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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 23, 2026
uniQure
N.V.
(Exact Name of Registrant as Specified in Charter)
| The Netherlands |
|
001-36294 |
|
N/A |
(State or Other
Jurisdiction of Incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
Paasheuvelweg
25a,
1105 BP Amsterdam,
The Netherlands |
|
N/A |
| (Address of Principal Executive Offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code: +31-20-240-6000
(Former Name or Former Address, if Changed Since
Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant
to Section 12(b) of the Act:
| Title of each class: |
|
Trading
Symbol(s) |
|
Name of each exchange on which
registered: |
Ordinary
Shares, par value €0.05 per share |
|
QURE |
|
The
Nasdaq Global Select Market |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 1.01. | Entry Into a Material Definitive Agreement. |
On
June 23, 2026, uniQure N.V. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”)
with Leerink Partners LLC, as representative of the several underwriters named therein (the “Underwriters”), relating to an
underwritten public offering (the “Offering”) of 4,945,055 of the Company’s ordinary shares (the “Firm Shares”),
at a price to the public of $45.50 per ordinary share. Under the terms of the Underwriting Agreement, the Company also granted
the Underwriters an option, exercisable for 30 days from the date of the Underwriting Agreement (the “Option”), to purchase
up to an additional 741,758 of the Company’s ordinary shares (the “Optional Shares” and together with the Firm Shares,
the “Shares”) at the public offering price less the underwriting discounts and commissions. On June 24, 2026, the Underwriters
exercised the Option in full.
The Company
estimates that the net proceeds from the Offering will be approximately $242.7 million after deducting underwriting discounts and
commissions and estimated offering expenses.
The Shares
will be issued pursuant to a prospectus supplement dated June 23, 2026, and an accompanying base prospectus that form a part of the registration
statement on Form S-3ASR that the Company filed with the Securities and Exchange Commission on January 7, 2025 (File No. 333-284168),
which was automatically effective upon its filing. The closing of the Offering is expected to take place on or about June 25, 2026, subject
to the satisfaction of customary closing conditions.
The Underwriting
Agreement contains customary representations, warranties, covenants and agreements by the Company, customary conditions to closing, indemnification
obligations of the Company and the Underwriters, including for liabilities under the Securities Act, other obligations of the parties
and termination provisions.
A copy
of the Underwriting Agreement is attached hereto as Exhibit 1.1 and is incorporated herein by reference. The foregoing description of
the terms of the Underwriting Agreement is qualified in its entirety by reference to such exhibits.
The legal
opinion of NautaDutilh as to the legality of the Shares is being filed as Exhibit 5.1 to this Current Report on Form 8-K.
On June 23, 2026, the Company issued a press release
entitled “uniQure Announces Pricing of Upsized $225 Million Public Offering.” The full text of the press release is filed
as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit No. |
|
Description |
| 1.1 |
|
Underwriting Agreement, dated as of June 23, 2026, by and between the Company and Leerink Partners LLC, as representative for the several underwriters named therein. |
| |
|
|
| 5.1 |
|
Opinion of NautaDutilh. |
| |
|
|
| 23.1 |
|
Consent of NautaDutilh (included in Exhibit 5.1). |
| |
|
|
| 99.1 |
|
Press Release of uniQure N.V. dated June 23, 2026. |
| |
|
|
| 104 |
|
Cover Page Interactive Data File (embedded with the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| |
UNIQURE N.V. |
| |
|
| Date: June 24, 2026 |
By: |
/s/ Jeannette Potts |
| |
|
JEANNETTE POTTS |
| |
|
Chief Legal and Compliance Officer |
Exhibit 99.1
uniQure Announces
Pricing of Upsized $225 Million Public Offering
LEXINGTON,
Mass. and AMSTERDAM June 23, 2026 — uniQure N.V. (Nasdaq: QURE), a leading gene therapy company advancing transformative therapies
for patients with severe medical needs, today announced the pricing of its previously announced underwritten public offering of 4,945,055
ordinary shares at a public offering price of $45.50 per share. The aggregate gross
proceeds to uniQure from the offering, before deducting the underwriting discounts and commissions and
offering expenses payable by uniQure, are expected to be approximately $225 million. All securities to be sold in the offering are being
sold by uniQure. In addition, uniQure has granted to the underwriters a 30-day option to purchase up to 741,758 additional ordinary shares
at the public offering price, less underwriting discounts and commissions. The offering is expected to close on or about June 25, 2026,
subject to the satisfaction of customary closing conditions.
Leerink Partners,
Stifel, Guggenheim Securities and RBC Capital Markets are acting as joint bookrunning managers for the offering. H.C. Wainwright &
Co. is acting as lead manager for the offering.
The securities
described above are being offered by uniQure pursuant to its automatically effective shelf registration statement on Form S-3 (File No.
333-284168) filed with the U.S. Securities Exchange Commission (the “SEC”) on January 7, 2025. A preliminary prospectus supplement
and accompanying prospectus relating to the offering was filed with the SEC on June 22, 2026 and a final prospectus supplement and the
accompanying prospectus relating to this offering will be filed with the SEC. When available, copies of the final prospectus supplement
and the accompanying prospectus relating to the offering may be obtained from Leerink Partners LLC, Attention: Syndicate Department,
53 State Street, 40th Floor, Boston, Massachusetts 02109, by telephone at +1 (800) 808-7525, ext. 6105, or by email at syndicate@leerink.com;
Stifel, Nicolaus & Company, Incorporated, Attention: Prospectus Department, One Montgomery Street, Suite 3700, San Francisco, California
94104, or by telephone at (415) 364-2720 or by email at syndprospectus@stifel.com; Guggenheim Securities, LLC, Attention: Equity Syndicate
Department, 330 Madison Avenue, 8th floor, New York, New York 10017, by telephone at (212) 518-9544, or by email at GSEquityProspectusDelivery@guggenheimpartners.com;
or RBC Capital Markets, LLC, Attention: Equity Syndicate, 200 Vesey Street, 8th Floor, New York, New York 10281, by telephone at (877)
822-4089 or by email at equityprospectus@rbccm.com.The final terms of the proposed offering will be disclosed in a final prospectus supplement
to be filed with the SEC.
This press release
shall not constitute an offer to sell or the solicitation of an offer to buy these securities, nor shall there be any sale of these securities
in any state or other jurisdiction in which such offer, solicitation, or sale would be unlawful prior to registration or qualification
under the securities laws of any such state or other jurisdiction. Any offer, if at all, will be made only by means of the prospectus
supplement and accompanying prospectus forming a part of the effective registration statement.
About uniQure
uniQure is delivering
on the promise of gene therapy – single treatments with potentially curative results. The approvals of uniQure’s gene therapy
for hemophilia B – an historic achievement based on more than a decade of research and clinical development – represent a
major milestone in the field of genomic medicine and ushers in a new treatment approach for patients living with hemophilia. uniQure
is now advancing a pipeline of proprietary gene therapies for the treatment of patients with Huntington's disease, refractory temporal
lobe epilepsy, Fabry disease, and other severe diseases.
Cautionary Note
Regarding Forward-Looking Statements
This press release
contains certain "forward-looking statements" within the meaning of the "safe harbor" provisions of the United States
Private Securities Litigation Reform Act of 1995, including, without limitation, statements regarding our expectations of market conditions,
the satisfaction of customary closing conditions and the timing of the public offering, the gross proceeds we expect to receive and other
statements identified by words such as "estimate," "plan," "project," "forecast," "intend,"
"will," "shall," "expect," "anticipate," "believe," "seek," "target,"
"continue," "could," "may," "might," "possible," "potential," "predict"
and similar words or expressions.
Forward-looking
statements are based on management's beliefs and assumptions and on information available to management only as of the date of this press
release. Actual results may differ materially from those indicated by such forward-looking statements as a result of various important
factors, including: the uncertainties related to market conditions and the completion of the public offering, continued interest in our
rare disease and gene therapy portfolio, the ability to develop our product candidates and technologies, regulatory developments, the
impact of changes in the financial markets and global economic conditions, and other factors described under the heading "Risk
Factors" in uniQure’s periodic securities filings with the SEC, including our Annual Report on Form 10-K filed with the
SEC on March 2, 2026, our Quarterly Report on Form 10-Q filed on May 5, 2026, the preliminary prospectus supplement filed with the
SEC on June 22, 2026 and the accompanying prospectus, and other filings that uniQure makes with the SEC from time to time. Given these
risks, uncertainties and other factors, you should not place undue reliance on these forward-looking statements and, except as required
by law, uniQure assumes no obligation to update these forward-looking statements, even if new information becomes available in the future.
uniQure Contacts
| For Investors: |
For Media: |
| |
|
| Chiara Russo |
Tom Malone |
| Direct: 781-491-4371 |
Direct: 339-970-7758 |
| Mobile: 617-306-9137 |
Mobile:339-223-8541 |
| c.russo@uniQure.com |
t.malone@uniQure.com |