Form 144: RBCAA (NASDAQ) lists Class A Common Stock counts and vested awards

Rhea-AI Filing Summary

Raymond James related filing provides a Form 144 notice for Class A Common Stock transactions. The excerpt lists numeric entries including 3,000, 262,860, and 17,480,988 alongside an 06/10/2026 date and NASDAQ venue. It also shows vested awards of 1,134, 1,559, and 307 shares with their vesting dates.

Insights

Securities Compliance Counsel

Form 144 notice lists proposed sales and vested awards but provides limited transaction context.

The excerpt records a Form 144 entry for Class A Common Stock with numeric lines including 3,000, 262,860, and 17,480,988 and a date of 06/10/2026. It also lists vested restricted stock awards and a vested performance stock unit with specific vesting dates and share counts.

Because the excerpt does not state which amounts are being offered for sale or the cash‑flow treatment, timing and proceeds treatment are not presented in the excerpt. Subsequent filings or a full Form 144 would clarify seller identity, maximum number offered, and transaction method.

Key Figures

Form 144 date: 06/10/2026 Market venue: NASDAQ Numeric line: 3,000 +5 more

8 metrics

Form 144 date 06/10/2026 line adjacent to Class A Common Stock entries

Market venue NASDAQ listed with Class A Common Stock

Numeric line 3,000 appears under Securities To Be Sold

Numeric line 262,860 appears under Securities To Be Sold

Numeric line 17,480,988 appears under Securities To Be Sold

Vested restricted stock award 1,134 shares vesting date 03/30/2024

Vested restricted stock award 1,559 shares vesting date 12/31/2023

Vested performance stock unit 307 shares vesting date 03/02/2020

Key Terms

Form 144, Vested Restricted Stock Award, Vested Performance Stock Unit

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Vested Restricted Stock Award financial

"Vested Restricted Stock Award | Issuer | 1,134 | 03/30/2024"

Vested Performance Stock Unit financial

"Vested Performance Stock Unit | Issuer | 307 | 03/02/2020"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	Raymond James 120 S Riverside Plaza Chicago IL 60606	3000	262860	17480988	06/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	03/30/2024	Vested Restricted Stock Award	Issuer			1134	03/30/2024	N/A
Class A Common Stock	12/31/2023	Vested Restricted Stock Award	Issuer			1559	12/31/2023	N/A
Class A Common Stock	03/02/2020	Vested Performance Stock Unit	Issuer			307	03/02/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the RBCAA Form 144 excerpt show about securities?

The excerpt lists proposed entries for Class A Common Stock, numeric lines of 3,000, 262,860, and 17,480,988, a date of 06/10/2026, and NASDAQ as the market venue.

Does the excerpt identify who is selling RBCAA shares?

The provided excerpt does not identify a selling individual or entity by name; it lists security lines and counts but does not attach seller identity or ownership attribution to those numbers.

Are there vested awards listed in the RBCAA excerpt?

Yes. The excerpt lists vested restricted stock awards and a vested performance stock unit: 1,134 (03/30/2024), 1,559 (12/31/2023), and 307 (03/02/2020).

Does the excerpt state how many RBCAA shares will be sold under Form 144?

The excerpt includes numeric entries but does not present an explicit "maximum number offered" sentence; it lists counts such as 3,000 and 262,860 without a clear labeled offering total.

Which market is listed for the RBCAA securities in the excerpt?

The excerpt lists NASDAQ as the market venue associated with the Class A Common Stock line and includes the date 06/10/2026 adjacent to those entries.