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Rainmaker Worldwide (RAKR) director discloses initial share stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Rainmaker Worldwide Inc. director reports initial holdings. A Form 3 discloses that Ross James Samuel, a director of Rainmaker Worldwide Inc. (RAKR), beneficially owned 6,666 shares of common stock as of December 20, 2021, the date he became a director. He also held a stock option to buy 20,000 shares of common stock at an exercise price of $0.0347 per share, exercisable on December 20, 2021 and expiring on December 20, 2026. The filing notes that it is being submitted late to report these securities beneficially owned as of that date.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Ross James Samuel

(Last) (First) (Middle)
2510 EAST SUNSET ROAD,
SUITE 5 #925,

(Street)
LAS VEGAS, NV 89120

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/20/2021
3. Issuer Name and Ticker or Trading Symbol
Rainmaker Worldwide Inc. [ RAKR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
COMMON STOCK 6,666 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) 12/20/2021 12/20/2026 Common Stock 20,000 $0.0347 D
Explanation of Responses:
Remarks:
This Form 3 is filed late to report securities beneficially owned by the reporting person as of December 20, 2021, the date on which he became a director of the issuer.
/s/ James Ross 01/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider position is reported in Rainmaker Worldwide (RAKR)'s Form 3?

The Form 3 reports that Ross James Samuel is a director of Rainmaker Worldwide Inc. and is filing as a reporting person in that capacity.

How many Rainmaker Worldwide (RAKR) common shares does Ross James Samuel beneficially own?

The filing states that Ross James Samuel beneficially owned 6,666 shares of common stock, held directly, as of December 20, 2021.

What stock options does the Rainmaker Worldwide (RAKR) director hold?

Ross James Samuel holds a stock option (right to buy) for 20,000 shares of common stock at an exercise price of $0.0347 per share.

When do the director's Rainmaker Worldwide (RAKR) stock options start and expire?

The stock option became exercisable on December 20, 2021 and has an expiration date of December 20, 2026, according to the Form 3.

Is the Rainmaker Worldwide (RAKR) Form 3 filing identified as late?

Yes. The remarks section explains that the Form 3 is filed late to report securities beneficially owned by the reporting person as of December 20, 2021.

Are Ross James Samuel's Rainmaker Worldwide (RAKR) holdings direct or indirect?

The Form 3 shows both the 6,666 common shares and the 20,000-share stock option as held with direct (D) ownership.

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