Quantum-Si CEO sells 29,852 shares for tax withholding

Q: How many QSI shares did the President & CEO sell?

Quantum-Si's transaction summary reports 29,852 shares sold: 20,143 shares on September 21, 2026, at a weighted average of $0.7558 per share and 9,709 shares on September 22 at a weighted average of $0.7608 per share.

Q: Why were QSI shares sold in these transactions?

The footnote says the shares were sold under a mandatory sell-to-cover provision for required federal, state and local withholding taxes when previously granted restricted stock units vested. It also says the individual could not alter the provision, which was enacted at the grant date of the related award.

The President & CEO's sales covered required tax withholding on vested restricted stock units under a mandatory provision.

Available on EDGAR 09/23/2026 - 07:52 PM EDT Accepted by SEC EDGAR 09/23/2026 - 07:51 PM EDT

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Form Type

Rhea-AI Filing Summary

Quantum-Si Inc President & CEO Jeffrey Alan Hawkins reported direct sales of 20,143 Class A common shares on September 21, 2026, at a weighted average price of $0.7558 per share, and 9,709 shares on September 22 at a weighted average price of $0.7608 per share. The sales were mandatory sell-to-cover transactions for required tax withholding when previously granted restricted stock units vested; the footnote says he could not alter the provision.

Insider Trade Summary

Net Seller: 29,852 shares

Net Sell 2 txns

Insider Hawkins Jeffrey Alan

Role President & CEO

Sold 29,852 shs ($23K)

Share of Position Sold 0.81%

Type	Security	Shares	Price	Value
Sale	Class A Common Stock ^{F1, F3}	9,709	$0.7608	$7K
Sale	Class A Common Stock ^{F1, F2}	20,143	$0.7558	$15K

Holdings After Transaction: Class A Common Stock — 3,639,950 shares (Direct)

Holdings Before and After: Class A Common Stock, 3,669,802 to 3,639,950 shares (Direct)

Other Insiders: 2 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (3)

F1. Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.
F2. Represents the weighted average sales price per share. The shares sold at prices ranging from $0.75 to $0.762 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3. Represents the weighted average sales price per share. The shares sold at prices ranging from $0.7511 to $0.7779 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Key Figures

Shares sold: 29,852 shares Shares sold: 20,143 shares Weighted average sale price: $0.7558 per share +2 more

5 metrics

Shares sold 29,852 shares Reported total for two transactions on September 21 and 22, 2026

Shares sold 20,143 shares September 21, 2026

Weighted average sale price $0.7558 per share September 21, 2026

Shares sold 9,709 shares September 22, 2026

Weighted average sale price $0.7608 per share September 22, 2026

Key Terms

sell-to-cover provision, restricted stock units, weighted average sales price per share

3 terms

sell-to-cover provision financial

"mandatory Quantum-Si sell-to-cover provision"

restricted stock units financial

"vesting of previously granted restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many QSI shares did the President & CEO sell?

Quantum-Si's transaction summary reports 29,852 shares sold: 20,143 shares on September 21, 2026, at a weighted average of $0.7558 per share and 9,709 shares on September 22 at a weighted average of $0.7608 per share.

Why were QSI shares sold in these transactions?

The footnote says the shares were sold under a mandatory sell-to-cover provision for required federal, state and local withholding taxes when previously granted restricted stock units vested. It also says the individual could not alter the provision, which was enacted at the grant date of the related award.

Were the QSI sales made under a Rule 10b5-1 plan?

No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hawkins Jeffrey Alan

(Last)

(First)

(Middle)

C/O QUANTUM-SI INCORPORATED

29 BUSINESS PARK DRIVE

(Street)

BRANFORD

CONNECTICUT

06405

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Quantum-Si Inc [ QSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	09/21/2026		S⁽¹⁾		20,143	D	$0.7558⁽²⁾	3,649,659	D
Class A Common Stock	09/22/2026		S⁽¹⁾		9,709	D	$0.7608⁽³⁾	3,639,950	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

2. Represents the weighted average sales price per share. The shares sold at prices ranging from $0.75 to $0.762 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

3. Represents the weighted average sales price per share. The shares sold at prices ranging from $0.7511 to $0.7779 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

	/s/ Christian LaPointe, Ph.D., Attorney-in-Fact.	09/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR