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uniQure (QURE) officer Kylie O’Keefe reports stock options and RSUs on Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

uniQure N.V. executive Kylie O'Keefe filed an initial ownership report, showing existing equity awards in the company. The filing lists 180,000 stock options and 105,000 Ordinary Shares held directly as of the reporting date. Footnotes explain that these positions arise from prior equity grants that vest over time.

Restricted share units granted on June 11, 2025 convert into Ordinary Shares in three equal annual installments, subject to continued service. A stock option granted the same day vests over four years, with 25% vesting after one year and the remainder vesting quarterly until June 11, 2029, also contingent on continued service.

Positive

  • None.

Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
O'Keefe Kylie

(Last) (First) (Middle)
C/O UNIQURE N.V.
PAASHEUVELWEG 25A

(Street)
AMSTERDAM 1105BP

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/25/2026
3. Issuer Name and Ticker or Trading Symbol
uniQure N.V. [ QURE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Customer & Strat Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 105,000(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (2) 06/11/2035 Ordinary Shares 180,000 $16.22 D
Explanation of Responses:
1. Represents restricted share units ("RSUs") granted to the Reporting Person on June 11, 2025. Each RSU represents the contingent right to receive one Ordinary Share. The RSUs vest in three equal annual installments, with the first vesting date to occur on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through each such vesting date.
2. The option was granted to the Reporting Person on June 11, 2025 and vests over four years beginning on the first anniversary of the date of grant, with 25% of the shares underlying the option vesting on the first anniversary of the date of grant, and 6.25% of the shares underlying the option vesting quarterly thereafter until June 11, 2029, subject to the Reporting Person's continued relationship with the Issuer through each such vesting date.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Christian Klemt, Attorney-in-Fact 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the uniQure (QURE) Form 3 filing by Kylie O'Keefe show?

The Form 3 shows Kylie O'Keefe’s existing equity holdings in uniQure, including stock options and restricted share-based Ordinary Shares. It is an initial ownership report, not a new purchase or sale of QURE stock in the market.

How many uniQure (QURE) stock options does Kylie O'Keefe report on Form 3?

Kylie O'Keefe reports holding 180,000 stock options in uniQure. These options were granted previously and vest over several years, subject to her continued relationship with the company through specified vesting dates.

What Ordinary Share-based awards does Kylie O'Keefe hold in uniQure (QURE)?

Kylie O'Keefe reports 105,000 Ordinary Shares tied to equity awards. Footnotes describe restricted share units granted June 11, 2025 that convert into Ordinary Shares in three equal annual installments, contingent on continued service with uniQure.

How do Kylie O'Keefe’s uniQure (QURE) restricted share units vest?

Her restricted share units were granted June 11, 2025 and each unit represents one Ordinary Share. They vest in three equal annual installments starting on the first anniversary of grant, assuming she continues her relationship with uniQure through each vesting date.

What is the vesting schedule for Kylie O'Keefe’s uniQure (QURE) stock options?

Her stock option grant from June 11, 2025 vests over four years. 25% of the underlying shares vest on the first anniversary, and 6.25% vest quarterly thereafter until June 11, 2029, conditioned on continued service.
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