QuantumScape CFO receives 478K-unit stock grant

The first one-third vesting date is November 15, 2027, with later vesting semi-annually subject to continued service.

Available on EDGAR 11/06/2026 - 07:15 PM EST Accepted by SEC EDGAR 11/06/2026 - 07:14 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

QuantumScape Corp CFO Kevin Hettrich received an award of 478,468 restricted stock units (RSUs) on November 4, 2026. Each RSU represents the right to receive one share of Class A Common Stock. The RSUs vest over three years, with one-third vesting on November 15, 2027, and one-sixth semi-annually thereafter, subject to continued service. His reported direct position after the award was 2,263,630 shares, including 1,779,795 shares represented by RSUs and performance restricted stock units.

Insider Trade Summary

Grant/Award: 478,468 shares

Grant/Award 1 txn

Insider Hettrich Kevin

Role CHIEF FINANCIAL OFFICER

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock F1, F2	478,468	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 2,263,630 shares (Direct)

Holdings Before and After: Class A Common Stock, 1,785,162 to 2,263,630 shares (Direct)

Footnotes (2)

1. F1. The Issuer granted restricted stock units ("RSUs") to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest over three years, with one-third of the RSUs vesting on November 15, 2027, and one-sixth of the RSUs vesting semi-annually thereafter, subject to the Reporting Person's continued service as of each vesting date.
2. F2. Includes 1,779,795 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Key Figures

RSUs awarded: 478,468 RSUs Reported shares following transaction: 2,263,630 shares Shares represented by RSUs and PSUs: 1,779,795 shares

3 metrics

RSUs awarded 478,468 RSUs Awarded November 4, 2026

Reported shares following transaction 2,263,630 shares Direct position after the November 4, 2026 transaction

Shares represented by RSUs and PSUs 1,779,795 shares Included in the reported post-transaction position

Key Terms

restricted stock units ("RSUs"), performance restricted stock units ("PSUs"), performance milestones

3 terms

restricted stock units ("RSUs") financial

"granted restricted stock units ("RSUs")"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

performance restricted stock units ("PSUs") financial

"performance restricted stock units ("PSUs")"

performance milestones financial

"PSUs vest upon achievement of certain performance milestones"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did QS CFO Kevin Hettrich receive?

Kevin Hettrich received 478,468 RSUs on November 4, 2026. Each represents the right to receive one share of Class A Common Stock. The RSUs vest over three years, beginning with one-third on November 15, 2027, then one-sixth semi-annually thereafter, subject to continued service.

How do Kevin Hettrich’s RSUs and PSUs vest?

The reported position includes 1,779,795 shares represented by RSUs and PSUs. Those RSUs vest each quarter, while the PSUs vest upon achievement of certain performance milestones; both are subject to continued service as of each vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hettrich Kevin

(Last) (First) (Middle)

C/O QUANTUMSCAPE CORPORATION

1730 TECHNOLOGY DRIVE

(Street)

SAN JOSE CALIFORNIA 95110

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
QuantumScape Corp [ QS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF FINANCIAL OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/04/2026		A(1)		478,468	A	$0.00	2,263,630(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Issuer granted restricted stock units ("RSUs") to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest over three years, with one-third of the RSUs vesting on November 15, 2027, and one-sixth of the RSUs vesting semi-annually thereafter, subject to the Reporting Person's continued service as of each vesting date.

2. Includes 1,779,795 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Remarks:

	/s /Michael O McCarthy III, attorney-in-fact	11/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)