STOCK TITAN

QuantumScape (NYSE: QS) CTO Holme sells 118,417 shares under Rule 10b5-1 plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

QuantumScape Corp’s Chief Technology Officer, Timothy Holme, reported pre-planned conversions of Class B into Class A Common Stock and related open-market sales. On May 21, 2026, he sold 92,972 Class A shares directly at a weighted average price of $8.2324 per share and 25,445 Class A shares indirectly through The Holme 2020 Irrevocable Trust at a weighted average price of $8.2326 per share, totaling 118,417 shares sold. These transactions were effected under a Rule 10b5-1 trading plan. After the transactions, he holds 1,712,506 Class A shares directly, 7,259,858 Class B shares directly, 1,321,480 Class B shares indirectly via the trust, and 1,582,672 shares represented by RSUs and PSUs.

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Insider Holme Timothy
Role CHIEF TECHNOLOGY OFFICER
Sold 118,417 shs ($975K)
Type Security Shares Price Value
Conversion Class B Common Stock 92,972 $0.00 --
Conversion Class B Common Stock 25,445 $0.00 --
Conversion Class A Common Stock 92,972 $0.00 --
Sale Class A Common Stock 92,972 $8.2324 $765K
Conversion Class A Common Stock 25,445 $0.00 --
Sale Class A Common Stock 25,445 $8.2326 $209K
Holdings After Transaction: Class B Common Stock — 7,259,858 shares (Direct, null); Class B Common Stock — 1,321,480 shares (Indirect, By: The Holme 2020 Irrevocable Trust); Class A Common Stock — 1,805,478 shares (Direct, null); Class A Common Stock — 25,445 shares (Indirect, By: The Holme 2020 Irrevocable Trust)
Footnotes (1)
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.955 to $8.485, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Includes 1,582,672 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.
Total shares sold 118,417 shares Class A Common Stock sold on May 21, 2026
Direct sale price $8.2324/share Weighted average price for 92,972 Class A shares
Trust sale price $8.2326/share Weighted average price for 25,445 Class A shares
Direct Class A holdings 1,712,506 shares Class A Common Stock held directly after transactions
Direct Class B holdings 7,259,858 shares Class B Common Stock held directly after conversions
Indirect Class B holdings 1,321,480 shares Class B Common Stock held via The Holme 2020 Irrevocable Trust
RSUs and PSUs 1,582,672 units Each unit represents one Class A share, subject to vesting
Converted shares 118,417 shares Class B converted into Class A on May 21, 2026
Rule 10b5-1 trading plan regulatory
"The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan..."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported is a weighted average price. These shares were sold in multiple transactions..."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
RSUs financial
"Includes 1,582,672 shares represented by RSUs and performance restricted stock units ("PSUs")."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
performance restricted stock units ("PSUs") financial
"Includes 1,582,672 shares represented by RSUs and performance restricted stock units ("PSUs")."
Class B Common Stock financial
"Each share of Class B Common Stock is convertible at any time into Class A Common Stock..."
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Class A Common Stock financial
"Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock..."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Holme Timothy

(Last)(First)(Middle)
C/O QUANTUMSCAPE CORPORATION
1730 TECHNOLOGY DRIVE

(Street)
SAN JOSE CALIFORNIA 95110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
QuantumScape Corp [ QS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CHIEF TECHNOLOGY OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/21/2026C92,972A$0.001,805,478D
Class A Common Stock05/21/2026S(1)92,972D$8.2324(2)1,712,506(3)D
Class A Common Stock05/21/2026C25,445A$0.0025,445IBy: The Holme 2020 Irrevocable Trust
Class A Common Stock05/21/2026S(1)25,445D$8.2326(2)0.00IBy: The Holme 2020 Irrevocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(4)05/21/2026C92,972 (4) (4)Class A Common Stock92,972$0.007,259,858D
Class B Common Stock(4)05/21/2026C25,445 (4) (4)Class A Common Stock25,445$0.001,321,480IBy: The Holme 2020 Irrevocable Trust
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2025.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.955 to $8.485, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
3. Includes 1,582,672 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.
4. Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.
Remarks:
/s /Michael O McCarthy III, attorney-in-fact05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did QuantumScape (QS) CTO Timothy Holme report in this Form 4?

Timothy Holme reported converting Class B into Class A shares and selling 118,417 Class A Common Shares on May 21, 2026. The transactions combined direct and trust-held positions and were executed under a pre-arranged Rule 10b5-1 trading plan.

How many QuantumScape (QS) shares did Timothy Holme sell and at what prices?

He sold 92,972 Class A shares directly at a weighted average price of $8.2324 and 25,445 Class A shares indirectly at $8.2326. In total, 118,417 shares were sold in multiple trades within a disclosed price range.

Were Timothy Holme’s QuantumScape (QS) share sales under a Rule 10b5-1 plan?

Yes. The filing states the sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Such plans pre-schedule trades, indicating a structured, pre-planned approach rather than discretionary market timing.

How many QuantumScape (QS) shares does Timothy Holme hold after these transactions?

After the reported transactions, he holds 1,712,506 Class A shares directly. He also holds 7,259,858 Class B shares directly, 1,321,480 Class B shares indirectly through a trust, and 1,582,672 shares represented by RSUs and PSUs tied to continued service and performance milestones.

What role does The Holme 2020 Irrevocable Trust play in these QuantumScape (QS) transactions?

The Holme 2020 Irrevocable Trust held and transacted some of the reported shares. It sold 25,445 Class A shares and continues to hold 1,321,480 Class B shares, which are convertible into Class A on a one-to-one basis with no expiration date.

What are the RSUs and PSUs mentioned in Timothy Holme’s QuantumScape (QS) holdings?

His position includes 1,582,672 shares represented by RSUs and PSUs. Each unit represents the right to receive one Class A share, with RSUs vesting quarterly and PSUs vesting upon reaching specified performance milestones, contingent on continued service.