[SCHEDULE 13G/A] uniQure N.V. SEC Filing
RTW Investments, LP and Roderick Wong report a passive 9.4% stake in uniQure (QURE), holding 5,158,231 ordinary shares. The holdings are held directly by the RTW Funds and RTW Investments and Dr. Wong report shared voting and dispositive power over all 5,158,231 shares and report no sole voting or dispositive power. The percentage is calculated using 54,865,673 shares outstanding as reported for the period cited in the filing. The statement is made on a Schedule 13G basis and includes a certification that the shares were acquired and are held in the ordinary course of business and not to change or influence control of the issuer.
- RTW Investments and Dr. Roderick Wong report ownership of 5,158,231 shares, representing a material 9.4% stake
- Holdings are reported as held on behalf of the RTW Funds with shared voting and dispositive power
- Filing is on Schedule 13G with a certification that shares were acquired in the ordinary course and not to change control
- None.
Insights
RTW holds a materially large passive position (9.4%) in uniQure, signaling notable institutional exposure without activist intent.
RTW Investments and Dr. Roderick Wong report ownership of 5,158,231 shares, representing 9.4% of the 54.9 million shares outstanding referenced in the filing. The filing is a Schedule 13G, and Item 10 contains the standard certification that the position was acquired and is held in the ordinary course of business and not for the purpose of changing control. The reported shared voting and dispositive power (and zero sole power) indicates influence through pooled fund holdings rather than individual control. For investors, this documents significant institutional interest but does not signal an imminent activist campaign.
Schedule 13G classification confirms passive intent; 9.4% stake gives material voice in shareholder matters but no sole control.
The reporting persons are RTW Investments (an investment adviser to the RTW Funds) and Dr. Roderick Wong (Managing Partner/Chief Investment Officer). Both report shared voting and dispositive power over 5,158,231 shares and no sole powers. The filing identifies the shares as held on behalf of the RTW Funds and uses 54,865,673 shares outstanding as the denominator. From a governance perspective, a near-10% stake is material to votes and proposals, but the Schedule 13G framework here documents a non-control posture under the representations in Item 10.