STOCK TITAN

[Form 4] Quantum-Si Incorporated Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Jeffrey Alan Hawkins, President, CEO, and Director of Quantum-Si (QSI), reported a transaction dated June 23, 2025, involving the disposition of 23,705 shares of Class A Common Stock at a weighted average price of $1.6139 per share.

The transaction was executed as a mandatory sell-to-cover provision to satisfy tax withholding obligations related to the vesting of restricted stock units (RSUs). The sales prices ranged from $1.55 to $1.68 per share. Following the transaction, Hawkins maintains direct beneficial ownership of 2,623,011 shares.

Key points:

  • Transaction was automatic and mandatory for tax purposes
  • Hawkins had no discretion over the sale timing or amount
  • Sale represents approximately 0.9% of his post-transaction holdings
  • Transaction was executed pursuant to previously established RSU grant terms

Jeffrey Alan Hawkins, Presidente, CEO e Direttore di Quantum-Si (QSI), ha comunicato una transazione datata 23 giugno 2025, riguardante la cessione di 23.705 azioni di azioni ordinarie di Classe A a un prezzo medio ponderato di 1,6139 $ per azione.

La transazione è stata eseguita come una vendita obbligatoria per coprire le imposte dovute in relazione al consolidamento delle unità azionarie vincolate (RSU). I prezzi di vendita variavano da 1,55 $ a 1,68 $ per azione. Dopo la transazione, Hawkins detiene direttamente la proprietà effettiva di 2.623.011 azioni.

Punti chiave:

  • La transazione è stata automatica e obbligatoria per motivi fiscali
  • Hawkins non ha avuto discrezione sul momento o sulla quantità della vendita
  • La vendita rappresenta circa lo 0,9% delle sue partecipazioni dopo la transazione
  • La transazione è stata eseguita in conformità ai termini precedentemente stabiliti per la concessione delle RSU

Jeffrey Alan Hawkins, Presidente, CEO y Director de Quantum-Si (QSI), informó una transacción fechada el 23 de junio de 2025, que implicó la disposición de 23,705 acciones de acciones comunes Clase A a un precio promedio ponderado de $1.6139 por acción.

La transacción se ejecutó como una venta obligatoria para cubrir las obligaciones fiscales relacionadas con la consolidación de unidades de acciones restringidas (RSU). Los precios de venta oscilaron entre $1.55 y $1.68 por acción. Tras la transacción, Hawkins mantiene la propiedad directa y beneficiosa de 2,623,011 acciones.

Puntos clave:

  • La transacción fue automática y obligatoria por motivos fiscales
  • Hawkins no tuvo discreción sobre el momento o la cantidad de la venta
  • La venta representa aproximadamente el 0.9% de sus tenencias posteriores a la transacción
  • La transacción se ejecutó conforme a los términos previamente establecidos para la concesión de RSU

제프리 앨런 호킨스, Quantum-Si (QSI)의 회장, CEO 및 이사는 2025년 6월 23일자로 23,705주의 클래스 A 보통주를 주당 가중 평균 가격 $1.6139에 처분하는 거래를 보고했습니다.

이 거래는 제한 주식 단위(RSU)의 베스팅과 관련된 세금 원천징수 의무를 충족하기 위한 필수 매도-커버 조항에 따라 실행되었습니다. 매도 가격은 주당 $1.55에서 $1.68 사이였습니다. 거래 후 호킨스는 직접적으로 2,623,011주를 보유하고 있습니다.

주요 사항:

  • 거래는 세금 목적으로 자동적이고 필수적이었음
  • 호킨스는 매도 시기나 수량에 대한 재량권이 없었음
  • 매도는 거래 후 보유 주식의 약 0.9%에 해당함
  • 거래는 이전에 설정된 RSU 부여 조건에 따라 실행됨

Jeffrey Alan Hawkins, Président, PDG et Directeur de Quantum-Si (QSI), a déclaré une transaction datée du 23 juin 2025, portant sur la cession de 23 705 actions d'actions ordinaires de classe A à un prix moyen pondéré de 1,6139 $ par action.

La transaction a été réalisée dans le cadre d'une disposition obligatoire de vente pour couvrir les obligations fiscales liées à l'acquisition des unités d'actions restreintes (RSU). Les prix de vente variaient de 1,55 $ à 1,68 $ par action. Après la transaction, Hawkins conserve la propriété directe et bénéficiaire de 2 623 011 actions.

Points clés :

  • La transaction était automatique et obligatoire à des fins fiscales
  • Hawkins n'avait aucune discrétion quant au moment ou à la quantité de la vente
  • La vente représente environ 0,9 % de ses avoirs après la transaction
  • La transaction a été exécutée conformément aux termes de la subvention RSU précédemment établis

Jeffrey Alan Hawkins, Präsident, CEO und Direktor von Quantum-Si (QSI), meldete eine Transaktion vom 23. Juni 2025, bei der 23.705 Aktien der Klasse A-Stammaktien zu einem gewichteten Durchschnittspreis von 1,6139 $ pro Aktie veräußert wurden.

Die Transaktion wurde als verpflichtender Verkauf zur Deckung der Steuerabzugsverpflichtungen im Zusammenhang mit dem Vesting von Restricted Stock Units (RSUs) durchgeführt. Die Verkaufspreise lagen zwischen 1,55 $ und 1,68 $ pro Aktie. Nach der Transaktion hält Hawkins weiterhin direkt wirtschaftlichen Eigentum an 2.623.011 Aktien.

Wichtige Punkte:

  • Die Transaktion war automatisch und steuerbedingt verpflichtend
  • Hawkins hatte keine Entscheidungsfreiheit über Zeitpunkt oder Umfang des Verkaufs
  • Der Verkauf entspricht etwa 0,9 % seines Bestands nach der Transaktion
  • Die Transaktion erfolgte gemäß den zuvor festgelegten Bedingungen der RSU-Zuteilung
Positive
  • None.
Negative
  • None.

Jeffrey Alan Hawkins, Presidente, CEO e Direttore di Quantum-Si (QSI), ha comunicato una transazione datata 23 giugno 2025, riguardante la cessione di 23.705 azioni di azioni ordinarie di Classe A a un prezzo medio ponderato di 1,6139 $ per azione.

La transazione è stata eseguita come una vendita obbligatoria per coprire le imposte dovute in relazione al consolidamento delle unità azionarie vincolate (RSU). I prezzi di vendita variavano da 1,55 $ a 1,68 $ per azione. Dopo la transazione, Hawkins detiene direttamente la proprietà effettiva di 2.623.011 azioni.

Punti chiave:

  • La transazione è stata automatica e obbligatoria per motivi fiscali
  • Hawkins non ha avuto discrezione sul momento o sulla quantità della vendita
  • La vendita rappresenta circa lo 0,9% delle sue partecipazioni dopo la transazione
  • La transazione è stata eseguita in conformità ai termini precedentemente stabiliti per la concessione delle RSU

Jeffrey Alan Hawkins, Presidente, CEO y Director de Quantum-Si (QSI), informó una transacción fechada el 23 de junio de 2025, que implicó la disposición de 23,705 acciones de acciones comunes Clase A a un precio promedio ponderado de $1.6139 por acción.

La transacción se ejecutó como una venta obligatoria para cubrir las obligaciones fiscales relacionadas con la consolidación de unidades de acciones restringidas (RSU). Los precios de venta oscilaron entre $1.55 y $1.68 por acción. Tras la transacción, Hawkins mantiene la propiedad directa y beneficiosa de 2,623,011 acciones.

Puntos clave:

  • La transacción fue automática y obligatoria por motivos fiscales
  • Hawkins no tuvo discreción sobre el momento o la cantidad de la venta
  • La venta representa aproximadamente el 0.9% de sus tenencias posteriores a la transacción
  • La transacción se ejecutó conforme a los términos previamente establecidos para la concesión de RSU

제프리 앨런 호킨스, Quantum-Si (QSI)의 회장, CEO 및 이사는 2025년 6월 23일자로 23,705주의 클래스 A 보통주를 주당 가중 평균 가격 $1.6139에 처분하는 거래를 보고했습니다.

이 거래는 제한 주식 단위(RSU)의 베스팅과 관련된 세금 원천징수 의무를 충족하기 위한 필수 매도-커버 조항에 따라 실행되었습니다. 매도 가격은 주당 $1.55에서 $1.68 사이였습니다. 거래 후 호킨스는 직접적으로 2,623,011주를 보유하고 있습니다.

주요 사항:

  • 거래는 세금 목적으로 자동적이고 필수적이었음
  • 호킨스는 매도 시기나 수량에 대한 재량권이 없었음
  • 매도는 거래 후 보유 주식의 약 0.9%에 해당함
  • 거래는 이전에 설정된 RSU 부여 조건에 따라 실행됨

Jeffrey Alan Hawkins, Président, PDG et Directeur de Quantum-Si (QSI), a déclaré une transaction datée du 23 juin 2025, portant sur la cession de 23 705 actions d'actions ordinaires de classe A à un prix moyen pondéré de 1,6139 $ par action.

La transaction a été réalisée dans le cadre d'une disposition obligatoire de vente pour couvrir les obligations fiscales liées à l'acquisition des unités d'actions restreintes (RSU). Les prix de vente variaient de 1,55 $ à 1,68 $ par action. Après la transaction, Hawkins conserve la propriété directe et bénéficiaire de 2 623 011 actions.

Points clés :

  • La transaction était automatique et obligatoire à des fins fiscales
  • Hawkins n'avait aucune discrétion quant au moment ou à la quantité de la vente
  • La vente représente environ 0,9 % de ses avoirs après la transaction
  • La transaction a été exécutée conformément aux termes de la subvention RSU précédemment établis

Jeffrey Alan Hawkins, Präsident, CEO und Direktor von Quantum-Si (QSI), meldete eine Transaktion vom 23. Juni 2025, bei der 23.705 Aktien der Klasse A-Stammaktien zu einem gewichteten Durchschnittspreis von 1,6139 $ pro Aktie veräußert wurden.

Die Transaktion wurde als verpflichtender Verkauf zur Deckung der Steuerabzugsverpflichtungen im Zusammenhang mit dem Vesting von Restricted Stock Units (RSUs) durchgeführt. Die Verkaufspreise lagen zwischen 1,55 $ und 1,68 $ pro Aktie. Nach der Transaktion hält Hawkins weiterhin direkt wirtschaftlichen Eigentum an 2.623.011 Aktien.

Wichtige Punkte:

  • Die Transaktion war automatisch und steuerbedingt verpflichtend
  • Hawkins hatte keine Entscheidungsfreiheit über Zeitpunkt oder Umfang des Verkaufs
  • Der Verkauf entspricht etwa 0,9 % seines Bestands nach der Transaktion
  • Die Transaktion erfolgte gemäß den zuvor festgelegten Bedingungen der RSU-Zuteilung
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hawkins Jeffrey Alan

(Last) (First) (Middle)
C/O QUANTUM-SI INCORPORATED
29 BUSINESS PARK DRIVE

(Street)
BRANFORD CT 06405

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Quantum-Si Inc [ QSI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/23/2025 S(1) 23,705 D $1.6139(2) 2,623,011 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.
2. Represents the weighted average sales price per share. The shares sold at prices ranging from $1.55 to $1.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
/s/ Christian LaPointe, Ph.D., Attorney-in-Fact. 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares of QSI stock did CEO Jeffrey Hawkins sell on June 23, 2025?

CEO Jeffrey Hawkins sold 23,705 shares of QSI Class A Common Stock on June 23, 2025 at a weighted average price of $1.6139 per share.

Why did QSI's CEO Jeffrey Hawkins sell shares on June 23, 2025?

The sale was not discretionary - it was a mandatory sell-to-cover transaction to satisfy federal, state and local tax withholding obligations related to the vesting of previously granted restricted stock units. The CEO had no control over this automatic sale provision.

What was the price range for QSI shares sold by CEO Hawkins?

The shares were sold at prices ranging from $1.55 to $1.68 per share, with a weighted average sales price of $1.6139 per share.

How many shares of QSI does CEO Jeffrey Hawkins own after the June 23, 2025 transaction?

Following the reported transaction, CEO Jeffrey Hawkins directly owns 2,623,011 shares of QSI Class A Common Stock.

What positions does Jeffrey Hawkins hold at QSI as of June 2025?

Jeffrey Hawkins serves as both Director and President & CEO of Quantum-Si Incorporated (QSI).
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