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Research Alliance Corp IV (RACD) holder discloses 1.26M Class B shares

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Research Alliance Holdings IV LLC, a director and 10% owner of Research Alliance Corp IV, reported beneficial ownership of 1,263,529 Class B Ordinary Shares. These directly held Class B shares have no expiration date and automatically convert into Class A Ordinary Shares on a one-for-one basis in connection with the issuer's initial business combination or earlier at the holder's option, subject to anti-dilution adjustments.

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Insider Research Alliance Holdings IV LLC
Role Director, 10% Owner
Type Security Shares Price Value
holding Class B Ordinary Shares F1 -- -- --
Holdings After Transaction: Class B Ordinary Shares — 1,263,529 shares (Direct)
Footnotes (1)
  1. F1. Class B Ordinary Shares have no expiration date and will automatically convert into Class A Ordinary Shares of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis (subject to adjustment for sub-divisions, share dividends, reorganizations, recapitalizations and the like), or at any time prior thereto at the option of the holder on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights.
Class B Ordinary Shares held 1263529.0000 Class B Ordinary Shares Beneficially owned directly by Research Alliance Holdings IV LLC following the reported holding entry
Underlying Class A Ordinary Shares 1263529.0000 Class A Ordinary Shares Number of Class A Ordinary Shares issuable upon one-for-one conversion of the Class B Ordinary Shares
Holding entries reported 1 Count of holding entries in the Form 3 transaction summary
Class B Ordinary Shares financial
"Class B Ordinary Shares have no expiration date and will automatically convert"
Class B ordinary shares are a type of ownership stake in a company that typically come with different voting rights or privileges compared to other share classes. For investors, they represent a way to hold part of the company’s value and influence its decisions, often with fewer voting rights than Class A shares. Understanding these shares helps investors assess their level of control and potential returns within a company.
Class A Ordinary Shares financial
"convert into Class A Ordinary Shares of the Issuer at the time"
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
initial business combination financial
"convert into Class A Ordinary Shares of the Issuer at the time of the Issuer's initial business combination"
An initial business combination is the deal in which a special-purpose acquisition company (SPAC) merges with or acquires an operating business to bring that business onto public markets. Think of the SPAC as an empty shell that raises money from investors, then uses that cash to buy a private company—this transaction turns the private company into a public one and often changes its ownership, valuation, and access to capital, so investors should watch for shifts in risk, future growth prospects, and shareholder rights.
anti-dilution rights financial
"one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider ownership in RACD does Research Alliance Holdings IV LLC report?

Research Alliance Holdings IV LLC reports beneficial ownership of 1,263,529 Class B Ordinary Shares of Research Alliance Corp IV. These shares are held directly and represent the reporting person’s initial disclosed equity position as a director and 10% owner.

What type of security does the RACD Form 3 disclose for Research Alliance Holdings IV LLC?

The Form 3 reports holdings of Class B Ordinary Shares of Research Alliance Corp IV. These Class B shares are a separate class from Class A Ordinary Shares and carry specific conversion terms tied to the issuer’s business combination.

How do RACD Class B Ordinary Shares convert into Class A Ordinary Shares?

Each Class B Ordinary Share automatically converts into one Class A Ordinary Share at the time of the issuer’s initial business combination, or earlier at the holder’s option, on a one-for-one basis, subject to customary anti-dilution adjustments.

Do the RACD Class B Ordinary Shares held by Research Alliance Holdings IV LLC expire?

The Class B Ordinary Shares reported by Research Alliance Holdings IV LLC have no expiration date. They remain outstanding until converted into Class A Ordinary Shares under the specified one-for-one conversion terms linked to the issuer’s initial business combination.

What is the relationship of Research Alliance Holdings IV LLC to Research Alliance Corp IV (RACD)?

Research Alliance Holdings IV LLC is identified as both a director and a 10% owner of Research Alliance Corp IV. Its reported 1,263,529 Class B Ordinary Shares reflect a significant governance and ownership role in the company.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Research Alliance Holdings IV LLC

(Last)(First)(Middle)
600 FIFTH AVENUE, 23RD FLOOR

(Street)
NEW YORK NEW YORK 10020

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/10/2026
3. Issuer Name and Ticker or Trading Symbol
Research Alliance Corp IV [ RACD ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Ordinary Shares (1) (1)Class A Ordinary Shares1,263,529(1)D
Explanation of Responses:
1. Class B Ordinary Shares have no expiration date and will automatically convert into Class A Ordinary Shares of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis (subject to adjustment for sub-divisions, share dividends, reorganizations, recapitalizations and the like), or at any time prior thereto at the option of the holder on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights.
Remarks:
Matthew Hammond, the sole director of the Reporting Person, serves on the Issuer's board of directors.
/s/ Matthew Hammond, Director of Research Alliance Holdings IV LLC07/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)