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Roblox (RBLX) CEO Baszucki logs trust sales, gifts and RSUs in Form 4

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Roblox Corp insider activity: President & CEO David Baszucki, who is also a director and 10% owner, reported multiple transactions in Class A Common Stock dated January 7, 2026. The filing states these moves were made under a Rule 10b5-1 trading plan adopted on August 06, 2025.

Shares held by The Freedom Revocable Trust, for which Baszucki serves as trustee, were sold in several blocks, including 11,088 shares at an average price of $76.2163, 9,684 shares at $76.7819 and 62 shares at $77.46, with prices representing weighted averages over ranges disclosed in the footnotes. The trust also reported a 22,688-share gift to a charitable organization and a 46,062-share transfer to The Baszucki Family Foundation.

The foundation, which may be deemed beneficially owned by Baszucki, then reported acquiring 46,062 shares and selling them in several trades, including 24,514 shares at $76.2163, 21,410 shares at $76.7819 and 138 shares at $77.46. Separately, Baszucki reports 190,574 shares held directly, a portion of which consists of restricted stock units, each representing a contingent right to receive one share of Class A Common Stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baszucki David

(Last) (First) (Middle)
C/O ROBLOX CORPORATION
3150 S. DELAWARE ST.

(Street)
SAN MATEO CA 94403

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Roblox Corp [ RBLX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
01/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/07/2026 S(1) 11,088 D $76.2163(2) 884,750 I See Footnote(3)
Class A Common Stock 01/07/2026 S(1) 9,684 D $76.7819(4) 875,066 I See Footnote(3)
Class A Common Stock 01/07/2026 S(1) 62 D $77.46(5) 875,004 I See Footnote(3)
Class A Common Stock 01/07/2026 G(1)(6) 22,688 D $0 852,316 I See Footnote(3)
Class A Common Stock 01/07/2026 G(1)(7) 46,062 D $0 806,254 I See Footnote(3)
Class A Common Stock 01/07/2026 G(1)(7) 46,062 A $0 46,062 I See Footnote(8)
Class A Common Stock 01/07/2026 S(1) 24,514 D $76.2163(2) 21,548 I See Footnote(8)
Class A Common Stock 01/07/2026 S(1) 21,410 D $76.7819(4) 138 I See Footnote(8)
Class A Common Stock 01/07/2026 S(1) 138 D $77.46(5) 0 I See Footnote(8)
Class A Common Stock 190,574(9) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 06, 2025.
2. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $75.45 to $76.445, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the Reporting Person serves as trustee.
4. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $76.45 to $77.35, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
5. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $77.45 to $77.47, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
6. The shares reported in this transaction represent a gift to a charitable organization.
7. Represents a transfer of shares by The Freedom Revocable Trust dated February 28, 2017 as amended to The Baszucki Family Foundation.
8. These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation.
9. A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Remarks:
/s/ Mark Reinstra Attorney-in-Fact for David Baszucki 01/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Roblox (RBLX) report for David Baszucki on January 7, 2026?

The filing shows multiple transactions in Roblox Class A Common Stock dated January 7, 2026. Entities associated with David Baszucki sold shares in several blocks, including 11,088 shares at $76.2163, 9,684 shares at $76.7819 and 62 shares at $77.46. In addition, there were gifts and transfers of shares to a charitable organization and The Baszucki Family Foundation.

Were the January 2026 Roblox (RBLX) insider trades by David Baszucki under a Rule 10b5-1 plan?

Yes. The footnotes state that the transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 06, 2025. A Rule 10b5-1 plan is a pre-arranged trading program that can allow insiders to sell shares on a scheduled basis.

Which entities actually held the Roblox (RBLX) shares involved in David Baszucki’s Form 4?

The shares sold and transferred were held indirectly through The Freedom Revocable Trust dated February 28, 2017, for which David Baszucki serves as trustee, and through The Baszucki Family Foundation. The filing notes that the trust holds shares directly and that Baszucki may be deemed to have beneficial ownership of securities held by the foundation.

Did the Roblox (RBLX) Form 4 include charitable gifts by entities associated with David Baszucki?

Yes. One transaction for 22,688 shares is described as a gift to a charitable organization. Another footnote explains that 46,062 shares were transferred from The Freedom Revocable Trust to The Baszucki Family Foundation, which is a related charitable entity.

What ongoing holdings does David Baszucki report in Roblox (RBLX) Class A stock after these transactions?

The table shows 806,254 shares indirectly held after certain trust transactions and 46,062 shares indirectly held at one point by The Baszucki Family Foundation before its sales. In addition, there is a separate line showing 190,574 shares held directly, a portion of which are restricted stock units (RSUs), with each RSU representing a contingent right to receive one share of Class A Common Stock.

What price ranges applied to the Roblox (RBLX) shares sold in David Baszucki’s January 2026 trades?

The filing discloses that the reported average prices reflect multiple trades within ranges. One set of sales occurred between $75.45 and $76.445, another between $76.45 and $77.35, and another between $77.45 and $77.47. The reporting person undertakes to provide full breakdowns of shares sold at each price upon request.

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