STOCK TITAN

[Form 4] RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Very Negative)
Form Type
4

Daniel A. Bergeron, Vice President and COO and a director of RBC Bearings Inc., reported option exercises and an open-market sale dated 08/07/2025. He exercised options to acquire 20,743 shares at a $137.44 exercise price and 28,000 shares at a $199.16 exercise price, and he sold 48,743 common shares at $402.7502.

Following these transactions the reporting person beneficially owns 111,134 shares on a direct basis. His holdings include 12,798 restricted shares with vesting through 2028 and option grants of which 7,000 remain unvested until 06/03/2026. The Form 4 lists the exercise prices, the number of shares acquired and sold, and the detailed vesting schedule for restricted stock.

Daniel A. Bergeron, vicepresidente e COO e membro del consiglio di amministrazione di RBC Bearings Inc., ha segnalato esercizi di opzioni e una vendita sul mercato aperto con data 08/07/2025. Ha esercitato opzioni per acquisire 20,743 azioni a un prezzo di esercizio di $137.44 e 28,000 azioni a un prezzo di esercizio di $199.16, e ha venduto 48,743 azioni ordinarie a $402.7502.

A seguito di queste operazioni la persona dichiarante detiene beneficiariamente 111,134 azioni su base diretta. Il suo portafoglio comprende 12,798 azioni ristrette con vesting fino al 2028 e assegnazioni di opzioni di cui 7,000 restano non mature fino al 06/03/2026. Il Form 4 elenca i prezzi di esercizio, il numero di azioni acquisite e vendute e il programma di vesting dettagliato per le azioni ristrette.

Daniel A. Bergeron, vicepresidente y COO y director de RBC Bearings Inc., informó ejercicios de opciones y una venta en el mercado abierto con fecha 08/07/2025. Ejerció opciones para adquirir 20,743 acciones a un precio de ejercicio de $137.44 y 28,000 acciones a $199.16, y vendió 48,743 acciones comunes a $402.7502.

Tras estas operaciones, la persona declarante posee beneficiariamente 111,134 acciones en forma directa. Sus tenencias incluyen 12,798 acciones restringidas con vesting hasta 2028 y concesiones de opciones de las cuales 7,000 permanecen no consolidadas hasta el 06/03/2026. El Form 4 detalla los precios de ejercicio, el número de acciones adquiridas y vendidas, y el calendario de vesting de las acciones restringidas.

Daniel A. Bergeron, RBC Bearings Inc.의 부사장 겸 최고운영책임자(COO)이자 이사인 그는 08/07/2025일자 옵션 행사 및 장내 매도 내역을 신고했습니다. 그는 $137.44의 행사가로 20,743주, $199.16의 행사가로 28,000주를 옵션으로 취득했으며, 보통주 48,743주를 $402.7502에 매도했습니다.

이 거래들 이후 보고자는 직접 명의로 혜택을 받는 111,134주를 보유하고 있습니다. 보유 내역에는 2028년까지 베스팅되는 12,798주의 제한주와 그중 7,000주는 06/03/2026까지 베스팅되지 않는 옵션 부여가 포함됩니다. Form 4에는 행사가, 취득 및 매도 주수, 제한주에 대한 상세한 베스팅 일정이 기재되어 있습니다.

Daniel A. Bergeron, vice-président et directeur des opérations (COO) et administrateur de RBC Bearings Inc., a déclaré des exercices d'options et une vente sur le marché ouvert datés du 08/07/2025. Il a exercé des options pour acquérir 20,743 actions au prix d'exercice de $137.44 et 28,000 actions au prix d'exercice de $199.16, et il a vendu 48,743 actions ordinaires à $402.7502.

À la suite de ces opérations, la personne déclarante détient bénéficiairement 111,134 actions en propriété directe. Ses avoirs comprennent 12,798 actions restreintes avec acquisition des droits jusqu'en 2028 et des attributions d'options dont 7,000 restent non acquises jusqu'au 06/03/2026. Le Form 4 énumère les prix d'exercice, le nombre d'actions acquises et vendues ainsi que le calendrier d'acquisition détaillé des actions restreintes.

Daniel A. Bergeron, Vizepräsident und COO sowie Direktor von RBC Bearings Inc., meldete Optionsausübungen und einen Verkauf am offenen Markt mit Datum 08/07/2025. Er übte Optionen aus, um 20,743 Aktien zum Ausübungspreis von $137.44 und 28,000 Aktien zum Ausübungspreis von $199.16 zu erwerben, und verkaufte 48,743 Stammaktien zu $402.7502.

Nach diesen Transaktionen besitzt die meldende Person begünstigt 111,134 Aktien auf direkter Basis. Sein Bestand umfasst 12,798 eingeschränkte Aktien mit Vesting bis 2028 und Optionszuteilungen, von denen 7,000 bis zum 06/03/2026 noch nicht vestiert sind. Das Form 4 führt die Ausübungspreise, die Anzahl der erworbenen und verkauften Aktien sowie den detaillierten Vestingplan für die eingeschränkten Aktien auf.

Positive
  • Options converted into shares at stated exercise prices ($137.44 and $199.16), providing clear transparency of cost basis
  • Detailed restricted stock vesting schedule disclosed (12,798 shares with dates through 2028), improving clarity on future dilution and insider alignment
  • Post-transaction beneficial ownership disclosed: 111,134 shares direct, giving investors a concrete ownership figure
Negative
  • Insider sale of 48,743 shares at $402.7502 recorded, representing a notable liquidity event
  • Net reduction in direct holdings reflected after transactions (final reported direct ownership 111,134 shares)

Insights

TL;DR: Bergeron exercised options at $137.44 and $199.16, sold 48,743 shares at $402.7502, leaving 111,134 shares beneficially owned.

The report documents option exercises that converted 20,743 and 28,000 option shares into common stock at the specified strike prices, followed by a sale of 48,743 shares at $402.7502. The filing also discloses restricted stock (12,798 shares) with staged vesting and 7,000 options that remain unvested until 06/03/2026. For investors, this is a clear insider liquidity event with the resulting direct ownership level disclosed.

TL;DR: Transparent disclosure of exercises, sale and vesting schedules; documents material insider activity and remaining unvested awards.

The Form 4 provides full disclosure of the mechanics: option-to-equity conversions, a subsequent share disposition, and the detailed vesting timetable for restricted stock and unvested options. These disclosures meet Section 16 requirements and give stakeholders a clear view of the insider's post-transaction holdings and outstanding award vesting obligations.

Daniel A. Bergeron, vicepresidente e COO e membro del consiglio di amministrazione di RBC Bearings Inc., ha segnalato esercizi di opzioni e una vendita sul mercato aperto con data 08/07/2025. Ha esercitato opzioni per acquisire 20,743 azioni a un prezzo di esercizio di $137.44 e 28,000 azioni a un prezzo di esercizio di $199.16, e ha venduto 48,743 azioni ordinarie a $402.7502.

A seguito di queste operazioni la persona dichiarante detiene beneficiariamente 111,134 azioni su base diretta. Il suo portafoglio comprende 12,798 azioni ristrette con vesting fino al 2028 e assegnazioni di opzioni di cui 7,000 restano non mature fino al 06/03/2026. Il Form 4 elenca i prezzi di esercizio, il numero di azioni acquisite e vendute e il programma di vesting dettagliato per le azioni ristrette.

Daniel A. Bergeron, vicepresidente y COO y director de RBC Bearings Inc., informó ejercicios de opciones y una venta en el mercado abierto con fecha 08/07/2025. Ejerció opciones para adquirir 20,743 acciones a un precio de ejercicio de $137.44 y 28,000 acciones a $199.16, y vendió 48,743 acciones comunes a $402.7502.

Tras estas operaciones, la persona declarante posee beneficiariamente 111,134 acciones en forma directa. Sus tenencias incluyen 12,798 acciones restringidas con vesting hasta 2028 y concesiones de opciones de las cuales 7,000 permanecen no consolidadas hasta el 06/03/2026. El Form 4 detalla los precios de ejercicio, el número de acciones adquiridas y vendidas, y el calendario de vesting de las acciones restringidas.

Daniel A. Bergeron, RBC Bearings Inc.의 부사장 겸 최고운영책임자(COO)이자 이사인 그는 08/07/2025일자 옵션 행사 및 장내 매도 내역을 신고했습니다. 그는 $137.44의 행사가로 20,743주, $199.16의 행사가로 28,000주를 옵션으로 취득했으며, 보통주 48,743주를 $402.7502에 매도했습니다.

이 거래들 이후 보고자는 직접 명의로 혜택을 받는 111,134주를 보유하고 있습니다. 보유 내역에는 2028년까지 베스팅되는 12,798주의 제한주와 그중 7,000주는 06/03/2026까지 베스팅되지 않는 옵션 부여가 포함됩니다. Form 4에는 행사가, 취득 및 매도 주수, 제한주에 대한 상세한 베스팅 일정이 기재되어 있습니다.

Daniel A. Bergeron, vice-président et directeur des opérations (COO) et administrateur de RBC Bearings Inc., a déclaré des exercices d'options et une vente sur le marché ouvert datés du 08/07/2025. Il a exercé des options pour acquérir 20,743 actions au prix d'exercice de $137.44 et 28,000 actions au prix d'exercice de $199.16, et il a vendu 48,743 actions ordinaires à $402.7502.

À la suite de ces opérations, la personne déclarante détient bénéficiairement 111,134 actions en propriété directe. Ses avoirs comprennent 12,798 actions restreintes avec acquisition des droits jusqu'en 2028 et des attributions d'options dont 7,000 restent non acquises jusqu'au 06/03/2026. Le Form 4 énumère les prix d'exercice, le nombre d'actions acquises et vendues ainsi que le calendrier d'acquisition détaillé des actions restreintes.

Daniel A. Bergeron, Vizepräsident und COO sowie Direktor von RBC Bearings Inc., meldete Optionsausübungen und einen Verkauf am offenen Markt mit Datum 08/07/2025. Er übte Optionen aus, um 20,743 Aktien zum Ausübungspreis von $137.44 und 28,000 Aktien zum Ausübungspreis von $199.16 zu erwerben, und verkaufte 48,743 Stammaktien zu $402.7502.

Nach diesen Transaktionen besitzt die meldende Person begünstigt 111,134 Aktien auf direkter Basis. Sein Bestand umfasst 12,798 eingeschränkte Aktien mit Vesting bis 2028 und Optionszuteilungen, von denen 7,000 bis zum 06/03/2026 noch nicht vestiert sind. Das Form 4 führt die Ausübungspreise, die Anzahl der erworbenen und verkauften Aktien sowie den detaillierten Vestingplan für die eingeschränkten Aktien auf.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BERGERON DANIEL A

(Last) (First) (Middle)
14 BENTAGRASS LANE

(Street)
NEWTOWN CT 06470

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RBC Bearings INC [ RBC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President and COO
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/07/2025 M 20,743 A $137.44 131,877(1) D
Common Stock 08/07/2025 M 28,000 A $199.16 159,877(1) D
Common Stock 08/07/2025 S 48,743 D $402.7502 111,134(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Common Stock $137.44 08/07/2025 M 20,743 06/02/2021 06/02/2027 Common Stock 20,743 $0 0 D
Option to Purchase Common Stock $199.16 08/07/2025 M 28,000 06/03/2022(2) 06/03/2028 Common Stock 28,000 $0 7,000 D
Explanation of Responses:
1. Includes 12,798 shares of restricted stock, which vest according to the following schedule; 3,516 shares that vest on 6/1/2026; 4,491 shares 1/2 of which vest on 5/23/2026 and 1/2 vest on 5/23/2027; and 4,791 shares 1/3 of which vest on 5/28/2026, 1/3 vest on 5/28/2027 and 1/3 vest on 5/28/2028.
2. All these options to purchase Common Stock are exerciseable except for 7,000 options that vest on 6/3/2026.
Remarks:
/s/John J. Feeney/attorney in fact 08/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Daniel A. Bergeron report for RBC (RBC)?

He exercised options to acquire 20,743 shares at $137.44 and 28,000 shares at $199.16, and sold 48,743 shares at $402.7502.

How many shares does Bergeron beneficially own after the reported transactions?

Following the reported transactions he beneficially owns 111,134 shares on a direct basis.

Does the filing disclose restricted stock or unvested options for Bergeron?

Yes. The filing includes 12,798 restricted shares with specified vesting dates through 2028 and notes 7,000 options that vest on 06/03/2026.

At what prices were the option shares exercised and the sold shares transacted?

Option exercises were at $137.44 and $199.16; the sold shares transacted at $402.7502 per share.

What role does Daniel A. Bergeron hold at RBC Bearings?

He is reported as a Director and as an Officer (Vice President and COO) of RBC Bearings Inc.
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