipender Saluja hold directly after this grant?

After the grant, Dipender Saluja directly holds 396,418 shares of QuantumScape Class A Common Stock. This total includes 24,183 shares represented by RSUs, each of which can settle into one share upon vesting and continued service.

What indirect QuantumScape (QS) holdings are associated with Dipender Saluja?

The filing shows 9,892,934 QuantumScape Class A shares held indirectly through Capricorn-Libra Investment Group, LP. Saluja is managing director of this entity and disclaims beneficial ownership of those shares except to the extent of his pecuniary interest.

Is the QuantumScape (QS) Form 4 transaction a market purchase or sale?

The Form 4 reports a grant of 24,183 RSUs to Dipender Saluja at a price of $0.00 per share, reflecting equity compensation. It is not an open-market buy or sell but an award under the Outside Director Compensation Policy.