QuantumScape COO receives 598K-unit stock grant

The award's three-year vesting schedule starts November 15, 2027 and depends on continued service at each vesting date.

Available on EDGAR 11/06/2026 - 07:15 PM EST Accepted by SEC EDGAR 11/06/2026 - 07:15 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

QuantumScape Corp Chief Operating Officer Luca Giovanni Fasoli received a grant of 598,086 restricted stock units on November 4, 2026; each RSU represents a right to receive one Class A common share. The RSUs vest over three years: one-third on November 15, 2027, and one-sixth semi-annually thereafter, subject to continued service at each vesting date. His reported post-transaction holdings were 2,505,174 shares, including 2,313,604 shares represented by RSUs and PSUs.

Insider Trade Summary

Grant/Award: 598,086 shares

Grant/Award 1 txn

Insider Fasoli Luca Giovanni

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock F1, F2	598,086	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 2,505,174 shares (Direct)

Holdings Before and After: Class A Common Stock, 1,907,088 to 2,505,174 shares (Direct)

Footnotes (2)

1. F1. The Issuer granted restricted stock units ("RSUs") to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest over three years, with one-third of the RSUs vesting on November 15, 2027, and one-sixth of the RSUs vesting semi-annually thereafter, subject to the Reporting Person's continued service as of each vesting date.
2. F2. Includes 2,313,604 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Key Figures

Restricted stock units granted: 598,086 RSUs Reported post-transaction holdings: 2,505,174 shares Shares represented by RSUs and PSUs: 2,313,604 shares +3 more

6 metrics

Restricted stock units granted 598,086 RSUs November 4, 2026

Reported post-transaction holdings 2,505,174 shares Includes 2,313,604 shares represented by RSUs and PSUs

Shares represented by RSUs and PSUs 2,313,604 shares Included in reported post-transaction holdings

Vesting period Three years RSU award

First vesting installment One-third of the RSUs Vests November 15, 2027, subject to continued service

Subsequent vesting installments One-sixth of the RSUs Vest semi-annually thereafter, subject to continued service

Key Terms

restricted stock units ("RSUs"), performance restricted stock units ("PSUs"), performance milestones

3 terms

restricted stock units ("RSUs") financial

"The Issuer granted restricted stock units ("RSUs") to the Reporting Person"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

performance restricted stock units ("PSUs") financial

"shares represented by RSUs and performance restricted stock units ("PSUs")"

performance milestones financial

"the PSUs vest upon achievement of certain performance milestones"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did QuantumScape COO Luca Giovanni Fasoli receive?

QuantumScape Chief Operating Officer Luca Giovanni Fasoli received a grant of 598,086 restricted stock units on November 4, 2026. Each unit represents a right to receive one share of Class A common stock.

What were Luca Giovanni Fasoli's reported QS holdings after the grant?

The reported post-transaction total was 2,505,174 shares. That amount includes 2,313,604 shares represented by RSUs and PSUs; each RSU or PSU represents a right to receive one Class A common share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fasoli Luca Giovanni

(Last) (First) (Middle)

C/O QUANTUMSCAPE CORPORATION

1730 TECHNOLOGY DRIVE

(Street)

SAN JOSE CALIFORNIA 95110

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
QuantumScape Corp [ QS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/04/2026		A(1)		598,086	A	$0.00	2,505,174(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Issuer granted restricted stock units ("RSUs") to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest over three years, with one-third of the RSUs vesting on November 15, 2027, and one-sixth of the RSUs vesting semi-annually thereafter, subject to the Reporting Person's continued service as of each vesting date.

2. Includes 2,313,604 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Remarks:

	/s /Michael O. McCarthy III, attorney-in-fact	11/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)