[144] Roblox Corporation SEC Filing

Rhea-AI Filing Summary

GATX Corporation (GATX) filed a Form 4 showing that director John M. Holmes acquired 159 restricted stock units (RSUs) on 08/01/2025 under the Amended and Restated Directors’ Voluntary Deferred Fee Plan. The RSUs were credited at a reference price of $152.825 and consist of 147 units from the voluntary deferral of the director’s cash retainer and 12 units obtained through the plan’s dividend-reinvestment feature. Following the credit, Holmes directly owns 3,169 GATX common shares. The RSUs will settle in stock upon the director’s departure from the board; no open-market purchase or sale took place and no derivative positions were reported.

Insights

Securities Analyst

TL;DR: Routine fee-deferral RSU credit; negligible valuation impact, signals continued board alignment.

The transaction is an automatic accrual of director compensation into equity rather than an open-market buy. At only 159 RSUs (~$24K), it is immaterial to GATX’s 35 million-share float and does not alter insider ownership meaningfully. Because the units are locked until the director leaves the board, the move reinforces long-term alignment but offers no immediate liquidity signal. Overall, the filing is neutral for valuation and trading dynamics.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	200000	26140000	645032994	08/04/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/05/2018	Acquired as compensation -- Stock Options	Issuer			200000	02/05/2018	Compensation -- Cashless exercise / same-day sale

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Michael Guthrie 3150 South Delaware Street San Mateo CA 94403	Common	05/12/2025	50000	3764500
Michael Guthrie 3150 South Delaware Street San Mateo CA 94403	Common	06/05/2025	50000	4710000

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many GATX shares did director John M. Holmes acquire on 08/01/2025?

He received 159 restricted stock units credited to his deferred fee account.

What was the reference price for the newly credited RSUs?

The RSUs were valued at $152.825 per unit.

What is Holmes’ total beneficial ownership after the transaction?

His direct holdings increased to 3,169 shares of GATX common stock.

Was the RSU credit an open-market purchase?

No. The units were credited under the Directors’ Voluntary Deferred Fee Plan, not bought on the market.

When will the RSUs settle into GATX common stock?

Settlement occurs after Holmes’ termination of board service, per plan provisions.