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[Form 4] QUICKLOGIC Corp Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Timothy Saxe, identified as Senior Vice President and CTO of QuickLogic Corp (QUIK), reported equity awards on 09/13/2025. The filing shows an award of 18,603 restricted stock units (RSUs) granted with a reported price of $0. The RSUs vest 50% after one year and the remaining 50% after two years, subject to continued employment. After the transaction the filing lists 135,071 shares of common stock beneficially owned (direct) in Table I and shows RSU-related underlying common shares of 18,603 in Table II with 18,602 reported as beneficially owned following the derivative transaction. The form is signed by an attorney-in-fact on behalf of the reporting person on 09/15/2025.

Positive
  • Time-based RSU grant with staged vesting (50%/50%) supports executive retention
  • No cash cost reported for the RSUs (price reported as $0), indicating compensation issuance rather than purchase
Negative
  • None.

Insights

TL;DR: Routine executive equity grant tied to multi-year vesting, consistent with retention incentives.

The Form 4 documents a time-based restricted stock unit award to a named executive officer, vesting 50% after one year and 50% after two years. Such grants are typical for aligning senior management with shareholder interests and for retention. The grant price is reported as $0, indicating these are compensation RSUs rather than open-market purchases. The reported direct beneficial ownership balances are disclosed, providing transparency on post-grant holdings. This disclosure is standard and does not itself indicate governance concerns.

TL;DR: Non-cash RSU award increases executive stake modestly; no immediate cash outflow or exercise required.

The filing shows an 18,603 RSU grant to the Sr. VP & CTO with a $0 price and staged vesting. For investors this means potential future dilution when RSUs vest and convert to shares, but the filing does not quantify dilution as a percentage of outstanding shares. The form also reports total direct beneficial ownership figures (135,071 shares), which helps assess insider alignment but requires the company share count to evaluate materiality. The disclosure is timely and conforms to Section 16 reporting requirements.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SAXE TIMOTHY

(Last) (First) (Middle)
2220 LUNDY AVENUE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
QUICKLOGIC Corp [ QUIK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SR. VP AND CTO
3. Date of Earliest Transaction (Month/Day/Year)
09/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/13/2025 M 18,603 A $0 135,071 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit $0 09/13/2025 M 18,603 (1) (1) Common Stock 18,603 $0 18,602 D
Explanation of Responses:
1. Restricted stock units vest 50% after one year after date of issuance and the remaining 50% after two years from the date of issuance, subject to continued employment of the grantee.
/s/ Harjit Lally, Attorney-in-Fact 09/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did QUIK insider Timothy Saxe report on 09/13/2025?

The Form 4 reports a grant of 18,603 restricted stock units (RSUs) to Timothy Saxe on 09/13/2025 with a reported price of $0.

What is the vesting schedule for the RSUs reported by QUIK (TIMOTHY SAXE)?

The RSUs vest 50% after one year and the remaining 50% after two years, subject to continued employment of the grantee.

How many shares does Timothy Saxe beneficially own after the reported transaction?

The filing lists 135,071 shares of common stock beneficially owned (direct) in Table I and shows 18,603 underlying shares related to the RSU grant in Table II (with 18,602 reported as beneficially owned following the derivative transaction).

Was there any cash paid for the RSU grant in the Form 4?

No; the transaction price is reported as $0, indicating the RSUs were granted as compensation rather than purchased.

Who signed the Form 4 for the reporting person and when?

The Form 4 was signed by Harjit Lally, Attorney-in-Fact on behalf of the reporting person on 09/15/2025.
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